Accession Number: | 0001127602-21-024949 |
Date: | 2021-09-03 |
Issuer: | MODERNA, INC. (MRNA) |
Original Submission Date: |
HOGE STEPHEN
C/O MODERNA, INC.
200 TECHNOLOGY SQUARE
CAMBRIDGE, MA 02139
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-09-03 | M | 10,000 | a | $0.99 | 1,619,597 | direct | ||
COMMON STOCK | 2021-09-03 | S | 10,000 | d | $392.35 | 1,609,597 | direct | ||
COMMON STOCK | 2021-09-03 | 0 | $0.00 | 4,116 | indirect | ||||
COMMON STOCK | 2021-09-03 | 0 | $0.00 | 151,933 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 0.99 | 2021-09-03 | deemed execution date | M | 10,000 (d) | 2023-08-19 | common stock 10,000 | $0.99 | 337,431 | direct |
ID | footnote |
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f1 | the reported transaction was effected pursuant to a rule 10b5-1 trading plan adopted on december 27, 2018, as amended on january 7, 2021. |
f2 | these shares are owned directly by a trust for the benefit of dr. hoge's spouse and children, of which his spouse is a trustee. the reporting person disclaims section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for section 16 or any other purpose. |
f3 | this option is fully vested and exercisable. |