Accession Number: | 0000904454-21-000359 |
Date: | 2021-03-17 |
Issuer: | PENNYMAC FINANCIAL SERVICES, INC. (PFSI) |
Original Submission Date: |
NANJI FARHAD
C/O PENNYMAC FINANCIAL SERVICES, INC.
3043 TOWNSGATE ROAD
WESTLAKE VILLAGE, CA 91361
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-03-17 | P | 1,136 | a | $64.75 | 339,912 | indirect | f1 | |
COMMON STOCK | 2021-03-17 | 0 | $0.00 | 170,099 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | mfn partners, lp (the "partnership") is the holder of the securities. mfn partners gp, llc ("mfn gp") is the general partner to the partnership. mfn partners management, lp ("mfn management") is the investment adviser to the partnership. mfn partners management, llc ("mfn llc") is the general partner of mfn management. the reporting person is a managing member of each of mfn gp and mfn llc and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any. |
f2 | the reported amount consists of 6,360 restricted stock units and 163,739 shares of common stock. the restricted stock units are to be settled in an equal number of shares of common stock upon vesting. |