E*Trade Financial Corp. (ETFC)

FINANCE: CONSUMER FINANCE
SIC: SAVINGS INSTITUTION, FEDERALLY CHARTERED

BALLSTON TOWER ARLINGTON, VA 22203

E*TRADE Financial is a financial services company that provides online brokerage and related products and services to individual retail investors, under the brand E*TRADE Financial. Co.'s products and services include investor-focused banking, primarily sweep deposits and savings products. Co.'s trading and investing segment provides a range of financial products and services to individual retail investors as well as matches buyers and sellers of securities from its retail brokerage business and unrelated third parties. Co.'s balance sheet management segment consists of the management of its balance sheet, focusing on asset allocation and managing credit, liquidity and interest rate risks.

Data as of 2020-07-04
Market Cap10.895 Billion Shares Outstanding221.089 Million Avg 30-day Volume2.765 Million
P/E Ratio14.1 Dividend Yield1.136 EPS3.48
Price/Sales4.692 Price cash flow ratio1.5 Price free cash flow ratio1.5
Book Value26.37 Price to Tangible Book3.74 Alpha0.0
Short Interest Ratio % Short Interest to Float R-squared0.370575
BETA1.27013 52-week High/Low57.3 / 25.76 Stddev0.088851
View SEC Filings from ETFC instead.
Q1 2020 All Institutions Hedge Funds 1
Filers who had this stock in their top 10: 12 7 (0.46%)
13F Filers holding this stock: 400 95 (6.22%)
Aggregate 13F shares on 03/31/2020: 198.365 Million 78.329 Million
Aggregate 13F shares on 12/31/2019: 208.972 Million 76.875 Million
Percent change: -5.08% 1.89%
Funds creating new positions: 62 28
Funds Adding to an existing position: 115 25
Funds closing out their position: 121 52
Funds reducing their position: 182 36
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding ETFC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ETFC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

ELLERTSON JAIME WALLACE CHAIRMAN OF THE BOARD

  • Officer
  • Director
134,274 2020-07-06 7

CHERSI ROBERT J

  • Director
38,151 2020-06-24 1

FREIBERG STEVEN J

  • Director
14,467 2020-06-16 0

SAEGER REBECCA

  • Director
0 2020-06-16 1

PARKS MICHAEL K

  • Director
8,521 2020-06-11 0

BREWSTER DARYL G

  • Director
68,185 2020-06-10 0

VELLI JOSEPH M

  • Director
4,876 2020-06-09 0

NOLOP BRUCE P

  • Director
39,810 2020-06-01 0

KABAT KEVIN T

  • Director
90,258 2020-05-28 1

CURCIO MICHAEL JOHN EVP, INSTITUTIONAL

  • Officer
117,065 2020-05-19 9

LAWSON RODGER A

  • Director
92,108 2020-05-19 10

WEAVER DONNA L

  • Director
70,419 2020-05-19 5

CARBONE RICHARD J

  • Director
41,584 2020-05-19 7

LEIBOWITZ SHELLEY B

  • Director
29,638 2020-05-19 8

HEALY JAMES P

  • Director
56,088 2020-05-19 5

PIZZI MICHAEL A. CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
188,492 2020-05-19 9

SIMONICH BRENT EVP, CHIEF RISK OFFICER

  • Officer
47,180 2020-05-19 6

TURNER CHAD E. CHIEF FINANCIAL OFFICER

  • Officer
55,652 2020-05-19 6

MILLIGAN ALICE EVP, CHIEF CUSTOMER OFFICER

  • Officer
40,915 2020-05-19 6

MINETOLA MATTHEW CHIEF INFORMATION OFFICER

  • Officer
23,404 2020-05-19 5

MURPHY MICHAEL JOS. SR. MD, RETAIL BROKERAGE

  • Officer
44,367 2020-05-19 6

SHER LORI EVP, GENERAL COUNSEL

  • Officer
62,170 2020-05-19 7

WYCKOFF DIRK W PRINCIPAL ACCOUNTING OFFICER

  • Officer
15,585 2020-05-19 5

KOEBLER ELLEN DEPUTY CHIEF RISK OFFICER

  • Officer
16,859 2020-05-14 0

LAM JAMES

  • Director
31,451 2020-05-08 1

WEINREICH JOSHUA

  • Director
13,134 2020-05-08 1

AUDETTE MATTHEW J CHIEF FINANCIAL OFFICER

  • Officer
29,335 2020-03-13 0

SIMMONS ROBERT J CHIEF FINANCIAL OFFICER

  • Officer
60,141 2020-03-13 0

LILIEN R JARRETT PRESIDENT

  • Officer
531,933 2020-02-03 0

ROESSNER KARL A CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
129,770 2019-05-20 0

SCLAFANI JOSEPH L

  • Director
37,744 2019-04-23 0

STERN GARY H

  • Director
17,515 2018-11-15 0

KANNER FREDERICK WILKINSON

  • Director
46,473 2018-05-11 0

FOLEY MICHAEL CHIEF TECHNOLOGY & OPS OFFICER

  • Officer
89,428 2017-02-07 0

FLINK CHRISTOPHER M.

