AXA Equitable Holdings Inc (EQH)

FINANCE: INSURANCE
SIC: INSURANCE AGENTS, BROKERS & SERVICE

1290 AVENUE OF THE AMERICAS NEW YORK, NY 10104

AXA Equitable Holdings, Inc. operates as a holding company. The Company, through its subsidiaries, provides portfolio construction, estate and retirement planning, asset allocation, insurance, brokerage and advisory accounts, financial planning, and other investment services. AXA Equitable Holdings serves customers in the United States.

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SEC Web Site SEC DEF 14A Filings

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Funds Holding EQH (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding EQH BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

3 Million total shares from 2 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

LAMMTENNANT JOAN M

  • Director
 0 2020-01-01 1

AXA

  • 10% Owner
 44,162,500 2019-12-10 5

BERNSTEIN SETH P PRESIDENT AND CEO

  • Officer
  • Director
 453,704 2019-12-10 1

ECKERT WILLIAM JAMES IV SVP AND CAO

  • Officer
 12,201 2019-12-10 2

SCOTT BERTRAM L

  • Director
 0 2019-11-13 2

MATUS KRISTI ANN

  • Director
 16,286 2019-10-16 2

PEARSON MARK PRESIDENT AND CEO

  • Officer
  • Director
 263,269 2019-06-27 3

KAYE DANIEL G

  • Director
 606 2019-06-25 1

OLIVEIRA RAMON DE

  • Director
 21,243 2019-05-23 1

STONEHILL CHARLES G.T.

  • Director
 13,474 2019-05-23 1

HURD JEFFREY J

  • DIRECTOR OF FUND'S ADVISER
 0 2019-04-01 1

LANE NICK

  • Director
 0 2019-04-01 3

HATTEM DAVE S. SENIOR EVP & GC

  • Officer
 61,873 2019-02-14 1

MALMSTROM ANDERS SENIOR EVP & CFO

  • Officer
 80,311 2019-02-14 1

NITZAN ANDREA SVP, CAO AND CONTROLLER

  • Officer
 0 2018-06-11 0

WINIKOFF BRIAN (SEE REMARKS)

  • Officer
 0 2018-06-11 0

BUBERL THOMAS

  • Director
  • CHAIRMAN OF THE BOARD
 0 2018-05-09 0

HARLIN GERALD

  • Director
 0 2018-05-09 0

POUPART-LAFARGE BERTRAND

  • Director
 0 2018-05-09 0

SILVENT KARIMA

  • Director
 0 2018-05-09 0

STANSFIELD GEORGE

  • Director
 0 2018-05-09 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

ECKERT WILLIAM JAMES IV - Officer SVP AND CAO

2019-12-10 S 2,006 $24.41 d 12,201 12,201.00 direct

AXA - > 10% Owner

2019-12-10 S 3,000,000 $24.21 d 44,162,500 44,162,500.00 direct
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