Capital Southwest Corp (CSWC)

FINANCE: CORPORATE FINANCE
SIC:

5400 LYNDON B. JOHNSON FREEWAY DALLAS, TX 75240

Capital Southwest is a venture capital investment company. Co.'s portfolio is a composite of companies, consisting of companies in which it has controlling interests, developing companies and marketable securities of publicly traded companies. Co.'s investment interests are focused on growth capital, management-led buyouts, and acquisition in a range of industry segments. Co. also provides managerial assistance to the companies in which it invests.

Data as of 2020-08-09
Market Cap270.829 Million Shares Outstanding18.588 Million Avg 30-day Volume83.258 Thousand
P/E Ratio Dividend Yield11.256 EPS-1.13
Price/Sales15.037 Price cash flow ratio1.6 Price free cash flow ratio-2.3
Book Value14.95 Price to Tangible Book0.97 Alpha-0.01
Short Interest Ratio % Short Interest to Float R-squared0.022833
BETA0.400829 52-week High/Low22.9 / 7.39 Stddev0.111546
View SEC Filings from CSWC instead.
Q1 2020 All Institutions Hedge Funds 1
Filers who had this stock in their top 10: 1 1 (0.07%)
13F Filers holding this stock: 66 17 (1.11%)
Aggregate 13F shares on 03/31/2020: 6.428 Million 3.074 Million
Aggregate 13F shares on 12/31/2019: 7.698 Million 3.5 Million
Percent change: -16.50% -12.17%
Funds creating new positions: 12 4
Funds Adding to an existing position: 23 3
Funds closing out their position: 24 12
Funds reducing their position: 19 6
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding CSWC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding CSWC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

ARMES JOSEPH B CHAIRMAN, PRESIDENT & CEO

  • Officer
  • Director
65,022 2020-08-06 0

BROOKS DAVID R CHAIRMAN, CEO & PRESIDENT

  • Officer
  • Director
949,077 2020-07-03 2

DIEHL BOWEN S PRESIDENT AND CEO

  • Officer
  • Director
469,930 2020-06-10 3

SARNER MICHAEL SCOTT CHIEF FINANCIAL OFFICER

  • Officer
248,563 2020-06-10 4

THOMAS WILLIAM R III

  • Director
8,600 2020-05-06 0

WILSON JOHN H

  • Director
9,100 2020-05-06 0

FURST JACK D

  • Director
78,004 2020-03-18 1

BATTIST CHRISTINE

  • Director
5,191 2020-03-17 4

MORGAN THOMAS DUANE

  • Director
19,332 2018-02-08 0

ASHBAUGH WILLIAM M SR. VP, MANAGING DIRECTOR

  • Officer
No longer subject to file 2018-01-24 0

KELLEY DOUGLAS M. SR. VP, MANAGING DIRECTOR

  • Officer
No longer subject to file 2018-01-24 0

MARTIN GARY L

  • Director
No longer subject to file 2017-12-06 0

MUDD CHRISTOPHER J PRESIDENT AND COO

23,304 2017-10-01 0

MOAB PARTNERS LP

MOAB CAPITAL PARTNERS LLC

MOAB GP LLC

ROTHENBERG MICHAEL

  • 10% Owner
No longer subject to file 2017-08-25 0

TACKE KELLY CHIEF FINANCIAL OFFICER

  • Officer
0 2016-04-01 0

GOLDEN MATTHEW BAILEY VICE PRESIDENT

  • Officer
3,959 2015-06-05 0

LIGON SAMUEL B

  • Director
12,900 2015-03-02 0

SCHWERTNER RAY D. VICE PRESIDENT

  • Officer
8,600 2014-09-18 0

NEBLETT GLENN M. VICE PRESIDENT

  • Officer
No longer subject to file 2014-03-03 0

MORRIS TRACY L. CFO

  • Officer
200 2013-03-05 0

STRUP RICHARD F.

  • Director
No longer subject to file 2013-01-24 0

GOHLKE HENRY JAMES VICE PRESIDENT

  • Officer
2,500 2013-01-22 0

SHEDD CHRISTOPHER SCOTT VICE PRESIDENT

  • Officer
750 2013-01-22 0

BURTON DONALD W

  • Director
No longer subject to file 2012-07-17 0

PETERSON JEFFREY G VICE PRESIDENT

  • Officer
0 2012-06-22 0

BELA MARQUEZ D VICE PRESIDENT

  • Officer
0 2012-05-21 0

HENDERSON GRAEME W

  • Director
12,000 2009-09-23 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5
No current insider transactions
Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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