Accession Number: | 0001209191-21-026553 |
Date: | 2021-04-09 |
Issuer: | OAKTREE SPECIALTY LENDING CORP (OCSL) |
Original Submission Date: |
TANNENBAUM LEONARD M
525 OKEECHOBEE BLVD.
SUITE 1770
WEST PALM BEACH, FL 33401
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-04-09 | S | 172,312 | d | $6.61 | 22,620,295 | direct | ||
COMMON STOCK | 2021-04-12 | S | 200,000 | d | $6.61 | 22,420,295 | direct | ||
COMMON STOCK | 2021-04-09 | 0 | $0.00 | 1,332,773 | indirect | f2 | |||
COMMON STOCK | 2021-04-09 | 0 | $0.00 | 1,332,773 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this transaction was executed in multiple trades at prices ranging from $6.600 to $6.6309; the price reported reflects the weighted average price. the reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the sec staff, the issuer, or a security holder of the issuer. |
f2 | these shares of common stock are held by the leonard m. tannenbaum 2012 trust for benefit of certain members of the reporting person's family for which james castro-blanco is a co-trustee. the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
f3 | this transaction was executed in multiple trades at prices ranging from $6.60 to $6.64; the price reported reflects the weighted average price. the reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the sec staff, the issuer, or a security holder of the issuer. |