| Accession Number: | 0001104659-21-049896 |
| Date: | 2021-04-13 |
| Issuer: | SPRINGWORKS THERAPEUTICS, INC. (SWTX) |
| Original Submission Date: |
SMITH L. MARY
C/O SPRINGWORKS THERAPEUTICS, INC.,
100 WASHINGTON BLVD.
STAMFORD, CT 06902
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2021-04-13 | M | 10,000 | a | $2.30 | 177,511 | direct | ||
| COMMON STOCK | 2021-04-13 | S | 10,000 | d | $68.07 | 167,511 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 2.3 | 2021-04-13 | deemed execution date | M | 10,000 (d) | 2029-04-22 | common stock 10,000 | $2.30 | 104,296 | direct |
| ID | footnote |
|---|---|
| f1 | the stock option exercises and sale transactions reported on this form 4 were effected pursuant to a trading plan adopted pursuant to rule 10b5-1 under the securities exchange act of 1934, as amended. |
| f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions in prices ranging from $66.02 to $69.45, inclusive. |
| f3 | includes 167,511 restricted stock awards which are subject to forfeiture until they vest. |
| f4 | this option began to vest and become exercisable in 48 equal monthly installments beginning on april 22, 2019. |
