ADVM 13F Hedge Fund and Asset Management Owners

Data as of 2020-07-04
Market Cap	1.672 Billion	Shares Outstanding	80.296 Million	Avg 30-day Volume	1.25 Million
P/E Ratio		Dividend Yield		EPS	-1.09
Price/Sales	6687.01	Price cash flow ratio	242.9	Price free cash flow ratio	-29.8
Book Value	3.79	Price to Tangible Book	5.57	Alpha	0.02
Short Interest Ratio		% Short Interest to Float		R-squared	0.116848
BETA	2.20301	52-week High/Low	26.98 / 4.96	Stddev	0.274448

Q1 2020	All Institutions	Hedge Funds ¹
Filers who had this stock in their top 10:	7	2 (0.13%)
13F Filers holding this stock:	126	42 (2.75%)
Aggregate 13F shares on 03/31/2020:	79.829 Million	42.751 Million
Aggregate 13F shares on 12/31/2019:	60.147 Million	28.709 Million
Percent change:	32.72%	48.91%
Funds creating new positions:	33	16
Funds Adding to an existing position:	51	16
Funds closing out their position:	19	9
Funds reducing their position:	31	9
¹ hedge funds as identified by whalewisdom.com through public filings.

Funds Holding ADVM (via 13F filings)

Quarter to view: Refresh Download CSV Download Excel (.xlsx) Download TSV

Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ADVM BETA

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

68.2 Thousand total shares from 12 transactions

Exercise Derivative Conversion (M)

