Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-001265
Date:2022-01-01
Issuer: BRIDGE INVESTMENT GROUP HOLDINGS INC. (BRDG)
Original Submission Date:

Reporting Person:

O'FARRELL ADAM
C/O BRIDGE INVESTMENT GROUP HOLDINGS INC
111 EAST SEGO LILY DRIVE, SUITE 400 SANDY, UT 84070

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-01-01 A 109,631 a $0.00 219,262 direct
CLASS A COMMON STOCK 2022-01-01 0 $0.00 300 indirect
CLASS B COMMON STOCK 2022-01-01 0 $0.00 1,527,095 indirect
CLASS B COMMON STOCK 2022-01-01 0 $0.00 760,950 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS A UNITS 0.0 2022-01-01 deemed execution date J 529,520 (a) class a common stock 529,520 $0.00 2,056,615 indirect by adam b. o'farrell and tracy k. o'farrell trust dtd may 9, 2019
CLASS A UNITS 0.0 deemed execution date 0 ( ) class a common stock 760,950 $0.00 760,950 indirect by the o'farrell irrevocable trust
Footnotes
IDfootnote
f1 represents an award of restricted class a common stock which will vest in three equal annual installments, with the first such annual installment vesting on january 1, 2025, subject to the reporting person's continued service with the issuer through each vesting date.
f2 the reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of section 16 or for any other purpose.
f3 the class a units in bridge investment group holdings llc may be redeemed by the reporting person at any time for shares of class a common stock on a 1-to-1 basis.
f4 represents securities issued in connection with the redemption of equity interests in entities affiliated with the issuer.
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