Control4 Corp (CTRL)

INFORMATION TECHNOLOGY: ELECTRONIC EQUIPMENT
SIC: ELECTRONIC COMPONENTS & ACCESSORIES

11734 SOUTH ELECTION ROAD SALT LAKE CITY, UT 84020

Castor Maritime Inc. operates as a dry bulk shipping company. The Company focuses on growing its fleet through acquisitions of new and modern vessels. Castor Maritime serves customers in Cyprus.

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Q1 2020 All Institutions Hedge Funds 1
No data found for this quarter.
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding CTRL (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding CTRL BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

PAISLEY CHRISTOPHER B

  • Director
0 2020-06-18 0

HABIGER DAVID C

  • Director
0 2020-06-10 1

JENSEN MARK EDWIN

  • Director
86,492 2020-05-05 1

PLAEHN MARTIN CHAIRMAN, CEO AND PRESIDENT

  • Officer
  • Director
0 2019-08-01 1

CASHEN SUSAN SR VICE PRESIDENT OF MARKETING

  • Officer
0 2019-08-01 1

DUNGAN JEFFERSON SR. VP OF BUSINESS DEVELOPMENT

  • Officer
0 2019-08-01 1

BORN ROBERT

  • Director
0 2019-08-01 1

JAECH JEREMY A

  • Director
0 2019-08-01 1

CAUDILL JAMES T

  • Director
0 2019-08-01 1

MOLYNEUX PHIL

  • Director
0 2019-08-01 1

NOVAKOVICH MARK CHIEF FINANCIAL OFFICER

  • Officer
0 2019-08-01 1

JUDD BRYCE SR. VICE PRESIDENT OF SALES

  • Officer
0 2019-08-01 1

THOMAS MARIA

  • Director
0 2019-08-01 1

ELLIS JOSHUA D. GENERAL COUNSEL

  • Officer
0 2019-08-01 2

KINDEL CHARLES E. JR. SR. VICE PRESIDENT OF PRODUCTS

  • Officer
0 2019-08-01 1

VASSALLO STEVEN

  • Director
168,609 2019-03-25 0

BISHOP GREG GC, CHIEF COMPL. OFFICER, SEC

  • Officer
454 2018-03-09 0

ANDERSON ERIC SVP OF PRODUCTS

  • Officer
3,318 2017-12-28 0

JORDAN LEN

  • Director
  • 10% Owner
No longer subject to file 2017-10-10 0

CISCO SYSTEMS, INC.

  • 10% Owner
No longer subject to file 2017-03-22 0

FOUNDATION CAPITAL MANAGEMENT CO IV LLC

FOUNDATION CAPITAL IV LP

FC IV ACTIVE ADVISORS FUND LLC

FOUNDATION CAPITAL IV PRINCIPALS FUND, LLC

FOUNDATION CAPITAL VI LP

FOUNDATION CAPITAL VI PRINCIPALS FUND, LLC

FOUNDATION CAPITAL MANAGEMENT CO. VI, LLC

  • FORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNER
No longer subject to file 2016-08-05 0

ELMORE WILLIAM B

HOLLAND PAUL R

KOONTZ PAUL G

MOLDOW CHARLES

SCHUH MICHAEL N

WEISS WARREN M

  • FORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNERFORMER 10% OWNER
No longer subject to file 2016-08-05 0

ARNOLD JAMES B. SVP OF SALES

  • Officer
0 2016-01-01 0

STRONG DAN CHIEF FINANCIAL OFFICER

  • Officer
0 2014-12-31 0

PETTY SCOTT

  • Director
1,049,985 2014-03-21 0

ELMORE WILLIAM B

GOULD KATHRYN C

HOLLAND PAUL R

KOONTZ PAUL G

MOLDOW CHARLES

REDELFS RICHARD

SCHUH MICHAEL N

WEISS WARREN M

  • 10% Owner
3,577,358 2014-02-27 0

THOMAS WEISEL CAPITAL MANAGEMENT LLC

THOMAS WEISEL VENTURE PARTNERS EMPLOYEE FUND, L.P.

THOMAS WEISEL VENTURE PARTNERS LLC

THOMAS WEISEL VENTURE PARTNERS, L.P.

  • 10% Owner
No longer subject to file 2014-02-26 0

VSPRING III D, L.P.

VSPRING III L P

VSPRING PARTNERS III, L.P.

VSPRING MANAGEMENT III, L.L.C.

VSPRING MANAGEMENT III D, L.L.C.

  • 10% Owner
2,957,751 2014-02-24 0

VSPRING III D, L.P.

VSPRING III L P

VSPRING MANAGEMENT III D, L.L.C.

VSPRING MANAGEMENT III, L.L.C.

VSPRING PARTNERS III, L.P.

VSPRING SBIC MANAGEMENT, L.L.C.

VSPRING SBIC LP

  • 10% Owner
2,264,751 2013-08-07 0

FRAZIER TECHNOLOGY MANAGEMENT, LLC

FRAZIER TECHNOLOGY VENTURES II L P

FTVM II, L.P.

  • FORMER 10% HOLDERFORMER 10% HOLDERFORMER 10% HOLDER
No longer subject to file 2013-08-07 0

ELMORE WILLIAM B

GOULD KATHRYN C

HOLLAND PAUL R

KOONTZ PAUL G

MOLDOW CHARLES

REDELFS RICHARD

SCHUH MICHAEL N

SIDANA ASHMEET

WEISS WARREN M

  • 10% Owner
5,096,587 2013-08-07 0

WEST WILLIAM B. CHIEF STRAT. OFFICER, CHAIRMAN

  • Officer
  • Director
273,076 2013-08-01 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5
No current insider transactions
Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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