American States Water Co. (AWR)

UTILITIES AND TELECOMMUNICATIONS: UTILITIES - WATER
SIC: WATER SUPPLY

630 E FOOTHILL BLVD SAN DIMAS, CA 91773-9016

American States Water Company is the parent of Golden State Water Company, Bear Valley Electric Service, Inc. and American States Utility Services, Inc., serving over one million people in nine states. Through its water utility subsidiary, Golden State Water Company, the company provides water service to approximately 261,500 customer connections located within more than 80 communities in Northern, Coastal and Southern California. Through its electric utility subsidiary, Bear Valley Electric Service, Inc., the company distributes electricity to approximately 24,500 customer connections in the City of Big Bear Lake and surrounding areas in San Bernardino County, California. Through its contracted services subsidiary, American States Utility Services, Inc., the company provides operations, maintenance and construction management services for water distribution and wastewater collection and treatment facilities located on eleven military bases throughout the country under 50-year privatization contracts with the U.S. government. American States Water Company has paid dividends to shareholders every year since 1931, increasing the dividends received by shareholders each calendar year since 1954.

Data as of 2021-09-19 11:53:19 -0400
Market Cap3.201 Billion Shares Outstanding36.932 Million Avg 30-day Volume192.166 Thousand
P/E Ratio34.7129 Dividend Yield1.571 EPS2.49
Price/Sales6.36 Debt to Equity2.77 EBITDA175.633 Million
Price to Book Value4.82 Forward PE240.75 Enterprise Value3.796 Billion
Total Cash5.359 Million Current Debt111.351 Million Gross Profit403.711 Million
BETA0.58676 52-week High/Low94.96 / 69.49 Next Earnings Date2021-11-01 Price to Cash FLow (P/CF) 80.7857
Data provided by IEX Cloud
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Funds Holding AWR (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding AWR BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

16.3 Thousand total shares from 17 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BONTA DIANA M

  • Director
15,204 2021-09-07 2

HODGES GRANVILLE R JR SR. VICE PRESIDENT-OPERATIONS

  • Officer
17,002 2021-09-02 5

TANG EVA G SR. VICE PRESIDENT & CFO

  • Officer
35,489 2021-08-31 5

ROWLEY PAUL J VP OF OPERATIONS

  • Officer
2,249 2021-08-23 4

WILKINS JANICE F

  • Director
16,229 2021-08-16 2

ANDERSON JAMES L

  • EX-DIRECTOR
24,983 2021-08-13 3

HOLLOWAY ANNE M

  • Director
37,713 2021-08-13 2

HARRISON STUART SENIOR VICE PRESIDENT

  • Officer
3,202 2021-08-06 2

FIELDER JOHN R

  • Director
13,057 2021-05-18 1

DAVIS STEVEN D

  • Director
516 2021-05-18 2

ANDERSON SARAH J

  • Director
12,284 2021-05-18 1

HOPKINS MARY ANN

  • Director
1,572 2021-05-18 1

LEVIN CARL JAMES

  • Director
4,626 2021-05-18 1

KUBIAK PATRICK VP OF ASSET MANAGEMENT

  • Officer
645 2021-05-17 2

KRUGER DENISE L SR. VICE PRESIDENT

  • Officer
14,495 2021-03-10 3

FARROW GLADYS VICE PRESIDENT

  • Officer
12,601 2021-03-10 3

SPROWLS ROBERT J PRESIDENT & CEO

  • Officer
300,216 2021-03-10 3

SWITZER BRYAN K VICE PRESIDENT

  • Officer
19,485 2021-03-10 3

PILLAI SUNIL VP ENVIRONMENTAL QUALITY

  • Officer
3,227 2021-02-05 2

WILLIS GABRIEL G VP OF STRATEGIC BUSINESS DEV.

