Form Type: 4

SEC EDGAR Link
Accession Number:0001126328-21-000155
Date:2021-05-28
Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
Original Submission Date:

Reporting Person:

DAN MICHAEL T
711 HIGH STREET
DES MOINES, IA 50392

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS 0.0 2021-05-28 deemed execution date A 421 (a) common stock 421 $0.00 12,418 direct
Footnotes
IDfootnote
f1 the units convert to common stock on a one-for-one basis.
f2 the reported phantom stock units were acquired pursuant to the principal deferred compensation plan for non-employee directors and may be transferred at any time into another investment alternative under the plan. interests under the plan will be settled upon the reporting person's retirement.
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