E*Trade Financial Corp. (ETFC)

FINANCE: CONSUMER FINANCE
SIC: SAVINGS INSTITUTION, FEDERALLY CHARTERED
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BALLSTON TOWER ARLINGTON, VA 22203

E*TRADE Financial is a financial services company that provides online brokerage and related products and services to individual retail investors, under the brand E*TRADE Financial. Co.'s products and services include investor-focused banking, primarily sweep deposits and savings products. Co.'s trading and investing segment provides a range of financial products and services to individual retail investors as well as matches buyers and sellers of securities from its retail brokerage business and unrelated third parties. Co.'s balance sheet management segment consists of the management of its balance sheet, focusing on asset allocation and managing credit, liquidity and interest rate risks.

Data as of 2019-12-02 10:38:47 -0500
Market Cap10.008 Billion Shares Outstanding225.916 Million Avg 30-day Volume
P/E Ratio Dividend Yield1.264 EPS4.147
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE Enterprise Value
Total Cash Current Debt Gross Profit
BETA 52-week High/Low54.07 / 34.68 Next Earnings Date Price to Cash FLow (P/CF)
Data provided by IEX Cloud
View SEC Filings from ETFC instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 0 19 -100.0% 0 (0.0%) 13 (0.81%) -100.0%
Funds Holding: 4 407 -99.02% 1 (0.06%) 94 (5.85%) -98.94%
13F shares: 72.512 Thousand 191.544 Million -99.96% 72.493 Thousand 56.964 Million -99.87%
% Ownership 86.6339 25.7641
New Positions: 1 41 -97.56% 1 11 -90.91%
Increased Positions 123 34
Closed Positions 401 39 928.21% 94 16 487.5%
Reduced Positions 171 39
Total Calls 0 928.063 Thousand -100.0% 0 148.1 Thousand -100.0%
Total Puts 0 722.666 Thousand -100.0% 0 265.4 Thousand -100.0%
PUT/CALL Ratio 0.78 1.79
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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E*Trade Financial Corp. YCharts
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SEC Web Site SEC DEF 14A Filings

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Our Other Reporting & Analysis

Funds Holding ETFC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ETFC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

CURCIO MICHAEL JOHN EVP, INSTITUTIONAL

  • Officer
 0 2020-10-02 3

LAWSON RODGER A

  • Director
 0 2020-10-02 4

SAEGER REBECCA

  • Director
 0 2020-10-02 2

WEAVER DONNA L

  • Director
 0 2020-10-02 4

LAM JAMES

  • Director
 0 2020-10-02 2

CARBONE RICHARD J

  • Director
 0 2020-10-02 4

LEIBOWITZ SHELLEY B

  • Director
 0 2020-10-02 4

HEALY JAMES P

  • Director
 0 2020-10-02 4

PIZZI MICHAEL A. CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
 0 2020-10-02 5

SIMONICH BRENT EVP, CHIEF RISK OFFICER

  • Officer
 0 2020-10-02 3

KABAT KEVIN T

  • Director
 0 2020-10-02 2

WEINREICH JOSHUA

  • Director
 0 2020-10-02 2

TURNER CHAD E. CHIEF FINANCIAL OFFICER

  • Officer
 0 2020-10-02 3

CHERSI ROBERT J

  • Director
 0 2020-10-02 2

ELLERTSON JAIME WALLACE

  • Director
 0 2020-10-02 4

MILLIGAN ALICE EVP, CHIEF CUSTOMER OFFICER

  • Officer
 0 2020-10-02 4

MINETOLA MATTHEW CHIEF INFORMATION OFFICER

  • Officer
 0 2020-10-02 4

MURPHY MICHAEL JOS. SR. MD, RETAIL BROKERAGE

  • Officer
 0 2020-10-02 4

SHER LORI EVP, GENERAL COUNSEL

  • Officer
 0 2020-10-02 3

WYCKOFF DIRK W PRINCIPAL ACCOUNTING OFFICER

  • Officer
 0 2020-10-02 3

QUBIT CAPITAL LLC

  • Director
 5,000 2020-07-20 1

ROESSNER KARL A CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
 129,770 2019-05-20 0

SCLAFANI JOSEPH L

  • Director
 37,744 2019-04-23 0

STERN GARY H

  • Director
 17,515 2018-11-15 0

KANNER FREDERICK WILKINSON

  • Director
 46,473 2018-05-11 0

FOLEY MICHAEL CHIEF TECHNOLOGY & OPS OFFICER

  • Officer
 89,428 2017-02-07 0

KOEBLER ELLEN EVP & CHIEF RISK OFFICER

  • Officer
 55,335 2016-05-12 0

IDZIK PAUL CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
 536,576 2016-02-05 0

