EQH 13F Hedge Fund and Asset Management Owners

Data as of 2021-04-11 08:05:24 -0400
Market Cap	14.239 Billion	Shares Outstanding	428.234 Million	Avg 30-day Volume	3.343 Million
P/E Ratio	-20.31212	Dividend Yield	2.026	EPS	-1.56
Price/Sales	1.15	Debt to Equity	17.68	EBITDA	520 Million
Price to Book Value	0.9952	Forward PE	6.22	Enterprise Value	14.239 Billion
Total Cash		Current Debt	254.069 Billion	Gross Profit	12.415 Billion
BETA	1.45504	52-week High/Low	33.7 / 13.68	Next Earnings Date	2021-05-06	Price to Cash FLow (P/CF)	-9999999.0
				Data provided by IEX Cloud

Q4 2020	All 13F Filers	Prior	Change	Hedge Funds ¹	Prior	Change
In top 10:	10	6	66.67%	6 (0.36%)	5 (0.31%)	20.0%
Funds Holding:	342	304	12.5%	98 (5.89%)	83 (5.17%)	18.07%
13F shares:	409.819 Million	390.422 Million	4.97%	112.412 Million	121.363 Million	-7.37%
% Ownership	92.1596	87.7976	4.97%	25.2791	27.2919	-7.38%
New Positions:	74	42	76.19%	25	16	56.25%
Increased Positions	95	108	-12.04%	28	30	-6.67%
Closed Positions	34	37	-8.11%	10	21	-52.38%
Reduced Positions	142	121	17.36%	45	37	21.62%
Total Calls	1.604 Million	882.901 Thousand	81.64%	1.189 Million	388.5 Thousand	206.02%
Total Puts	1.034 Million	1.009 Million	2.44%	446.5 Thousand	779.2 Thousand	-42.7%
PUT/CALL Ratio	0.64	1.14	-43.86%	0.38	2.01	-81.09%
¹ hedge funds and active managers as identified by whalewisdom.com through public filings.

Funds Holding EQH (via 13F filings)

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Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding EQH BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

289.6 Thousand total shares from 5 transactions

Exercise Derivative Conversion (M)