55 Thousand total shares from 7 transactions

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
PATTERSON LEONE D	Director	0	2020-07-09	9
GASMI MEHDI	Director	0	2020-06-23	11
WOIWODE THOMAS	Director	0	2020-06-23	2
MACHADO PATRICK	Director	0	2020-06-23	3
CARTER ERIC G	Director	0	2020-06-23	2
HEMRAJANI REKHA	Director	0	2020-06-23	3
SCOPA JAMES PAUL	Director	0	2020-06-23	5
LUPHER, JR. MARK L.	Director	0	2020-06-23	3
WHITCUP SCOTT M	Director	0	2020-06-23	3
FISCHER LAURENT CEO AND DIRECTOR	Officer Director	0	2020-06-15	2
BAIN LINDA	Director	0	2020-06-10	0
SWARTZBURG MICHAEL VP, FINANCE	Officer	0	2020-06-10	0
COUNTOURIOTIS ATHENA	Director	0	2020-06-08	0
HULL HANS CHIEF BUSINESS OFFICER	Officer	149,037	2020-06-05	0
MCLAUGHLIN JOHN PETER	Director	86,974	2020-05-18	0
BLUMENKRANZ MARK S.	Director	0	2020-05-14	0
SALZMAN AMBER	Director	0	2020-04-13	0
THEDINGA ANGELA CHIEF TECHNOLOGY OFFICER	Officer	0	2020-02-21	2
OSBORNE AARON CHIEF MEDICAL OFFICER	Officer	0	2020-02-20	1
LEUNG THOMAS CHIEF FINANCIAL OFFICER	Officer	0	2020-02-20	1
SOPARKAR PETER CHIEF LEGAL OFFICER	Officer	0	2020-02-20	3
GUERIN JOHN PATRICK ET AL	Director 10% Owner	173,513	2020-01-02	0
CLEVELAND PAUL B	Director	0	2019-10-22	0
FINER MITCHELL H.	Director	0	2019-07-31	2
SPIVEY RICHARD N.	Director	0	2019-07-31	1
CHENG JENNIFER C. GENERAL COUNSEL	Officer	0	2019-02-14	0
WACHTER PAUL		0	2018-06-14	0
SCHWARTZ STEVEN DANIEL	Director	398,991	2017-06-12	0
BARONE SAMUEL B. SVP, CLINICAL DEVELOPMENT	Officer	172,335	2017-02-09	0
RUSSO CARLO EVP AND CHIEF MEDICAL OFFICER	Officer	0	2016-05-11	0
VERSANT VENTURES IV, LLC VERSANT VENTURE CAPITAL IV, L.P. VERSANT IV LUXCO S.A R.L. VERSANT CAPITAL IV (SWITZERLAND) GMBH	10% Owner	7,003,892	2016-05-11	0
RUBIO ROMAN G. SVP, TRANSLATIONAL MEDICINE	Officer	165,650	2016-02-12	0
BRAUN SHIRLEY VP, HUMAN RESOURCES	Officer	161,140	2016-02-12	0
CHALBERG THOMAS W. CHIEF EXECUTIVE OFFICER	Officer Director	1,099,401	2015-06-10	0
ZYGTECH, LLC	10% Owner	No longer subject to file	2015-04-13	0
REGENERON PHARMACEUTICALS INC	10% Owner	No longer subject to file	2014-08-05	0
FLYNN JAMES E DEERFIELD MGMT L.P. DEERFIELD SPECIAL SITUATIONS FUND, L.P. DEERFIELD SPECIAL SITUATIONS INTERNATIONAL MASTER FUND, L.P. DEERFIELD MGMT III, L.P. DEERFIELD MANAGEMENT CO DEERFIELD PRIVATE DESIGN FUND III, L.P. DEERFIELD PARTNERS, LP DEERFIELD INTERNATIONAL MASTER FUND, L.P.	10% Owner POSSIBLE MEMBERS OF 10% GROUPPOSSIBLE MEMBERS OF 10% GROUPPOSSIBLE MEMBERS OF 10% GROUPPOSSIBLE MEMBERS OF 10% GROUPPOSSIBLE MEMBERS OF 10% GROUPPOSSIBLE MEMBERS OF 10% GROUPPOSSIBLE MEMBERS OF 10% GROUPPOSSIBLE MEMBERS OF 10% GROUPPOSSIBLE MEMBERS OF 10% GROUP	No longer subject to file	2014-08-05	0
VENROCK ASSOCIATES VI, L.P. VENROCK PARTNERS VI, L.P. VENROCK MANAGEMENT VI, LLC VENROCK PARTNERS MANAGEMENT VI, LLC VENROCK HEALTHCARE CAPITAL PARTNERS LP VHCP CO-INVESTMENT HOLDINGS, LLC VHCP MANAGEMENT, LLC HOVE ANDERS D KOH BONG Y	10% Owner	2,365,471	2014-08-05	0
VENROCK HEALTHCARE CAPITAL PARTNERS II, L.P. VHCP CO-INVESTMENT HOLDINGS II, LLC VHCP MANAGEMENT II, LLC	10% Owner	2,365,471	2014-08-05	0
VENROCK ASSOCIATES VI, L.P. VENROCK PARTNERS VI, L.P. VENROCK MANAGEMENT VI, LLC VENROCK PARTNERS MANAGEMENT VI, LLC VENROCK HEALTHCARE CAPITAL PARTNERS LP VHCP CO-INVESTMENT HOLDINGS, LLC VHCP MANAGEMENT, LLC ROBERTS BRYAN E HOVE ANDERS D	10% Owner	0	2014-07-30	0
FLYNN JAMES E DEERFIELD MGMT L.P. DEERFIELD SPECIAL SITUATIONS INTERNATIONAL MASTER FUND, L.P. DEERFIELD SPECIAL SITUATIONS FUND, L.P. DEERFIELD MGMT III, L.P. DEERFIELD PRIVATE DESIGN FUND III, L.P.	10% Owner POSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUP	0	2014-07-30	0

