Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-015529
Date:2021-05-03
Issuer: CORNING INC /NY (GLW)
Original Submission Date:

Reporting Person:

ZHANG JOHN Z
ONE RIVERFRONT PLAZA
CORNING, NY 14831

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-03 M 11,668 a $27.00 16,100 direct
COMMON STOCK 2021-05-03 M 5,175 a $19.65 21,275 direct
COMMON STOCK 2021-05-03 S 16,843 d $44.62 4,432 direct
COMMON STOCK 2021-05-03 S 2,570 d $44.60 1,862 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO BUY) 27.0 2021-05-03 deemed execution date M 11,668 (d) 2020-03-31 2027-03-31 common stock 11,668 $27.00 0 direct
STOCK OPTIONS (RIGHT TO BUY) 19.65 2021-05-03 deemed execution date M 5,175 (d) 2030-05-15 common stock 5,175 $19.65 5,175 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $44.61 to $44.65, inclusive. the reporting person undertakes to provide to corning incorporated, any security holder of corning incorporated, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
f2 on december 2, 2020, the compensation committee approved the early vesting of one half of the stock options granted on may 15, 2020. the remaining stock options will vest ratably over three years from the grand date.
WhaleWisdom Logo

Elevate your investments