Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-009967
Date:2021-03-06
Issuer: FIRST SOLAR, INC. (FSLR)
Original Submission Date:

Reporting Person:

ANTOUN GEORGES
C/O FIRST SOLAR INC.
350 WEST WASHINGTON STREET, SUITE 600 TEMPE, AZ 85281-1244

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-06 M 2,780 a $0.00 38,858 direct
COMMON STOCK 2021-03-06 F 1,094 d $73.70 37,764 direct
COMMON STOCK 2021-03-06 M 3,894 a $0.00 41,658 direct
COMMON STOCK 2021-03-06 F 1,533 d $73.70 40,125 direct
COMMON STOCK 2021-03-06 M 4,612 a $0.00 44,737 direct
COMMON STOCK 2021-03-06 F 1,815 d $73.70 42,922 direct
COMMON STOCK 2021-03-07 M 7,661 a $0.00 50,583 direct
COMMON STOCK 2021-03-07 F 3,015 d $73.70 47,568 direct
COMMON STOCK 2021-03-08 S 11,490 d $72.01 36,078 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-03-06 deemed execution date M 2,780 (d) common stock 2,780 $0.00 2,780 direct
RESTRICTED STOCK UNITS 0.0 2021-03-06 deemed execution date M 3,894 (d) common stock 3,894 $0.00 7,786 direct
RESTRICTED STOCK UNITS 0.0 2021-03-06 deemed execution date M 4,612 (d) common stock 4,612 $0.00 13,834 direct
RESTRICTED STOCK UNITS 0.0 2021-03-06 deemed execution date A 3,664 (a) common stock 3,664 $0.00 3,664 direct
RESTRICTED STOCK UNITS 0.0 2021-03-07 deemed execution date M 7,661 (d) common stock 7,661 $0.00 0 direct
Footnotes
IDfootnote
f1 represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on march 6, 2018.
f2 represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.
f3 represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on march 6, 2019.
f4 represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on march 6, 2020.
f5 represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on march 7, 2017.
f6 this transaction was effected pursuant to a rule 10b5-1 trading plan previously adopted by the reporting person on november 11, 2020.
f7 each restricted stock unit represents the right to receive, upon vesting, one share of the issuer's common stock in accordance with the issuer's 2015 omnibus incentive compensation plan.
f8 the restricted stock units were granted on march 6, 2018 as part of the issuer's annual equity grant to executive officers. these units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
f9 the restricted stock units were granted on march 6, 2019 as part of the issuer's annual equity grant to executive officers. these units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
f10 the restricted stock units were granted on march 6, 2020 as part of the issuer's annual equity grant to executive officers. these units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
f11 each restricted stock unit represents the right to receive, upon vesting, one share of the issuer's common stock in accordance with the issuer's 2020 omnibus incentive compensation plan.
f12 the restricted stock units were granted on march 6, 2021 as part of the issuer's annual equity grant to executive officers. these units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
f13 the restricted stock units were granted on march 7, 2017 as part of the issuer's annual equity grant to executive officers. these units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
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