Accession Number: | 0001126328-21-000134 |
Date: | 2021-05-03 |
Issuer: | PRINCIPAL FINANCIAL GROUP INC (PFG) |
Original Submission Date: |
STRABLE-SOETHOUT DEANNA D
711 HIGH STREET
DES MOINES, IA 50392
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-05-03 | S | 15,915 | d | $65.07 | 40,716 | direct | ||
COMMON STOCK | 2021-05-03 | 0 | $0.00 | 51,675 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | the sales reported were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on december 9, 2020. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $65.00 to $65.21, inclusive. the reporting person undertakes to provide principal financial group, inc., any security holder of principal financial group, inc., or the staff of the securities exchanges commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
f3 | includes 1,367 shares acquired pursuant to the principal financial group, inc. employee stock purchase plan. |
f4 | includes 1,387 shares acquired pursuant to the principal financial group, inc. employee stock purchase plan. |