200.9 Thousand total shares from 3 transactions

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
RAJU ROBIN M SENIOR EVP & CFO	Officer	31,627	2021-04-01	1
LANE NICK (SEE REMARKS)	Officer	57,975	2021-03-24	10
BERNSTEIN SETH P SEE REMARKS	Officer	37,466	2021-03-22	9
HURD JEFFREY J SENIOR EVP & COO	Officer	61,979	2021-03-22	10
MALMSTROM ANDERS SENIOR EVP & CFO	Officer	118,789	2021-03-22	10
PEARSON MARK PRESIDENT AND CEO	Officer Director	419,926	2021-03-22	9
GONZALEZ JOSE RAMON SEVP & CHIEF LEGAL OFFICER	Officer	58,044	2021-03-22	1
HATTEM DAVE S. SEVP & CHIEF LEGAL OFFICER	Officer	63,255	2021-03-15	10
ECKERT WILLIAM JAMES IV SVP AND CAO	Officer	16,373	2021-03-11	9
MATUS KRISTI ANN	Director	18,682	2020-12-11	2
HONDAL FRANCIS	Director	0	2020-09-08	1
OLIVEIRA RAMON DE	Director	48,823	2020-05-20	1
KAYE DANIEL G	Director	41,514	2020-05-20	1
STONEHILL CHARLES G.T.	Director	22,514	2020-05-20	1
STANSFIELD GEORGE	Director	14,040	2020-05-20	1
SCOTT BERTRAM L	Director	21,514	2020-05-20	1
LAMMTENNANT JOAN M	Director	9,040	2020-05-20	1
BROOKS KERMITT SENIOR EVP	Officer	15,392	2020-03-16	0
AXA	10% Owner	44,162,500	2019-12-10	0
NITZAN ANDREA SVP, CAO AND CONTROLLER	Officer	0	2018-06-11	0
WINIKOFF BRIAN (SEE REMARKS)	Officer	0	2018-06-11	0
BUBERL THOMAS	Director CHAIRMAN OF THE BOARD	0	2018-05-09	0
HARLIN GERALD	Director	0	2018-05-09	0
POUPART-LAFARGE BERTRAND	Director	0	2018-05-09	0
SILVENT KARIMA	Director	0	2018-05-09	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	Perf 1d*	Perf 5d*	Perf 1m*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
LANE NICK - Officer (SEE REMARKS)	2021-03-25 16:15:14 -0400	2021-03-24	S	23,352	$31.46	d	57,975	direct	-0.7849	4.741		4.741	6	-0.7849	2
LANE NICK - Officer (SEE REMARKS)	2021-03-23 16:29:36 -0400	2021-03-22	F	10,444	$32.39	d	81,327	direct	2.6359	6.1503		6.1503	6	0.0	1
PEARSON MARK - Director - Officer PRESIDENT AND CEO	2021-03-23 16:33:12 -0400	2021-03-22	F	53,194	$32.39	d	419,926	direct	2.6359	6.1503		6.1503	6	0.0	1
HURD JEFFREY J - Officer SENIOR EVP & COO	2021-03-23 16:28:41 -0400	2021-03-22	F	9,789	$32.39	d	61,979	direct	2.6359	6.1503		6.1503	6	0.0	1
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-23 16:31:48 -0400	2021-03-22	F	21,278	$32.39	d	118,789	direct	2.6359	6.1503		6.1503	6	0.0	1
BERNSTEIN SETH P - Officer SEE REMARKS	2021-03-23 16:27:25 -0400	2021-03-22	F	7,641	$32.39	d	37,466	direct	2.6359	6.1503		6.1503	6	0.0	1
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-22 16:16:17 -0400	2021-03-19	M	41,000		d	121,265	direct
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-22 16:16:17 -0400	2021-03-19	S	200,880	$32.82	d	140,068	direct	-0.7429	4.6835		4.6835	6	-0.7429	2
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-22 16:16:17 -0400	2021-03-19	M	81,345	$21.34	a	221,413	direct	-0.7429	4.6835		4.6835	6	-0.7429	2
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-22 16:16:17 -0400	2021-03-19	M	78,535		d	162,265	direct
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-22 16:16:17 -0400	2021-03-19	M	41,000	$23.18	a	340,948	direct	-0.7429	4.6835		4.6835	6	-0.7429	2
HURD JEFFREY J - Officer SENIOR EVP & COO	2021-03-22 16:13:41 -0400	2021-03-19	S	55,500	$32.84	d	71,768	direct	-0.7429	4.6835		4.6835	6	-0.7429	2
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-22 16:16:17 -0400	2021-03-19	M	81,345		d	240,800	direct
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-22 16:16:17 -0400	2021-03-19	M	78,535	$18.74	a	299,948	direct	-0.7429	4.6835		4.6835	6	-0.7429	2
HATTEM DAVE S. - Officer SEVP & CHIEF LEGAL OFFICER	2021-03-16 10:48:52 -0400	2021-03-15	S	3,000	$32.27	d	63,255	direct	2.5802	-2.5802		2.6432	4	-2.5802	6
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-12 16:37:07 -0500	2021-03-11	A	213		a	39,980	direct
PEARSON MARK - Director - Officer PRESIDENT AND CEO	2021-03-12 16:37:35 -0500	2021-03-11	A	1,071		a	473,120	direct	-2.4255	-0.5527		0.1535	5	-2.4255	2
HURD JEFFREY J - Officer SENIOR EVP & COO	2021-03-12 16:34:37 -0500	2021-03-11	A	106		a	19,990	direct
