Form Type: 4

SEC EDGAR Link
Accession Number:0001626199-21-000112
Date:2021-09-17
Issuer: ALPINE IMMUNE SCIENCES, INC. (ALPN)
Original Submission Date:

Reporting Person:

CUI XIANGMIN
C/O ALPINE IMMUNE SCIENCES, INC.
188 EAST BLAINE STREET, SUITE 200 SEATTLE, WA 98102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-17 P 1,542,553 a $9.40 4,708,288 indirect f1
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reportable securities are owned directly by decheng capital china life sciences usd fund iii, l.p. (the "fund"). the reporting person is the manager of the general partner of the fund. the reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interests therein.
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