Duff & Phelps Corp. Class A (DUF)

INDUSTRIALS: COMMERCIAL SERVICES & SUPPLIES
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
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55 EAST 52ND STREET NEW YORK, NY 10055

Duff & Phelps Corp. an independent financial advisory firm, serves client needs in the areas of valuation, investment banking, transaction advice, and dispute consulting. Its services include financial reporting and tax valuation, transfer pricing, real estate and fixed asset services, merger and acquisition advisory, financial restructurings, fairness and solvency opinions, due diligence, and dispute consulting. The company also offers investment banking services through Duff & Phelps Securities, LLC, an NASD registered broker-dealer. It serves public and private corporations, private equity firms, law firms, and public and private middle market companies in the communications and information, consumer products, financial services, industrial products, real estate, and technology and entertainment industries. Duff & Phelps operates worldwide through offices in the United States, Europe, and Asia. The company was founded in 1932 and is based in New York, New York.

View SEC Filings from DUF instead.
Q3 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
No data found for this quarter.
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding DUF (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding DUF BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

GOTTDIENER NOAH CEO AND PRESIDENT

  • Officer
  • Director
No longer subject to file 2013-04-23 0

KRITZMACHER JOHN A

  • Director
No longer subject to file 2013-04-23 0

FORMAN EDWARD EXECUTIVE VP, GEN. CNSL., SEC.

  • Officer
No longer subject to file 2013-04-23 0

MARSCHKE BRETT EXECUTIVE VP AND COO

  • Officer
No longer subject to file 2013-04-23 0

SILVERMAN JACOB EXECUTIVE VP - CORP. DEV.

  • Officer
No longer subject to file 2013-04-23 0

PUZZUOLI PATRICK MICHAEL EVP AND CFO

  • Officer
No longer subject to file 2013-04-23 0

PARIS GORDON A

  • Director
No longer subject to file 2013-04-23 0

BELKE ROBERT

  • Director
No longer subject to file 2013-04-23 0

LOVELL JEFFREY

  • Director
No longer subject to file 2013-04-23 0

KRUEGER HARVEY M

  • Director
No longer subject to file 2013-04-23 0

LEVY SANDER M.

  • Director
No longer subject to file 2013-04-23 0

CARAPEZZI WILLIAM R JR

  • Director
No longer subject to file 2013-04-23 0

CALAMARI PETER

  • Director
No longer subject to file 2013-04-23 0

MATTHEWS NORMAN S

  • Director
No longer subject to file 2013-04-23 0

LOVELL MINNICK PARTNERS LLC

  • 10% Owner
0 2012-03-01 0

VESTAR CAPITAL PARTNERS IV LP

VESTAR/D&P HOLDINGS LLC

VESTAR ASSOCIATES IV, L.P.

VESTAR ASSOCIATES CORP IV

  • 10% Owner
No longer subject to file 2012-03-01 0

HANNIGAN WILLIAM J

  • Director
5,855 2010-05-06 0

CREAGH GERARD PRESIDENT

  • Officer
  • Director
167,613 2010-04-15 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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