HATTEM DAVE S. - Officer SEVP & CHIEF LEGAL OFFICER	2021-03-12 16:33:48 -0500	2021-03-11	S	6,900	$31.82	d	66,255	direct	-2.4255	-0.5527		0.1535	5	-2.4255	2
BERNSTEIN SETH P - Officer SEE REMARKS	2021-03-12 16:30:24 -0500	2021-03-11	A	106		a	19,990	direct
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-12 16:37:07 -0500	2021-03-11	A	334		a	140,068	direct	-2.4255	-0.5527		0.1535	5	-2.4255	2
LANE NICK - Officer (SEE REMARKS)	2021-03-12 16:36:07 -0500	2021-03-11	A	113		a	21,326	direct
HURD JEFFREY J - Officer SENIOR EVP & COO	2021-03-12 16:34:37 -0500	2021-03-11	A	278		a	127,268	direct	-2.4255	-0.5527		0.1535	5	-2.4255	2
HATTEM DAVE S. - Officer SEVP & CHIEF LEGAL OFFICER	2021-03-12 16:33:48 -0500	2021-03-11	A	142		a	73,155	direct	-2.4255	-0.5527		0.1535	5	-2.4255	2
BERNSTEIN SETH P - Officer SEE REMARKS	2021-03-12 16:30:24 -0500	2021-03-11	A	130		a	45,107	direct	-2.4255	-0.5527		0.1535	5	-2.4255	2
PEARSON MARK - Director - Officer PRESIDENT AND CEO	2021-03-12 16:37:35 -0500	2021-03-11	A	531		a	99,951	direct
LANE NICK - Officer (SEE REMARKS)	2021-03-12 16:36:07 -0500	2021-03-11	A	289		a	91,771	direct	-2.4255	-0.5527		0.1535	5	-2.4255	2
HATTEM DAVE S. - Officer SEVP & CHIEF LEGAL OFFICER	2021-03-12 16:33:48 -0500	2021-03-11	A	213		a	39,980	direct
ECKERT WILLIAM JAMES IV - Officer SVP AND CAO	2021-03-12 16:32:04 -0500	2021-03-11	A	76		a	16,373	direct	-2.4255	-0.5527		0.1535	5	-2.4255	2
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-02 16:00:23 -0500	2021-03-01	F	3,298	$30.26	d	111,429	direct	-1.5769	4.862		4.862	6	-1.5769	2
HURD JEFFREY J - Officer SENIOR EVP & COO	2021-03-02 16:00:24 -0500	2021-03-01	A	72,609		a	162,548	direct	-1.5769	4.862		4.862	6	-1.5769	2
HATTEM DAVE S. - Officer SEVP & CHIEF LEGAL OFFICER	2021-03-02 16:00:33 -0500	2021-03-01	F	2,103	$30.26	d	54,144	direct	-1.5769	4.862		4.862	6	-1.5769	2
PEARSON MARK - Director - Officer PRESIDENT AND CEO	2021-03-02 16:00:37 -0500	2021-03-01	A	155,300		a	554,701	direct	-1.5769	4.862		4.862	6	-1.5769	2
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-02 16:00:23 -0500	2021-03-01	F	32,204	$30.26	d	139,734	direct	-1.5769	4.862		4.862	6	-1.5769	2
HURD JEFFREY J - Officer SENIOR EVP & COO	2021-03-02 16:00:24 -0500	2021-03-01	F	3,643	$30.26	d	89,939	direct	-1.5769	4.862		4.862	6	-1.5769	2
HATTEM DAVE S. - Officer SEVP & CHIEF LEGAL OFFICER	2021-03-02 16:00:33 -0500	2021-03-01	F	21,470	$30.26	d	73,013	direct	-1.5769	4.862		4.862	6	-1.5769	2
PEARSON MARK - Director - Officer PRESIDENT AND CEO	2021-03-02 16:00:37 -0500	2021-03-01	F	8,091	$30.26	d	399,402	direct	-1.5769	4.862		4.862	6	-1.5769	2
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-02 16:00:23 -0500	2021-03-01	A	60,509		a	171,937	direct	-1.5769	4.862		4.862	6	-1.5769	2
HURD JEFFREY J - Officer SENIOR EVP & COO	2021-03-02 16:00:24 -0500	2021-03-01	F	35,558	$30.26	d	126,990	direct	-1.5769	4.862		4.862	6	-1.5769	2
HATTEM DAVE S. - Officer SEVP & CHIEF LEGAL OFFICER	2021-03-02 16:00:33 -0500	2021-03-01	A	40,339		a	94,483	direct	-1.5769	4.862		4.862	6	-1.5769	2
PEARSON MARK - Director - Officer PRESIDENT AND CEO	2021-03-02 16:00:37 -0500	2021-03-01	F	82,652	$30.26	d	472,050	direct	-1.5769	4.862		4.862	6	-1.5769	2
BERNSTEIN SETH P - Officer SEE REMARKS	2021-03-02 16:00:14 -0500	2021-02-26	F	1,421	$29.57	d	44,977	direct	-1.5769	4.862		4.862	6	-1.5769	2
LANE NICK - Officer (SEE REMARKS)	2021-03-02 16:00:28 -0500	2021-02-26	F	3,641	$29.57	d	91,482	direct	-1.5769	4.862		4.862	6	-1.5769	2
ECKERT WILLIAM JAMES IV - Officer SVP AND CAO	2021-03-02 16:00:39 -0500	2021-02-26	F	658	$29.57	d	16,297	direct	-1.5769	4.862		4.862	6	-1.5769	2
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-03-02 16:00:23 -0500	2021-02-26	F	4,255	$29.57	d	114,727	direct	-1.5769	4.862		4.862	6	-1.5769	2
HATTEM DAVE S. - Officer SEVP & CHIEF LEGAL OFFICER	2021-03-02 16:00:33 -0500	2021-02-26	F	1,974	$29.57	d	56,247	direct	-1.5769	4.862		4.862	6	-1.5769	2
HURD JEFFREY J - Officer SENIOR EVP & COO	2021-03-02 16:00:24 -0500	2021-02-26	F	3,641	$29.57	d	93,582	direct	-1.5769	4.862		4.862	6	-1.5769	2
