Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX)

FINANCE: GENERAL FINANCE
SIC:

333 WEST WACKER DRIVE CHICAGO, IL 60606

Nuveen Dow 30SM Dynamic Overwrite Fund is a closed-end management investment company. The fund's investment objective is to seek attractive total return with less volatility than the Dow Jones Industrial Average. The fund also dynamically sells call options covering between 35% and 75% of the value of the fund's equity portfolio seeking to enhance the portfolio's risk-adjusted returns .

Data as of 2021-04-17 10:56:36 -0400
Market Cap608.418 Million Shares Outstanding36.367 Million Avg 30-day Volume96.728 Thousand
P/E Ratio0.0 Dividend Yield6.355 EPS0
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE Enterprise Value
Total Cash Current Debt Gross Profit
BETA0.76588 52-week High/Low16.84 / 11.51 Next Earnings Date Price to Cash FLow (P/CF) -9999999.0
Data provided by IEX Cloud
View SEC Filings from DIAX instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 1 1 0.0% 0 (0.0%) 0 (0.0%)
Funds Holding: 85 80 6.25% 18 (1.08%) 17 (1.06%) 5.88%
13F shares: 8.203 Million 7.84 Million 4.62% 2.307 Million 1.885 Million 22.41%
% Ownership 22.5559 21.559 4.62% 6.3446 5.183 22.41%
New Positions: 18 13 38.46% 5 5 0.0%
Increased Positions 21 21 0.0% 6 5 20.0%
Closed Positions 12 9 33.33% 4 2 100.0%
Reduced Positions 31 22 40.91% 6 3 100.0%
Total Calls
Total Puts
PUT/CALL Ratio
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding DIAX (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding DIAX BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

THORNTON MATTHEW III

  • TRUSTEE
0 2020-11-16 1

ZIMMERMAN GIFFORD R SECRETARY

  • Officer
1,000 2020-11-10 1

CAMPAGNA PHILIP JAMES

  • PORTFOLIO MANAGER
0 2020-08-03 1

LIAO LEI

  • PORTFOLIO MANAGER
0 2020-08-03 1

TRAN DARREN

  • PORTFOLIO MANAGER
0 2020-08-03 1

MORGAN DEANN VICE PRESIDENT

  • Officer
0 2020-02-27 0

MEISSNER JON SCOTT VICE PRESIDENT

  • Officer
0 2019-10-07 0

LOCKHART BRIAN J VICE PRESIDENT

  • Officer
0 2019-08-08 0

LONGERSTAEY JACQUES M VICE PRESIDENT

  • Officer
0 2019-08-08 0

WICKERHAM E. SCOTT VICE PRESIDENT

  • Officer
0 2019-04-12 0

HRAZANEK JODY I

  • PORTFOLIO MANAGER
0 2018-08-08 0

HUFFMAN WILLIAM T. JR. PRESIDENT OF NAM, LLC

  • Officer
0 2018-08-08 0

WINGET DEMARK L VICE PRESIDENT

  • Officer
0 2018-02-28 0

MEYERS WILLIAM T. VICE PRESIDENT

  • Officer
0 2018-02-28 0

HEMBRE KEITH

  • PORTFOLIO MANAGER
0 2017-08-02 0

FRIAR DAVID

  • PORTFOLIO MANAGER
0 2017-08-02 0

PERRY MICHAEL A VICE PRESIDENT

  • Officer
0 2017-08-02 0

SIFFERMANN WILLIAM A VICE PRESIDENT

  • Officer
0 2017-08-02 0

ROBERT YOUNG L

  • TRUSTEE
0 2017-07-01 0

NUVEEN FUND ADVISORS, LLC

  • INVESTMENT ADVISER
0 2017-05-17 0

ROHRBACHER CHRISTOPHER M. VICE PRESIDENT

  • Officer
0 2016-10-01 0

MOSCHNER ALBIN F

  • TRUSTEE
0 2016-07-01 0

JONES NATHANIEL T. VICE PRESIDENT AND TREASURER

  • Officer
0 2016-06-15 0

WOLFF MARGARET L.

  • TRUSTEE
0 2016-02-15 0

HLAVACEK SHERRI A VICE PRESIDENT AND TREASURER

  • Officer
0 2015-08-06 0

LAMB DAVID J VICE PRESIDENT

  • Officer
0 2015-02-24 0

TOTH TERENCE J

  • TRUSTEE
0 2014-12-22 0

STRINGER VIRGINIA

  • TRUSTEE
0 2014-12-22 0

STONE CAROLE E

  • TRUSTEE
0 2014-12-22 0

STOCKDALE JUDITH M

  • TRUSTEE
0 2014-12-22 0

SLAGER JOEL T. VICE PRESIDENT

  • Officer
0 2014-12-22 0

SCHREIER THOMAS S JR

  • TRUSTEE
0 2014-12-22 0

SCHNEIDER WILLIAM J

  • CHAIRMAN OF THE BOARD
0 2014-12-22 0

PRUDHOMME KATHLEEN L VICE PRESIDENT

  • Officer
0 2014-12-22 0

NELSON JOHN KEVIN

  • TRUSTEE
0 2014-12-22 0

MCCARTHY KEVIN J VICE PRESIDENT & SECRETARY

  • Officer
0 2014-12-22 0

KUNDERT DAVID J

  • TRUSTEE
0 2014-12-22 0

KELLY WALTER M VICE PRESIDENT

  • Officer
0 2014-12-22 0

HUNTER WILLIAM CURT

  • TRUSTEE
0 2014-12-22 0

FOY STEPHEN D VICE PRESIDENT & CONTROLLER

  • Officer
0 2014-12-22 0

FERGUSON LORNA C VICE PRESIDENT

  • Officer
0 2014-12-22 0

EVANS JACK

  • TRUSTEE
0 2014-12-22 0

COOK MARGO L.

  • VICE PRESIDENT
0 2014-12-22 0

BREMNER ROBERT P

  • TRUSTEE
0 2014-12-22 0

ANTOSIEWICZ CEDRIC H VICE PRESIDENT

  • Officer
0 2014-12-22 0

ADAMS WILLIAM IV

  • TRUSTEE
0 2014-12-22 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-20 16:15:03 UTC -6.2175 6.2775 75000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-20 15:45:03 UTC -6.2175 6.2775 75000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-20 15:15:02 UTC -6.2175 6.2775 70000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-20 14:45:03 UTC -6.2175 6.2775 70000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-20 14:15:03 UTC -6.2175 6.2775 75000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-20 13:45:03 UTC -6.2175 6.2775 75000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-20 13:15:04 UTC -6.2175 6.2775 75000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-20 12:45:03 UTC -6.2175 6.2775 75000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 22:15:03 UTC -6.2175 6.2775 95000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 21:45:03 UTC -6.2175 6.2775 95000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 21:15:03 UTC -6.2175 6.2775 95000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 20:45:03 UTC -6.2175 6.2775 95000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 20:15:05 UTC -6.2175 6.2775 95000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 19:45:03 UTC -6.2175 6.2775 95000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 19:15:02 UTC -6.2175 6.2775 95000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 18:45:03 UTC -6.2175 6.2775 95000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 18:15:03 UTC -6.2175 6.2775 95000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 17:45:03 UTC -6.2175 6.2775 95000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 17:15:13 UTC -6.2175 6.2775 95000
NUVEEN DOW30 DYN OVERWRT FD DIAX 2021-04-19 16:45:02 UTC -6.2382 6.2982 95000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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