HERBERT DAVID SVP & PRES, E*TRADE SECURITIES

  • Officer
 60,639 2016-02-05 0

AUDETTE MATTHEW J EVP & CHIEF FINANCIAL OFFICER

  • Officer
 181,912 2015-02-10 0

NANDRA NAVTEJ S PRESIDENT

  • Officer
 242,510 2015-02-06 0

VELLI JOSEPH M

  • Director
 21,589 2014-05-07 0

FAHMI MOHSEN

  • Director
 7,610 2014-05-07 0

FLINK CHRISTOPHER M.

  • Director
 6,334 2014-05-07 0

WILLARD STEPHEN H

  • Director
 22,596 2013-05-09 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL ADVISORS HOLDINGS LP

CITADEL SECURITIES LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

CITADEL EQUITY FUND LTD

GRIFFIN KENNETH C

  • Director
 31,513 2013-03-13 0

UTTON NICHOLAS EVP & CHIEF MARKETING OFFICER

  • Officer
 334,136 2013-02-09 0

PETRILLI FRANK J. BOARD MEMBER

  • Officer
  • Director
 137,887 2012-08-13 0

FISHER RONALD

  • Director
 19,203 2012-05-10 0

FREIBERG STEVEN J CHIEF EXECUTIVE OFFICER

  • Officer
 556,746 2012-02-09 0

FRAMKE GREG EVP & CHIEF OPERATING OFFICER

  • Officer
 293,738 2012-02-09 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL SECURITIES LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

CITADEL EQUITY FUND LTD

GRIFFIN KENNETH C

  • Director
 27,425,961 2011-12-19 0

RANDALL LEWIS E

  • Director
 74,528 2011-11-21 0

PARKS MICHAEL K

  • Director
 11,576 2011-05-12 0

NOLOP BRUCE P EVP & CHIEF FINANCIAL OFFICER

  • Officer
 101,392 2010-12-31 0

RAFFAELI C CATHLEEN

  • Director
 70,131 2010-05-13 0

DRUSKIN ROBERT

  • Director
 254,121 2010-05-13 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL SECURITIES LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

CITADEL EQUITY FUND LTD

WINGATE CAPITAL LTD

GRIFFIN KENNETH C

  • Director
 26,620,018 2010-04-29 0

LAYTON DONALD H

  • FORMER CHAIRMAN & CEO, ETFC
 1,314,322 2009-12-31 0

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL DERIVATIVES GROUP, LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

  • Director
 166,164,118 2009-10-21 0

CITADEL L P

CITADEL INVESTMENT GROUP LLC

CITADEL EQUITY FUND LTD

WINGATE CAPITAL LTD

GRIFFIN KENNETH C

  • Director
 166,164,118 2009-10-21 0

HAYTER GEORGE A

  • Director
 299,592 2009-05-28 0

CITADEL L P

CITADEL INVESTMENT GROUP LLC

CITADEL EQUITY FUND LTD

GRIFFIN KENNETH C

CITADEL ADVISORS LLC

CITADEL HOLDINGS I LP

CITADEL HOLDINGS II LP

CITADEL DERIVATIVES GROUP, LLC

CITADEL DERIVATIVES TRADING LTD

CITADEL INVESTMENT GROUP II, L.L.C.

  • 10% Owner
 89,149,329 2009-05-11 0

CITADEL L P

CITADEL INVESTMENT GROUP LLC

CITADEL EQUITY FUND LTD

CITADEL AC INVESTMENTS LTD

GRIFFIN KENNETH C

  • 10% Owner
 88,815,249 2008-10-09 0

SIMMONS ROBERT J CHIEF FINANCIAL OFFICER

  • Officer
 No longer subject to file 2008-05-05 0

LILIEN R JARRETT PRESIDENT AND COO

  • Officer
  • Director
 701,933 2008-04-22 0

GELBARD ARLEN W GENERAL COUNSEL

  • Officer
 271,864 2008-04-22 0

BREWSTER DARYL G

  • Director
 28,303 2008-01-29 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
FundVantage Trust- Gotham Absolute 500 Core Fund ETFC -60.0 shares, $-2059.2 2020-03-31 N-PORT

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