Accession Number: | 0001678463-21-000033 |
Date: | 2021-03-13 |
Issuer: | FORTERRA, INC. (FRTA) |
Original Submission Date: |
BROWN CHARLES RODNEY
511 EAST JOHN CARPENTER FREEWAY
SUITE 600
IRVING, TX 75062
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-03-13 | M | 11,704 | a | $0.00 | 189,812 | direct | ||
COMMON STOCK | 2021-03-14 | M | 29,563 | a | $0.00 | 219,375 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2021-03-13 | deemed execution date | M | 11,704 (d) | common stock 11,704 | $0.00 | 23,410 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2021-03-14 | deemed execution date | M | 29,563 (d) | common stock 29,563 | $0.00 | 29,564 | direct |
ID | footnote |
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f1 | each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
f2 | represents vesting of one-third of restricted stock units granted march 13, 2020. |
f3 | represents vesting of one-third of restricted stock units granted march 14, 2019. |