E*Trade Financial Corp. (ETFC)

FINANCE: CONSUMER FINANCE
SIC: SAVINGS INSTITUTION, FEDERALLY CHARTERED

BALLSTON TOWER ARLINGTON, VA 22203

E*TRADE Financial is a financial services company that provides online brokerage and related products and services to individual retail investors, under the brand E*TRADE Financial. Co.'s products and services include investor-focused banking, primarily sweep deposits and savings products. Co.'s trading and investing segment provides a range of financial products and services to individual retail investors as well as matches buyers and sellers of securities from its retail brokerage business and unrelated third parties. Co.'s balance sheet management segment consists of the management of its balance sheet, focusing on asset allocation and managing credit, liquidity and interest rate risks.

Data based on most recent fiscal year report
Market Cap11.382 Billion Shares Outstanding244.67 Million Avg Volume4.015 Million
1-Yr BETA vs S&P TR1.55 Current Ratio0.28 Quick Ratio0.28
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Funds Holding ETFC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ETFC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

CARBONE RICHARD J

  • Director
38,167 2020-01-02 9

LEIBOWITZ SHELLEY B

  • Director
25,411 2020-01-02 9

ELLERTSON JAIME WALLACE

  • Director
4,534 2020-01-02 8

CHERSI ROBERT J

  • Director
28,663 2019-12-24 2

FREIBERG STEVEN J

  • Director
32,990 2019-12-12 0

LILIEN R JARRETT PRESIDENT

  • Officer
469,480 2019-12-11 0

KOEBLER ELLEN DEPUTY CHIEF RISK OFFICER

  • Officer
5,955 2019-12-06 0

PARKS MICHAEL K

  • Director
4,263 2019-11-21 0

CURCIO MICHAEL JOHN EVP, INSTITUTIONAL

  • Officer
95,710 2019-11-15 8

LAWSON RODGER A

  • Director
108,853 2019-11-15 10

WEAVER DONNA L

  • Director
67,115 2019-11-15 6

HEALY JAMES P

  • Director
52,718 2019-11-15 5

PIZZI MICHAEL A. CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
131,527 2019-11-15 9

SIMONICH BRENT SVP, CORPORATE CONTROLLER

  • Officer
32,899 2019-11-15 7

TURNER CHAD E. CHIEF FINANCIAL OFFICER

  • Officer
24,237 2019-11-15 7

MILLIGAN ALICE EVP, CHIEF CUSTOMER OFFICER

  • Officer
30,052 2019-11-15 2

MINETOLA MATTHEW CHIEF INFORMATION OFFICER

  • Officer
5,272 2019-11-15 2

MURPHY MICHAEL JOS. SVP, RETAIL BROKERAGE

  • Officer
35,166 2019-11-15 2

SHER LORI EVP, GENERAL COUNSEL

  • Officer
45,337 2019-11-15 2

AUDETTE MATTHEW J CHIEF FINANCIAL OFFICER

  • Officer
18,443 2019-08-05 0

VELLI JOSEPH M

  • Director
32,383 2019-07-11 0

SAEGER REBECCA

  • Director
0 2019-06-13 1

SIMMONS ROBERT J CHIEF FINANCIAL OFFICER

  • Officer
42,002 2019-06-07 0

NOLOP BRUCE P

  • Director
38,153 2019-06-01 0

KABAT KEVIN T

  • Director
71,775 2019-05-23 1

ROESSNER KARL A CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
129,770 2019-05-20 5

LAM JAMES

  • Director
28,265 2019-05-10 1

WEINREICH JOSHUA

  • Director
9,948 2019-05-10 1

SCLAFANI JOSEPH L

  • Director
37,744 2019-04-23 1

BREWSTER DARYL G

  • Director
40,575 2019-04-01 0

STERN GARY H

  • Director
17,515 2018-11-15 0

KANNER FREDERICK WILKINSON

  • Director
46,473 2018-05-11 0

FOLEY MICHAEL CHIEF TECHNOLOGY & OPS OFFICER

  • Officer
89,428 2017-02-07 0

FLINK CHRISTOPHER M.

  • Director
5,404 2016-05-18 0

IDZIK PAUL CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
536,576 2016-02-05 0

HERBERT DAVID SVP & PRES, E*TRADE SECURITIES

  • Officer
60,639 2016-02-05 0

NANDRA NAVTEJ S PRESIDENT

  • Officer
242,510 2015-02-06 0

FAHMI MOHSEN

  • Director
7,610 2014-05-07 0

WILLARD STEPHEN H

  • Director
22,596 2013-05-09 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL ADVISORS HOLDINGS LP

CITADEL SECURITIES LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

CITADEL EQUITY FUND LTD

GRIFFIN KENNETH C

  • Director
31,513 2013-03-13 0

UTTON NICHOLAS EVP & CHIEF MARKETING OFFICER

  • Officer
334,136 2013-02-09 0

PETRILLI FRANK J. BOARD MEMBER

  • Officer
  • Director
137,887 2012-08-13 0

FISHER RONALD

  • Director
19,203 2012-05-10 0

LAYTON DONALD H

  • Director
39,876 2012-03-08 0

FRAMKE GREG EVP & CHIEF OPERATING OFFICER

  • Officer
293,738 2012-02-09 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL SECURITIES LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

CITADEL EQUITY FUND LTD

GRIFFIN KENNETH C

  • Director
27,425,961 2011-12-19 0

RANDALL LEWIS E

  • Director
74,528 2011-11-21 0

RAFFAELI C CATHLEEN

  • Director
70,131 2010-05-13 0

DRUSKIN ROBERT

  • Director
254,121 2010-05-13 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL SECURITIES LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

CITADEL EQUITY FUND LTD

WINGATE CAPITAL LTD

GRIFFIN KENNETH C

  • Director
26,620,018 2010-04-29 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL DERIVATIVES GROUP, LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

  • Director
166,164,118 2009-10-21 0

CITADEL L P

CITADEL INVESTMENT GROUP LLC

CITADEL EQUITY FUND LTD

WINGATE CAPITAL LTD

GRIFFIN KENNETH C

  • Director
166,164,118 2009-10-21 0

HAYTER GEORGE A

  • Director
299,592 2009-05-28 0

CITADEL L P

CITADEL INVESTMENT GROUP LLC

CITADEL EQUITY FUND LTD

GRIFFIN KENNETH C

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL DERIVATIVES GROUP, LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

  • 10% Owner
89,149,329 2009-05-11 0

CITADEL L P

CITADEL INVESTMENT GROUP LLC

CITADEL EQUITY FUND LTD

CITADEL AC INVESTMENTS LTD

GRIFFIN KENNETH C

  • 10% Owner
88,815,249 2008-10-09 0

GELBARD ARLEN W GENERAL COUNSEL

  • Officer
271,864 2008-04-22 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

CARBONE RICHARD J - Director

2020-01-02 A 792 a 38,167 38,167.00 direct

LEIBOWITZ SHELLEY B - Director

2020-01-02 A 655 a 25,411 25,411.00 direct

ELLERTSON JAIME WALLACE - Director

2020-01-02 A 655 a 4,534 4,534.00 direct
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