Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-026553
Date:2021-04-09
Issuer: OAKTREE SPECIALTY LENDING CORP (OCSL)
Original Submission Date:

Reporting Person:

TANNENBAUM LEONARD M
525 OKEECHOBEE BLVD.
SUITE 1770 WEST PALM BEACH, FL 33401

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-09 S 172,312 d $6.61 22,620,295 direct
COMMON STOCK 2021-04-12 S 200,000 d $6.61 22,420,295 direct
COMMON STOCK 2021-04-09 0 $0.00 1,332,773 indirect f2
COMMON STOCK 2021-04-09 0 $0.00 1,332,773 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $6.600 to $6.6309; the price reported reflects the weighted average price. the reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the sec staff, the issuer, or a security holder of the issuer.
f2 these shares of common stock are held by the leonard m. tannenbaum 2012 trust for benefit of certain members of the reporting person's family for which james castro-blanco is a co-trustee. the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
f3 this transaction was executed in multiple trades at prices ranging from $6.60 to $6.64; the price reported reflects the weighted average price. the reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the sec staff, the issuer, or a security holder of the issuer.
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