Form Type: 4

SEC EDGAR Link
Accession Number:0001032553-21-000033
Date:2021-07-07
Issuer: CIENA CORP (CIEN)
Original Submission Date:

Reporting Person:

SMITH GARY B
C/O CIENA CORPORATION
7035 RIDGE RD. HANOVER, MD 21076-1426

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-07-07 S 5,000 d $56.85 380,530 direct
COMMON STOCK 2021-07-08 S 5,000 d $56.61 375,530 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 sales were effected pursuant to rule 10b5-1 trading plan dated 9/21/20.
f2 reflects the weighted average sales price with transactions in a range of sales from $56.31 to $57.91. upon request by the sec, full information regarding the number of shares sold at each separate sales price will be provided.
f3 shares reported include unvested restricted stock units (rsus) and performance stock units (psus).
f4 reflects the weighted average sales price with transactions in a range of sales from $55.87 to $57.16. upon request by the sec, full information regarding the number of shares sold at each separate sales price will be provided.

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