Accession Number: | 0001126328-21-000156 |
Date: | 2021-05-28 |
Issuer: | PRINCIPAL FINANCIAL GROUP INC (PFG) |
Original Submission Date: |
HOCHSCHILD ROGER C
711 HIGH STREET
DES MOINES, IA 50392
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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PHANTOM STOCK UNITS | 0.0 | 2021-05-28 | deemed execution date | A | 1,032 (a) | common stock 1,032 | $0.00 | 16,663 | direct |
ID | footnote |
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f1 | the units convert to common stock on a one-for-one basis. |
f2 | the reported phantom stock units were acquired pursuant to the principal deferred compensation plan for non-employee directors and may be transferred at any time into another investment alternative under the plan. interests under the plan will be settled upon the reporting person's retirement. |