Franklin Resources Inc (BEN)

FINANCE: CORPORATE FINANCE
SIC: INVESTMENT ADVICE

ONE FRANKLIN PARKWAY SAN MATEO, CA 94403

Franklin Resources, Inc. (Franklin) is a holding company. Franklin together with its various subsidiaries (collectively, the Company), is referred to as Franklin Templeton Investments, is a global investment management organization offering investment choices under the Franklin, Templeton, Mutual Series, Bissett, Fiduciary and Darby brand names. The Company operates in two segments: investment management and related services, and banking/finance. Its investment management and related services provides services to investment funds in jurisdictions globally, which include the United States- and non-the United States-registered open-end and closed-end funds, unregistered funds, and institutional, high net-worth and separately-managed accounts (collectively, its sponsored investment products). Its banking/finance segment provides clients with select retail banking, private banking and consumer lending services through its bank subsidiaries.

Data based on most recent fiscal year report
Market Cap18.741 Billion Shares Outstanding551.7 Million Avg Volume3.874 Million
1-Yr BETA vs S&P TR1.204 Current Ratio8.75 Quick Ratio8.75
View SEC Filings from BEN instead.
Q3 2019 All Institutions Hedge Funds 1
To trade BEN now:
Filers who had this stock in their top 10: 6 1 (0.1%)
13F Filers holding this stock: 494 49 (5.12%)
Aggregate 13F shares on 09/30/2019: 238.589 Million 19.411 Million
Aggregate 13F shares on 06/30/2019: 254.185 Million 15.197 Million
Percent change: -6.14% 27.73%
Funds creating new positions: 46 17
Funds Adding to an existing position: 155 17
Funds closing out their position: 83 10
Funds reducing their position: 200 9
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding BEN (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding BEN BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

5 Thousand total shares from 1 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

PIGOTT MARK C

  • Director
0 2019-12-09 11

YANG GEOFFREY Y

  • Director
0 2019-12-09 14

STEIN LAURA

  • Director
0 2019-12-09 14

BARKER PETER K

  • Director
0 2019-12-09 11

TYLE CRAIG STEVEN EVP & GENERAL COUNSEL

  • Officer
108,793 2019-11-29 5

SETHI ALOK REG. S-K EXECUTIVE OFFICER

  • Officer
77,080 2019-11-29 4

PLAFKER JED A. SENIOR VICE PRESIDENT

  • Officer
125,003 2019-11-29 3

SHANEYFELT GWEN L CHIEF ACCOUNTING OFFICER

  • Officer
56,084 2019-11-29 5

NICHOLLS MATTHEW

  • EVP AND CFO
78,707 2019-11-29 3

JOHNSON JENNIFER M PRESIDENT AND COO

  • Officer
4,787,850 2019-11-01 2

JOHNSON GREGORY E CHAIRMAN AND CEO

  • Officer
  • Director
5,356,587 2019-11-01 2

JOHNSON RUPERT H JR VICE CHAIRMAN

  • Officer
  • Director
  • 10% Owner
103,450,742 2019-09-30 1

JOHNSON CHARLES B

  • 10% Owner
99,728,657 2019-09-30 1

JOHNSON CHARLES ENDLER

  • Director
2,097,896 2019-09-30 1

CROCKER CHARLES

  • Director
44,496 2019-09-17 0

BYERWALTER MARIANN H

  • Director
11,970 2019-05-20 1

ARMACOST SAMUEL H

  • Director
89,922 2019-05-07 0

WAUGH SETH H.

  • Director
0 2019-02-12 1

LEWIS KENNETH A EVP AND CFO

  • Officer
167,056 2018-12-20 1

ADVANI VIJAY CHANDUR CO-PRESIDENT

  • Officer
444,938 2016-12-01 0

LUSK JOHN M EVP-INVESTMENT MANAGEMENT

  • Officer
116,545 2015-08-31 0

YUN WILLIAM YOUNG EVP-ALTERNATIVE STRATEGIES

  • Officer
175,438 2015-08-31 0

TATLOCK ANNE M

  • Director
No longer subject to file 2014-11-05 0

HARDIMAN JOSEPH R

  • Director
7,404 2012-03-14 0

RATNATHICAM SANCHAYAN

  • Director
0 2012-03-14 0

SACERDOTE PETER M

  • Director
0 2011-07-01 0

ALEXANDER PENELOPE S VICE-PRESIDENT, HR - US

  • Officer
30,891 2011-02-16 0

GRAY MARIA VICE PRESIDENT AND SECRETARY

  • Officer
2,540 2011-02-10 0

GIBSON HOLLY E VICE PRESIDENT, CORP COMM

  • Officer
5,627 2010-12-15 0

IKEDA DONNA S VP - HR INTERNATIONAL

  • Officer
13,588 2010-12-01 0

FRISBIE NORMAN RICKARD JR SVP & CHIEF ADMIN OFFICER

  • Officer
17,791 2010-12-01 0

KRATTER LESLIE M SVP & ASSISTANT SECRETARY

  • Officer
26,316 2010-08-31 0

JOFFE ROBERT D

  • Director
0 2009-12-31 0

SIMPSON MURRAY EXECUTIVE VICE PRESIDENT

  • Officer
15,473 2009-06-09 0

WOODWORTH LOUIS E

  • Director
No longer subject to file 2009-03-10 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