  • Officer
1,221 2020-08-06 0

MARCONI PAUL PRESIDENT & TREASURER

  • Officer
789 2020-07-01 0

GEDNEY WILLIAM C

  • FORMER OFFICER
23,992 2020-03-11 0

COTTON, III JAMES C

  • FORMER OFFICER
11,041 2020-03-11 0

ROSS LLOYD E

  • FORMER DIRECTOR
37,605 2019-11-05 0

SCANLON PATRICK RONALD

  • FORMER OFFICER
19,374 2019-10-08 0

MCNULTY JAMES F.

  • Director
7,542 2019-08-09 0

GALLAGHER JAMES B VICE PRESIDENT

  • Officer
25,204 2018-03-09 0

CHANG SHENGDER DAVID VP ENVIRONMENTAL QUALITY

  • Officer
12,587 2015-03-05 0

HARRIS MCCLELLAN III SR. VICE PRESIDENT

  • Officer
23,093 2014-03-26 0

RENTFROW DIANE D VICE PRESIDENT

  • Officer
6,236 2014-03-04 0

KATHOL ROBERT F

  • Director
No longer subject to file 2013-06-04 0

TANNER ROLAND S VICE PRESIDENT

  • Officer
7,026 2013-04-03 0

CHEUNG JIMMY

  • CONTROLLER
377 2013-03-04 0

DODGE N P

  • Director
18,468 2012-08-15 0

KING GARY F

  • Director
8,884 2012-05-22 0

THOMAS GREGORY S VICE PRESIDENT

  • Officer
2,946 2011-01-30 0

WICKS FLOYD E

  • LEFT OFFICE 5/19/2009
477 2009-08-14 0

GEFFEN WAYNE E

  • CONTROLLER
0 2009-06-08 0

GEORGE MICHAEL P

  • EVP NO LONGER EMPLOYED
No longer subject to file 2009-02-18 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

BONTA DIANA M - Director

2021-09-08 19:30:35 -0400 2021-09-07 S 518 $93.63 d 15,204 direct -2.7193 -6.4058 0.0 1 -6.4058 6

HODGES GRANVILLE R JR - Officer SR. VICE PRESIDENT-OPERATIONS

2021-09-10 18:59:36 -0400 2021-09-02 A 159 a 17,002 direct 0.2374 -0.3956 0.2374 2 -2.0346 5

TANG EVA G - Officer SR. VICE PRESIDENT & CFO

2021-09-01 11:15:39 -0400 2021-08-31 S 500 $91.91 d 35,489 direct 0.3623 -0.8631 0.895 5 -1.4491 4

ROWLEY PAUL J - Officer VP OF OPERATIONS

2021-08-23 18:52:26 -0400 2021-08-23 S 70 $91.08 d 2,249 direct -0.2575 3.2356 3.2356 6 -0.2575 2

ROWLEY PAUL J - Officer VP OF OPERATIONS

2021-08-23 18:52:26 -0400 2021-08-23 S 40 $91.05 d 2,319 direct -0.2575 3.2356 3.2356 6 -0.2575 2

ROWLEY PAUL J - Officer VP OF OPERATIONS

2021-08-23 18:52:26 -0400 2021-08-23 S 2,389 $91.00 d 2,359 direct -0.2575 3.2356 3.2356 6 -0.2575 2

TANG EVA G - Officer SR. VICE PRESIDENT & CFO 401k

2021-08-18 16:02:43 -0400 2021-08-16 D 994 $90.51 d 8,059 indirect 1.4541 -0.3108 1.4541 2 -1.11 5

BONTA DIANA M - Director

2021-09-08 19:30:35 -0400 2021-08-16 A 13 $90.51 a 15,722 direct -2.7193 -6.4058 0.0 1 -6.4058 6

WILKINS JANICE F - Director

2021-08-17 12:03:12 -0400 2021-08-16 S 2,225 $89.87 d 16,229 direct -1.0531 -0.9866 1.3191 4 -1.0531 2

ANDERSON JAMES L EX-DIRECTOR

2021-08-16 17:45:59 -0400 2021-08-13 S 37 $88.90 d 28,132 direct -1.0531 -0.9866 1.3191 4 -1.0531 2