PEARSON MARK - Director - Officer PRESIDENT AND CEO	2021-03-02 16:00:37 -0500	2021-02-26	F	15,827	$29.57	d	407,493	direct	-1.5769	4.862		4.862	6	-1.5769	2
LANE NICK - Officer (SEE REMARKS)	2021-02-19 16:00:22 -0500	2021-02-17	A	30,140		a	95,124	direct	-1.021	3.1007	13.6465	14.2975	30	-1.021	2
HURD JEFFREY J - Officer SENIOR EVP & COO	2021-02-19 16:00:33 -0500	2021-02-17	A	28,705		a	97,223	direct	-1.021	3.1007	13.6465	14.2975	30	-1.021	2
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-02-19 16:00:11 -0500	2021-02-17	A	38,034		a	118,981	direct	-1.021	3.1007	13.6465	14.2975	30	-1.021	2
PEARSON MARK - Director - Officer PRESIDENT AND CEO	2021-02-19 16:00:23 -0500	2021-02-17	A	114,819		a	423,319	direct	-1.021	3.1007	13.6465	14.2975	30	-1.021	2
ECKERT WILLIAM JAMES IV - Officer SVP AND CAO	2021-02-19 16:00:35 -0500	2021-02-17	A	5,741		a	16,955	direct	-1.021	3.1007	13.6465	14.2975	30	-1.021	2
HATTEM DAVE S. - Officer SEVP & CHIEF LEGAL OFFICER	2021-02-19 16:00:18 -0500	2021-02-17	A	14,353		a	58,221	direct	-1.021	3.1007	13.6465	14.2975	30	-1.021	2
BERNSTEIN SETH P - Officer SEE REMARKS	2021-02-19 16:00:26 -0500	2021-02-17	A	12,200		a	46,398	direct	-1.021	3.1007	13.6465	14.2975	30	-1.021	2
BERNSTEIN SETH P - Officer SEE REMARKS	2021-02-17 16:00:30 -0500	2021-02-14	F	1,805	$27.35	d	34,198	direct	3.0186	7.1096	19.1912	19.1912	31	0.0	1
PEARSON MARK - Director - Officer PRESIDENT AND CEO	2021-02-17 16:00:13 -0500	2021-02-14	F	9,315	$27.35	d	308,500	direct	3.0186	7.1096	19.1912	19.1912	31	0.0	1
HURD JEFFREY J - Officer SENIOR EVP & COO	2021-02-17 16:00:23 -0500	2021-02-14	F	3,013	$27.35	d	68,518	direct	3.0186	7.1096	19.1912	19.1912	31	0.0	1
HATTEM DAVE S. - Officer SEVP & CHIEF LEGAL OFFICER	2021-02-17 16:00:17 -0500	2021-02-14	F	1,694	$27.35	d	43,868	direct	3.0186	7.1096	19.1912	19.1912	31	0.0	1
ECKERT WILLIAM JAMES IV - Officer SVP AND CAO	2021-02-17 16:00:26 -0500	2021-02-14	F	742	$27.35	d	11,214	direct	3.0186	7.1096	19.1912	19.1912	31	0.0	1
MALMSTROM ANDERS - Officer SENIOR EVP & CFO	2021-02-17 16:00:09 -0500	2021-02-14	F	3,396	$27.35	d	80,947	direct	3.0186	7.1096	19.1912	19.1912	31	0.0	1
LANE NICK - Officer (SEE REMARKS)	2021-02-17 16:00:20 -0500	2021-02-14	F	3,048	$27.35	d	64,984	direct	3.0186	7.1096	19.1912	19.1912	31	0.0	1

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate	Shares Available
EQUITABLE HOLDINGS INC EQH	2021-04-12 22:15:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 21:45:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 21:15:02 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 20:45:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 20:15:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 19:45:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 19:15:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 18:45:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 18:15:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 17:45:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 17:15:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 16:45:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 16:15:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 15:45:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 15:15:02 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 14:45:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 14:15:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 13:45:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 13:15:03 UTC	-0.19	0.25	7700000
EQUITABLE HOLDINGS INC EQH	2021-04-12 12:45:03 UTC	-0.19	0.25	7500000

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin
AGF Investments Trust- AGFIQ U.S. Market Neutral Anti-Beta Fund	EQH	-22494.0 shares, $-575621.46	2020-12-31	N-PORT
LoCorr Investment Trust- LoCorr Dynamic Equity Fund	EQH	-208.0 shares, $-5322.72	2020-12-31	N-PORT
Calamos Investment Trust/IL- Calamos Market Neutral Income Fund	EQH	-816000.0 shares, $-20220480.0	2021-01-31	N-PORT

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