Accession Number: | 0001127602-21-022285 |
Date: | 2021-07-16 |
Issuer: | MODERNA, INC. (MRNA) |
Original Submission Date: |
ANDRES JUAN
C/O MODERNA, INC.
200 TECHNOLOGY SQUARE
CAMBRIDGE, MA 02139
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-07-16 | M | 5,000 | a | $12.21 | 5,000 | direct | ||
COMMON STOCK | 2021-07-16 | S | 5,000 | d | $276.51 | 0 | direct | ||
COMMON STOCK | 2021-07-19 | M | 5,000 | a | $12.21 | 5,000 | direct | ||
COMMON STOCK | 2021-07-19 | M | 10,000 | a | $12.21 | 15,000 | direct | ||
COMMON STOCK | 2021-07-19 | S | 15,000 | d | $284.40 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 12.21 | 2021-07-16 | deemed execution date | M | 5,000 (d) | 2027-08-29 | common stock 5,000 | $12.21 | 439,822 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 12.21 | 2021-07-19 | deemed execution date | M | 5,000 (d) | 2027-08-29 | common stock 5,000 | $12.21 | 434,822 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 12.21 | 2021-07-19 | deemed execution date | M | 10,000 (d) | 2027-08-29 | common stock 10,000 | $12.21 | 424,822 | direct |
ID | footnote |
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f1 | the reported transaction was effected pursuant to a rule 10b5-1 trading plan adopted on march 13, 2020, and amended on may 12, 2021. |
f2 | 25% of this option vested and became exercisable on august 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter. |