Accession Number: | 0001209191-21-057025 |
Date: | 2021-09-17 |
Issuer: | SUMO LOGIC, INC. (SUMO) |
Original Submission Date: |
SAYAR RAMIN
305 MAIN STREET
REDWOOD CITY, CA 94063
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-09-17 | S | 12,980 | a | $18.68 | 656,372 | direct | ||
COMMON STOCK | 2021-09-20 | S | 3,800 | d | $17.50 | 652,572 | direct | ||
COMMON STOCK | 2021-09-20 | M | 96,500 | a | $1.15 | 99,162 | indirect | f3 | |
COMMON STOCK | 2021-09-20 | S | 96,500 | d | $17.50 | 2,662 | indirect | f3 | |
COMMON STOCK | 2021-09-17 | 0 | $0.00 | 7,428 | indirect | f4 | |||
COMMON STOCK | 2021-09-17 | 0 | $0.00 | 7,428 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 1.15 | 2021-09-20 | deemed execution date | M | 96,500 (d) | 2024-12-02 | common stock 96,500 | $1.15 | 2,521,298 | direct |
ID | footnote |
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f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on january 8, 2021. |
f2 | this sale price represents the weighted average sale price of the shares sold ranging from $17.17 to $17.89 per share. upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this form 4. |
f3 | these shares are held of record by the sayar family trust, for which the reporting person serves as co-trustee. |
f4 | shares are held in trusts for the benefit of each of the reporting person's children. the reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of section 16 or for any other purpose. |
f5 | the shares underlying this option are fully vested and immediately exercisable. |