Form Type: 4

SEC EDGAR Link
Accession Number:0001678463-21-000033
Date:2021-03-13
Issuer: FORTERRA, INC. (FRTA)
Original Submission Date:

Reporting Person:

BROWN CHARLES RODNEY
511 EAST JOHN CARPENTER FREEWAY
SUITE 600 IRVING, TX 75062

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-13 M 11,704 a $0.00 189,812 direct
COMMON STOCK 2021-03-14 M 29,563 a $0.00 219,375 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-03-13 deemed execution date M 11,704 (d) common stock 11,704 $0.00 23,410 direct
RESTRICTED STOCK UNIT 0.0 2021-03-14 deemed execution date M 29,563 (d) common stock 29,563 $0.00 29,564 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents the right to receive, at settlement, one share of common stock.
f2 represents vesting of one-third of restricted stock units granted march 13, 2020.
f3 represents vesting of one-third of restricted stock units granted march 14, 2019.
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