| Accession Number: | 0001225208-21-011006 |
| Date: | 2021-07-30 |
| Issuer: | HARLEY-DAVIDSON, INC. (HOG) |
| Original Submission Date: |
THOMAS JAMES DARRELL
HARLEY-DAVIDSON, INC.
3700 WEST JUNEAU AVENUE
MILWAUKEE, WI 53208
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2021-07-30 | M | 3,500 | a | $39.62 | 27,705 | direct | ||
| COMMON STOCK | 2021-07-30 | F | 1,121 | d | $39.62 | 26,584 | direct | ||
| COMMON STOCK | 2021-07-30 | 0 | $0.00 | 2,440 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2021-07-30 | deemed execution date | M | 3,500 (d) | 2021-08-01 | 2022-08-01 | common stock 3,500 | $0.00 | 3,500 | direct | |
| RESTRICTED STOCK UNITS | 0.0 | deemed execution date | 0 ( ) | 2020-02-01 | 2022-02-01 | common stock 1,416 | $0.00 | 1,416 | direct | |||
| RESTRICTED STOCK UNITS | 0.0 | deemed execution date | 0 ( ) | 2022-02-03 | 2024-02-03 | common stock 8,240 | $0.00 | 8,240 | direct | |||
| RESTRICTED STOCK UNITS | 0.0 | deemed execution date | 0 ( ) | 2021-02-05 | 2023-02-05 | common stock 2,936 | $0.00 | 2,936 | direct | |||
| STOCK OPTION (RIGHT TO BUY) | 41.33 | deemed execution date | 0 ( ) | 2012-02-09 | 2021-02-09 | common stock 5,884 | $41.33 | 5,884 | direct | |||
| STOCK OPTION (RIGHT TO BUY) | 45.32 | deemed execution date | 0 ( ) | 2013-02-06 | 2022-02-06 | common stock 6,049 | $45.32 | 6,049 | direct | |||
| STOCK OPTION (RIGHT TO BUY) | 51.78 | deemed execution date | 0 ( ) | 2014-02-04 | 2023-02-04 | common stock 5,541 | $51.78 | 5,541 | direct | |||
| STOCK OPTION (RIGHT TO BUY) | 62.33 | deemed execution date | 0 ( ) | 2015-02-04 | 2024-02-04 | common stock 4,963 | $62.33 | 4,963 | direct | |||
| STOCK OPTION (RIGHT TO BUY) | 63.49 | deemed execution date | 0 ( ) | 2016-02-03 | 2025-02-03 | common stock 5,376 | $63.49 | 5,376 | direct |
| ID | footnote |
|---|---|
| f1 | each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. units are subject to forfeiture until vested. |
| f2 | each restricted stock unit represents a contingent right to receive one share of stock. one-third of the units granted vest on each of the first three anniversaries of the date of grant. units are subject to forfeiture until vested. |
| f3 | granted pursuant to the harley-davidson, inc. 2009 incentive stock plan. |
| f4 | all options are currently exercisable. |
| f5 | granted pursuant to the harley-davidson, inc. 2014 incentive stock plan. |
