Form Type: 4

SEC EDGAR Link
Accession Number:0001772695-21-000056
Date:2021-03-22
Issuer: SUNNOVA ENERGY INTERNATIONAL INC. (NOVA)
Original Submission Date:

Reporting Person:

GRASSO MICHAEL P
20 EAST GREENWAY PLAZA,
SUITE 540 HOUSTON, TX 77046

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-03-22 deemed execution date A 18,205 (a) common stock 18,205 $0.00 18,205 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 40.5 2021-03-22 deemed execution date A 12,176 (a) 2031-03-22 common stock 12,176 $40.50 12,176 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock.
f2 the rsu's were awarded under the sunnova energy international inc. 2019 long-term incentive plan ("plan") and will vest 25% on the first anniversary of the date of grant, 25% on the second anniversary, and 50% on the third anniversary beginning on march 22, 2022. common stock will be delivered to the reporting person no later than 15 days after the rsus vest.
f3 these nonqualified stock options ("options") were granted under the plan and become exercisable 25% on the first anniversary of the date of grant, 25% on the second anniversary and 50% on the third anniversary.
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