PIGOTT MARK C - Director

2019-12-10 A 58 $25.84 a 54,435 0.00 direct

STEIN LAURA - Director

2019-12-10 A 15 $25.84 a 26,490 0.00 direct

BARKER PETER K - Director

2019-12-09 A 56 $27.02 a 24,415 0.00 direct

PIGOTT MARK C - Director

2019-12-09 A 111 $27.02 a 54,377 0.00 direct

STEIN LAURA - Director

2019-12-09 A 14 $27.02 a 26,476 0.00 direct

YANG GEOFFREY Y - Director

2019-12-09 A 56 $27.02 a 26,336 0.00 direct

TYLE CRAIG STEVEN - Officer EVP & GENERAL COUNSEL

2019-12-02 S 5,000 $27.57 d 108,793 108,793.04 direct yes

PLAFKER JED A. - Officer SENIOR VICE PRESIDENT

2019-11-29 F 15,913 $27.49 d 124,474 125,003.36 direct

SHANEYFELT GWEN L - Officer CHIEF ACCOUNTING OFFICER

2019-11-29 F 3,224 $27.49 d 56,084 56,084.01 direct

NICHOLLS MATTHEW EVP AND CFO

2019-11-29 F 8,195 $27.49 d 78,707 78,707.00 direct

TYLE CRAIG STEVEN - Officer EVP & GENERAL COUNSEL

2019-11-29 F 943 $27.49 d 113,793 108,793.04 direct

SETHI ALOK - Officer REG. S-K EXECUTIVE OFFICER

2019-11-29 F 1,132 $27.49 d 77,080 77,080.00 direct

STEIN LAURA - Director

2019-11-20 A 46 $27.33 a 26,462 0.00 direct

BARKER PETER K - Director

2019-11-20 A 183 $27.33 a 24,359 0.00 direct

YANG GEOFFREY Y - Director

2019-11-20 A 183 $27.33 a 26,280 0.00 direct

PIGOTT MARK C - Director

2019-11-20 A 183 $27.33 a 54,266 0.00 direct

STEIN LAURA - Director

2019-11-08 A 13 $28.28 a 26,416 0.00 direct

YANG GEOFFREY Y - Director

2019-11-08 A 53 $28.28 a 26,097 0.00 direct

SHANEYFELT GWEN L - Officer CHIEF ACCOUNTING OFFICER

2019-11-01 A 5,348 $28.05 a 59,308 59,308.01 direct

PLAFKER JED A. - Officer SENIOR VICE PRESIDENT

2019-11-01 A 14,418 a 140,387 140,916.36 direct

TYLE CRAIG STEVEN - Officer EVP & GENERAL COUNSEL

2019-11-01 A 17,826 $28.05 a 112,835 114,736.04 direct

SETHI ALOK - Officer REG. S-K EXECUTIVE OFFICER

2019-11-01 A 11,230 $28.05 a 56,083 79,257.00 direct

NICHOLLS MATTHEW EVP AND CFO

2019-11-01 A 1,837 a 86,902 86,902.00 direct

JOHNSON GREGORY E - Director - Officer CHAIRMAN AND CEO

2019-11-01 A 101,605 $28.05 a 2,265,785 5,356,586.64 direct

SETHI ALOK - Officer REG. S-K EXECUTIVE OFFICER

2019-11-01 A 4,303 a 60,386 60,386.00 direct

SHANEYFELT GWEN L - Officer CHIEF ACCOUNTING OFFICER

2019-11-01 A 1,643 a 53,960 59,308.01 direct

PLAFKER JED A. - Officer SENIOR VICE PRESIDENT

2019-11-01 A 39,216 $28.05 a 125,969 140,916.36 direct

SETHI ALOK - Officer REG. S-K EXECUTIVE OFFICER

2019-11-01 A 17,826 $28.05 a 79,257 79,257.00 direct

JOHNSON JENNIFER M - Officer PRESIDENT AND COO

2019-11-01 A 10,858 a 1,779,433 4,787,850.21 direct

NICHOLLS MATTHEW EVP AND CFO

2019-11-01 A 40,999 $28.05 a 85,065 86,902.00 direct

PIGOTT MARK C - Director

2019-11-01 A 53 $28.05 a 54,083 0.00 direct

SHANEYFELT GWEN L - Officer CHIEF ACCOUNTING OFFICER

2019-11-01 A 6,239 $28.05 a 52,317 59,308.01 direct

TYLE CRAIG STEVEN - Officer EVP & GENERAL COUNSEL

2019-11-01 A 1,901 a 114,736 114,736.04 direct

SETHI ALOK - Officer REG. S-K EXECUTIVE OFFICER

2019-11-01 A 5,348 a 61,431 79,257.00 direct

JOHNSON JENNIFER M - Officer PRESIDENT AND COO

2019-11-01 A 87,344 $28.05 a 1,768,575 4,787,850.21 direct

JOHNSON GREGORY E - Director - Officer CHAIRMAN AND CEO

2019-11-01 A 17,916 a 2,283,701 5,356,586.64 direct

BARKER PETER K - Director

2019-11-01 A 53 $28.05 a 24,176 0.00 direct

STEIN LAURA - Director

2019-10-24 A 13 $28.14 a 26,403 0.00 direct

YANG GEOFFREY Y - Director

2019-10-24 A 53 $28.14 a 26,044 0.00 direct

STEIN LAURA - Director

2019-10-20 A 14 $27.43 a 26,390 0.00 direct

PIGOTT MARK C - Director

2019-10-20 A 109 $27.43 a 54,030 0.00 direct

YANG GEOFFREY Y - Director

2019-10-20 A 55 $27.43 a 25,991 0.00 direct

BARKER PETER K - Director

2019-10-20 A 55 $27.43 a 24,123 0.00 direct
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