Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-096490
Date:2021-07-23
Issuer: DRAFTKINGS INC. (DKNG)
Original Submission Date:

Reporting Person:

LIBERMAN PAUL
C/O DRAFTKINGS INC.
222 BERKELEY STREET, 5TH FLOOR BOSTON, MA 02116

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-07-23 M 6,239 a $0.00 1,501,255 direct
CLASS A COMMON STOCK 2021-07-23 F 2,767 d $49.33 1,498,488 direct
CLASS A COMMON STOCK 2021-07-23 0 $0.00 4,286 indirect
CLASS A COMMON STOCK 2021-07-23 0 $0.00 272,357 indirect
CLASS A COMMON STOCK 2021-07-23 0 $0.00 13,597 indirect
CLASS A COMMON STOCK 2021-07-23 0 $0.00 200,000 indirect
CLASS A COMMON STOCK 2021-07-23 0 $0.00 200,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-07-23 deemed execution date M 6,239 (d) class a common stock 6,239 $0.00 68,632 direct
Footnotes
IDfootnote
f1 no shares of class a common stock were transferred or sold upon the vesting of the restricted stock units other than to the issuer to satisfy withholding taxes. the reporting person received the net of the 6,239 shares of class a common stock underlying the restricted stock units listed in table ii, and 2,767 shares of class a common stock withheld by the issuer. each restricted stock unit represents a contingent right to receive one share of the issuer's class a common stock.
f2 on august 11, 2020, the reporting person was granted 99,828 restricted stock units, vesting quarterly over 4 years from april 23, 2020, with any restricted stock units scheduled to vest before september 12, 2020 vesting on september 12, 2020 and the vesting of the remaining restricted stock units occurring on october 23, 2020 and each quarter thereafter.
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