Form Type: 4

SEC EDGAR Link
Accession Number:0001678463-21-000035
Date:2021-03-13
Issuer: FORTERRA, INC. (FRTA)
Original Submission Date:

Reporting Person:

BROWNE LORI M
511 E. JOHN CARPENTER FREEWAY
SUITE 600 IRVING, TX 75062

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-13 M 8,185 a $0.00 76,326 direct
COMMON STOCK 2021-03-13 F 2,530 d $23.49 73,796 direct
COMMON STOCK 2021-03-14 M 20,040 a $0.00 93,836 direct
COMMON STOCK 2021-03-14 F 7,886 d $23.49 85,950 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-03-13 deemed execution date M 8,185 (d) common stock 8,185 $0.00 16,371 direct
RESTRICTED STOCK UNIT 0.0 2021-03-14 deemed execution date M 20,040 (d) common stock 20,040 $0.00 20,040 direct
Footnotes
IDfootnote
f1 shares withheld on vesting of restricted stock units to cover applicable withholding taxes, with the number of shares withheld based on the march 12, 2021 closing price.
f2 each restricted stock unit represents the right to receive, at settlement, one share of common stock.
f3 represents vesting of one-third of restricted stock units granted march 13, 2020.
f4 represents vesting of one-third of restricted stock units granted march 14, 2019.
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