Capital Southwest Corp (CSWC)

FINANCE: CORPORATE FINANCE
SIC:

5400 LYNDON B. JOHNSON FREEWAY DALLAS, TX 75240

Capital Southwest is a venture capital investment company. Co.'s portfolio is a composite of companies, consisting of companies in which it has controlling interests, developing companies and marketable securities of publicly traded companies. Co.'s investment interests are focused on growth capital, management-led buyouts, and acquisition in a range of industry segments. Co. also provides managerial assistance to the companies in which it invests.

Data based on most recent fiscal year report
Market Cap385.495 Million Shares Outstanding17.93 Million Avg Volume113.082 Thousand
1-Yr BETA vs S&P TR0.854 Current Ratio0.29 Quick Ratio0.29
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Funds Holding CSWC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding CSWC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

106.6 Thousand total shares from 9 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

DIEHL BOWEN S PRESIDENT AND CEO

  • Officer
  • Director
403,295 2020-03-20 2

SARNER MICHAEL SCOTT CHIEF FINANCIAL OFFICER

  • Officer
193,036 2020-03-20 3

BROOKS DAVID R

  • Director
28,500 2020-03-18 2

FURST JACK D

  • Director
78,004 2020-03-18 1

ARMES JOSEPH B CHAIRMAN, PRESIDENT & CEO

  • Officer
  • Director
41,078 2020-03-17 0

BATTIST CHRISTINE

  • Director
5,191 2020-03-17 4

THOMAS WILLIAM R III

  • Director
7,500 2019-06-21 0

WILSON JOHN H

  • Director
8,000 2019-06-21 0

MORGAN THOMAS DUANE

  • Director
19,332 2018-02-08 0

ASHBAUGH WILLIAM M SR. VP, MANAGING DIRECTOR

  • Officer
No longer subject to file 2018-01-24 0

KELLEY DOUGLAS M. SR. VP, MANAGING DIRECTOR

  • Officer
No longer subject to file 2018-01-24 0

MARTIN GARY L

  • Director
No longer subject to file 2017-12-06 0

MUDD CHRISTOPHER J PRESIDENT AND COO

23,304 2017-10-01 0

MOAB PARTNERS LP

MOAB CAPITAL PARTNERS LLC

MOAB GP LLC

ROTHENBERG MICHAEL

  • 10% Owner
No longer subject to file 2017-08-25 0

TACKE KELLY CHIEF FINANCIAL OFFICER

  • Officer
0 2016-04-01 0

GOLDEN MATTHEW BAILEY VICE PRESIDENT

  • Officer
3,959 2015-06-05 0

LIGON SAMUEL B

  • Director
12,900 2015-03-02 0

SCHWERTNER RAY D. VICE PRESIDENT

  • Officer
8,600 2014-09-18 0

NEBLETT GLENN M. VICE PRESIDENT

  • Officer
No longer subject to file 2014-03-03 0

MORRIS TRACY L. CFO

  • Officer
200 2013-03-05 0

STRUP RICHARD F.

  • Director
No longer subject to file 2013-01-24 0

GOHLKE HENRY JAMES VICE PRESIDENT

  • Officer
2,500 2013-01-22 0

SHEDD CHRISTOPHER SCOTT VICE PRESIDENT

  • Officer
750 2013-01-22 0

BURTON DONALD W

  • Director
No longer subject to file 2012-07-17 0

PETERSON JEFFREY G VICE PRESIDENT

  • Officer
0 2012-06-22 0

BELA MARQUEZ D VICE PRESIDENT

  • Officer
0 2012-05-21 0

HENDERSON GRAEME W

  • Director
12,000 2009-09-23 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

DIEHL BOWEN S - Director - Officer PRESIDENT AND CEO by phc investments, llc

2020-03-20 P 20,000 $9.46 a 308,353 403,295.00 indirect

SARNER MICHAEL SCOTT - Officer CHIEF FINANCIAL OFFICER

2020-03-20 P 21,500 $9.40 a 193,036 193,036.00 direct

FURST JACK D - Director fmab partners, lp

2020-03-18 P 39,000 $8.84 a 39,000 78,004.00 indirect

BROOKS DAVID R - Director

2020-03-18 P 4,000 $8.90 a 28,500 28,500.00 direct

FURST JACK D - Director

2020-03-18 P 15,500 $8.84 a 39,004 78,004.00 direct

BATTIST CHRISTINE - Director

2020-03-17 P 950 $10.33 a 5,191 5,191.00 direct

BATTIST CHRISTINE - Director

2020-03-02 P 537 $18.61 a 4,241 4,241.00 direct

SARNER MICHAEL SCOTT - Officer CHIEF FINANCIAL OFFICER

2020-02-28 P 4,150 $18.15 a 171,536 171,536.00 direct

BATTIST CHRISTINE - Director

2020-02-24 P 1,000 $20.35 a 3,704 3,704.00 direct

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