Form Type: 4

SEC EDGAR Link
Accession Number:0000904454-21-000359
Date:2021-03-17
Issuer: PENNYMAC FINANCIAL SERVICES, INC. (PFSI)
Original Submission Date:

Reporting Person:

NANJI FARHAD
C/O PENNYMAC FINANCIAL SERVICES, INC.
3043 TOWNSGATE ROAD WESTLAKE VILLAGE, CA 91361

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-17 P 1,136 a $64.75 339,912 indirect f1
COMMON STOCK 2021-03-17 0 $0.00 170,099 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 mfn partners, lp (the "partnership") is the holder of the securities. mfn partners gp, llc ("mfn gp") is the general partner to the partnership. mfn partners management, lp ("mfn management") is the investment adviser to the partnership. mfn partners management, llc ("mfn llc") is the general partner of mfn management. the reporting person is a managing member of each of mfn gp and mfn llc and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.
f2 the reported amount consists of 6,360 restricted stock units and 163,739 shares of common stock. the restricted stock units are to be settled in an equal number of shares of common stock upon vesting.
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