Form Type: 4

SEC EDGAR Link
Accession Number:0001275606-21-000010
Date:2021-06-20
Issuer: CIENA CORP (CIEN)
Original Submission Date:

Reporting Person:

MCFEELY SCOTT
C/O CIENA CORPORATION
7035 RIDGE RD. HANOVER, MD 21076-1426

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-06-20 F 471 d $56.15 105,223 direct
COMMON STOCK 2021-06-20 F 437 d $56.15 104,786 direct
COMMON STOCK 2021-06-20 F 366 d $56.15 104,420 direct
COMMON STOCK 2021-06-20 F 331 d $56.15 104,089 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/16/2020. acquisition of the rsu was previously reported in table i of reporting person's form 4 on 12/18/2020.
f2 shares reported include unvested restricted stock units (rsus) and performance stock units (psus).
f3 represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/12/2017. acquisition of the rsu was previously reported in table i of reporting person's form 4 on 12/14/2017.
f4 represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/17/2019. acquisition of the rsu was previously reported in table i of reporting person's form 4 on 12/19/2019.
f5 represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/18/2018. acquisition of the rsu was previously reported in table i of reporting person's form 4 on 12/20/2018.

Elevate your investments