Accession Number: | 0001640147-21-000191 |
Date: | 2021-08-16 |
Issuer: | SNOWFLAKE INC. (SNOW) |
Original Submission Date: |
GARRETT MARK
C/O SNOWFLAKE INC.
106 EAST BABCOCK STREET, SUITE 3A
BOZEMAN, MT 59715
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-08-16 | M | 3,188 | a | $3.74 | 4,412 | direct | ||
CLASS A COMMON STOCK | 2021-08-16 | S | 3,188 | d | $288.41 | 1,224 | direct | ||
CLASS A COMMON STOCK | 2021-08-16 | S | 271 | d | $288.41 | 133,205 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 3.74 | 2021-08-16 | deemed execution date | M | 3,188 (d) | 2028-04-14 | class a common stock 3,188 | $3.74 | 710,436 | direct |
ID | footnote |
---|---|
f1 | includes shares to be issued in connection with the vesting of one or more restricted stock units. |
f2 | the sales reported in this form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person. |
f3 | the shares are held by the garrett family investment partnership, l.p. for which the reporting person is the general partner. |
f4 | the shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on april 6, 2018, subject to the reporting person's continuous service through each such vesting date. |