ANDERSON JAMES L EX-DIRECTOR

2021-08-16 17:45:59 -0400 2021-08-13 S 5 $88.83 d 28,478 direct -1.0531 -0.9866 1.3191 4 -1.0531 2

ANDERSON JAMES L EX-DIRECTOR

2021-08-16 17:45:59 -0400 2021-08-13 S 292 $88.88 d 28,169 direct -1.0531 -0.9866 1.3191 4 -1.0531 2

HOLLOWAY ANNE M - Director

2021-08-16 17:48:28 -0400 2021-08-13 S 600 $88.72 d 37,713 direct -1.0531 -0.9866 1.3191 4 -1.0531 2

ANDERSON JAMES L EX-DIRECTOR

2021-08-16 17:45:59 -0400 2021-08-13 S 3,149 $88.91 d 24,983 direct -1.0531 -0.9866 1.3191 4 -1.0531 2

ANDERSON JAMES L EX-DIRECTOR

2021-08-16 17:45:59 -0400 2021-08-13 S 17 $88.84 d 28,461 direct -1.0531 -0.9866 1.3191 4 -1.0531 2

HARRISON STUART - Officer SENIOR VICE PRESIDENT

2021-08-10 13:07:29 -0400 2021-08-06 A 74 $91.48 d 1,564 direct -1.0204 1.5672 1.905 5 -1.0212 2

HODGES GRANVILLE R JR - Officer VICE PRESIDENT - OPERATIONS

2021-08-10 13:09:28 -0400 2021-08-06 F 6 $91.48 d 16,843 direct -1.0204 1.5672 1.905 5 -1.0212 2

ANDERSON JAMES L - Director

2021-08-05 19:43:54 -0400 2021-08-04 S 1,500 $89.36 d 33,483 direct -1.0142 -0.9431 -2.4595 4.8128 23 -4.0646 30

ANDERSON JAMES L - Director

2021-08-05 19:43:54 -0400 2021-08-04 S 498 $89.29 d 29,585 direct -1.0142 -0.9431 -2.4595 4.8128 23 -4.0646 30

ANDERSON JAMES L - Director

2021-08-05 19:43:54 -0400 2021-08-04 S 302 $89.31 d 28,483 direct -1.0142 -0.9431 -2.4595 4.8128 23 -4.0646 30

ANDERSON JAMES L - Director

2021-08-05 19:43:54 -0400 2021-08-04 S 3,400 $89.24 d 30,083 direct -1.0142 -0.9431 -2.4595 4.8128 23 -4.0646 30

ANDERSON JAMES L - Director

2021-08-05 19:43:54 -0400 2021-08-04 S 800 $89.30 d 28,785 direct -1.0142 -0.9431 -2.4595 4.8128 23 -4.0646 30

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
AMERICAN STATES WATER CO AWR 2021-09-21 22:15:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 21:45:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 21:15:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 20:45:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 20:15:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 19:45:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 19:15:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 18:45:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 18:15:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 17:45:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 17:15:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 16:45:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 16:15:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 15:45:04 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 15:15:04 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 14:45:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 14:15:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 13:45:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 13:15:03 UTC -0.18 0.25 1000000
AMERICAN STATES WATER CO AWR 2021-09-21 12:45:03 UTC -0.18 0.25 1000000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Trust for Professional Managers- Convergence Market Neutral Fund AWR -1560.0 shares, $-118684.8 2020-08-31 N-PORT
FundVantage Trust- Gotham Enhanced Index Plus Fund AWR -16.0 shares, $-1307.84 2020-03-31 N-PORT
FundVantage Trust- Gotham Index Plus All-Cap Fund AWR -19.0 shares, $-1553.06 2020-03-31 N-PORT
GLENMEDE FUND INC- Alternative Risk Premia Portfolio AWR -161.0 shares, $-12778.57 2020-04-30 N-PORT

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