  • Director
5,404 2016-05-18 0

IDZIK PAUL CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
536,576 2016-02-05 0

HERBERT DAVID SVP & PRES, E*TRADE SECURITIES

  • Officer
60,639 2016-02-05 0

NANDRA NAVTEJ S PRESIDENT

  • Officer
242,510 2015-02-06 0

FAHMI MOHSEN

  • Director
7,610 2014-05-07 0

WILLARD STEPHEN H

  • Director
22,596 2013-05-09 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL ADVISORS HOLDINGS LP

CITADEL SECURITIES LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

CITADEL EQUITY FUND LTD

GRIFFIN KENNETH C

  • Director
31,513 2013-03-13 0

UTTON NICHOLAS EVP & CHIEF MARKETING OFFICER

  • Officer
334,136 2013-02-09 0

PETRILLI FRANK J. BOARD MEMBER

  • Officer
  • Director
137,887 2012-08-13 0

FISHER RONALD

  • Director
19,203 2012-05-10 0

LAYTON DONALD H

  • Director
39,876 2012-03-08 0

FRAMKE GREG EVP & CHIEF OPERATING OFFICER

  • Officer
293,738 2012-02-09 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL SECURITIES LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

CITADEL EQUITY FUND LTD

GRIFFIN KENNETH C

  • Director
27,425,961 2011-12-19 0

RANDALL LEWIS E

  • Director
74,528 2011-11-21 0

RAFFAELI C CATHLEEN

  • Director
70,131 2010-05-13 0

DRUSKIN ROBERT

  • Director
254,121 2010-05-13 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL SECURITIES LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

CITADEL EQUITY FUND LTD

WINGATE CAPITAL LTD

GRIFFIN KENNETH C

  • Director
26,620,018 2010-04-29 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL DERIVATIVES GROUP, LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

  • Director
166,164,118 2009-10-21 0

CITADEL L P

CITADEL INVESTMENT GROUP LLC

CITADEL EQUITY FUND LTD

WINGATE CAPITAL LTD

GRIFFIN KENNETH C

  • Director
166,164,118 2009-10-21 0

HAYTER GEORGE A

  • Director
299,592 2009-05-28 0

CITADEL L P

CITADEL INVESTMENT GROUP LLC

CITADEL EQUITY FUND LTD

GRIFFIN KENNETH C

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL DERIVATIVES GROUP, LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

  • 10% Owner
89,149,329 2009-05-11 0

CITADEL L P

CITADEL INVESTMENT GROUP LLC

CITADEL EQUITY FUND LTD

CITADEL AC INVESTMENTS LTD

GRIFFIN KENNETH C

  • 10% Owner
88,815,249 2008-10-09 0

GELBARD ARLEN W GENERAL COUNSEL

  • Officer
271,864 2008-04-22 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

WYCKOFF DIRK W - Officer PRINCIPAL ACCOUNTING OFFICER

2020-05-19 A 26 a 15,585 15,585.00 direct

CURCIO MICHAEL JOHN - Officer EVP, INSTITUTIONAL

2020-05-19 A 144 a 117,065 117,065.00 direct

LAWSON RODGER A - Director

2020-05-19 A 73 a 92,108 92,108.00 direct

MILLIGAN ALICE - Officer EVP, CHIEF CUSTOMER OFFICER

2020-05-19 A 119 a 40,915 40,915.00 direct

PIZZI MICHAEL A. - Director - Officer CHIEF EXECUTIVE OFFICER

2020-05-19 A 345 a 188,492 188,492.00 direct

TURNER CHAD E. - Officer CHIEF FINANCIAL OFFICER

2020-05-19 A 149 a 55,652 55,652.00 direct

ELLERTSON JAIME WALLACE - Director

2020-05-19 A 15 a 7,749 7,749.00 direct

LAWSON RODGER A - Director

2020-05-19 A 113 a 92,035 92,108.00 direct

MINETOLA MATTHEW - Officer CHIEF INFORMATION OFFICER

2020-05-19 A 78 a 23,404 23,404.00 direct

SHER LORI - Officer EVP, GENERAL COUNSEL

2020-05-19 A 112 a 62,170 62,170.00 direct

WEAVER DONNA L - Director

2020-05-19 A 68 a 70,419 70,419.00 direct

CARBONE RICHARD J - Director

2020-05-19 A 123 a 41,584 41,584.00 direct

HEALY JAMES P - Director

2020-05-19 A 97 a 56,088 56,088.00 direct

LEIBOWITZ SHELLEY B - Director

2020-05-19 A 56 a 29,638 29,638.00 direct

MURPHY MICHAEL JOS. - Officer SR. MD, RETAIL BROKERAGE

2020-05-19 A 88 a 44,367 44,367.00 direct

SIMONICH BRENT - Officer EVP, CHIEF RISK OFFICER

2020-05-19 A 91 a 47,180 47,180.00 direct
Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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