Insider Transactions Last 60 Days

Reporting Owners	Transaction Date	Transaction Code	Shares	Share Price	Acquired or Disposed	Shares Owned Following Transaction	Combined shares owned after filing	Direct/Indirect Ownership
SCOPA JAMES PAUL - Director	2020-06-23	A	30,000		a	30,000	0.00	direct
WHITCUP SCOTT M - Director	2020-06-23	A	30,000		a	30,000	0.00	direct
WOIWODE THOMAS - Director	2020-06-23	A	30,000		a	30,000	0.00	direct
GASMI MEHDI - Director	2020-06-23	A	30,000		a	30,000	0.00	direct
CARTER ERIC G - Director	2020-06-23	A	30,000		a	30,000	0.00	direct
MACHADO PATRICK - Director	2020-06-23	A	30,000		a	30,000	0.00	direct
LUPHER, JR. MARK L. - Director	2020-06-23	A	30,000		a	30,000	0.00	direct
HEMRAJANI REKHA - Director	2020-06-23	A	30,000		a	30,000	0.00	direct
GASMI MEHDI - Director	2020-06-22	M	23,605		d	83,000	274,442.00	direct
GASMI MEHDI - Director	2020-06-22	S	23,605	$25.06	d	274,442	274,442.00	direct
GASMI MEHDI - Director	2020-06-22	M	23,605	$4.80	a	298,047	274,442.00	direct
GASMI MEHDI - Director	2020-06-18	M	11,127		d	106,605	274,442.00	direct
GASMI MEHDI - Director	2020-06-18	M	11,127	$4.80	a	285,569	274,442.00	direct
GASMI MEHDI - Director	2020-06-18	S	11,127	$25.01	d	274,442	274,442.00	direct
GASMI MEHDI - Director	2020-06-17	M	268		d	117,732	274,442.00	direct
GASMI MEHDI - Director	2020-06-17	S	268	$25.01	d	274,442	274,442.00	direct
GASMI MEHDI - Director	2020-06-17	M	268	$4.80	a	274,710	274,442.00	direct
PATTERSON LEONE D - Officer PRESIDENT	2020-06-16	S	13,171	$24.68	d	110,488	110,488.00	direct
GASMI MEHDI - Director	2020-06-15	M	10,000		d	118,000	274,442.00	direct
GASMI MEHDI - Director	2020-06-15	S	1,416	$21.93	d	278,026	274,442.00	direct
GASMI MEHDI - Director	2020-06-15	S	159	$23.59	d	274,442	274,442.00	direct
GASMI MEHDI - Director	2020-06-15	S	5,000	$21.01	d	279,442	274,442.00	direct
FISCHER LAURENT - Director - Officer CEO AND DIRECTOR	2020-06-15	A	1,200,000		a	1,200,000	0.00	direct
GASMI MEHDI - Director	2020-06-15	S	3,425	$23.00	d	274,601	274,442.00	direct
GASMI MEHDI - Director	2020-06-15	M	10,000	$4.80	a	284,442	274,442.00	direct
GASMI MEHDI - Director	2020-05-21	S	3,599	$20.02	a	274,442	274,442.00	direct
GASMI MEHDI - Director	2020-05-21	M	3,599		d	128,000	274,442.00	direct
GASMI MEHDI - Director	2020-05-21	M	3,599	$4.80	a	278,041	274,442.00	direct
GASMI MEHDI - Director	2020-05-20	M	1,401		d	131,599	274,442.00	direct
GASMI MEHDI - Director	2020-05-20	S	1,401	$20.01	d	274,442	274,442.00	direct
GASMI MEHDI - Director	2020-05-20	M	1,401	$4.80	a	275,843	274,442.00	direct
GASMI MEHDI - Director	2020-05-18	M	5,000	$4.80	a	279,442	274,442.00	direct
GASMI MEHDI - Director	2020-05-18	S	300	$19.03	d	274,442	274,442.00	direct
GASMI MEHDI - Director	2020-05-18	S	4,700	$18.11	d	274,742	274,442.00	direct
GASMI MEHDI - Director	2020-05-18	M	5,000		d	133,000	274,442.00	direct

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

Avalanche Biotechnologies Inc Chart by YCharts
Yahoo! Finance	finviz
SEC Web Site	SEC DEF 14A Filings

Avalanche Biotechnologies Inc (ADVM)

Check out our reporting and analysis