First Citizens BancShares, Inc. Class A (FCNCA)

FINANCE: BANKS
SIC: STATE COMMERCIAL BANKS

4300 SIX FORKS ROAD RALEIGH, NC 27609

First Citizens BancShares is a financial holding company with one banking subsidiary, First-Citizens Bank & Trust Company (FCB). FCB operates 430 branches in North Carolina, Virginia, West Virginia, Maryland, Tennessee, California, Washington, Florida, Washington, DC, Georgia, Texas, Arizona, New Mexico, Colorado, Oregon, Missouri, Oklahoma and Kansas. FCB provides a range of banking services that includes transaction and savings deposit accounts, commercial and consumer loans, trust, asset management and broker-dealer services, insurance services and other activities incidental to commercial banking. As of Dec 31 2011, Co. had total assets of $20.88 billion and deposits of $17.58 billion.

Data as of 2021-04-17 09:52:25 -0400
Market Cap7.551 Billion Shares Outstanding8.811 Million Avg 30-day Volume67.074 Thousand
P/E Ratio15.80873 Dividend Yield0.203 EPS47.5
Price/Sales3.89 Debt to Equity11.81 EBITDA620.192 Million
Price to Book Value1.93 Forward PE17.75 Enterprise Value7.519 Billion
Total Cash Current Debt45.331 Billion Gross Profit1.873 Billion
BETA1.35122 52-week High/Low887.6 / 302.14 Next Earnings Date2021-04-27 Price to Cash FLow (P/CF) 61.5006
Data provided by IEX Cloud
View SEC Filings from FCNCA instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 4 2 100.0% 2 (0.12%) 0 (0.0%)
Funds Holding: 195 173 12.72% 63 (3.79%) 50 (3.11%) 26.0%
13F shares: 4.244 Million 3.848 Million 10.28% 1.764 Million 1.343 Million 31.31%
% Ownership 48.1645 43.6759 10.28% 20.0165 15.2438 31.31%
New Positions: 51 29 75.86% 23 11 109.09%
Increased Positions 45 40 12.5% 13 13 0.0%
Closed Positions 29 16 81.25% 10 5 100.0%
Reduced Positions 72 71 1.41% 22 20 10.0%
Total Calls 0
Total Puts 0
PUT/CALL Ratio
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Our Other Reporting & Analysis

Funds Holding FCNCA (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding FCNCA BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

1.2 Thousand total shares from 5 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

WARD JEFFERY L CHIEF STRATEGY OFFICER

  • Officer
 4,378 2021-03-19 1

HOLDING FRANK B JR CHAIRMAN AND CEO

  • Officer
  • Director
  • 10% Owner
 662,229 2021-02-10 3

BRYANT HOPE HOLDING VICE CHAIRMAN

  • Officer
  • Director
  • 10% Owner
 1,358,641 2021-02-10 2

HOLDING OLIVIA BRITTON

  • 10% Owner
 1,614,910 2021-02-10 3

BRICE CARSON H

  • 10% Owner
 695,989 2021-02-10 5

BRISTOW CLAIRE H

  • 10% Owner
 637,796 2021-02-09 3

BRISTOW PETER M PRESIDENT

  • Officer
  • Director
  • 10% Owner
 637,796 2021-02-09 3

MASON ROBERT E IV

  • Director
 350 2020-12-21 1

KEELS FLOYD L

  • Director
 712 2020-03-12 0

DURHAM HAROLD LEE JR

  • Director
 3,800 2020-03-12 0

NEWCOMB ROBERT T

  • Director
 6,750 2020-03-12 0

NIX CRAIG L CHIEF FINANCIAL OFFICER

  • Officer
 376 2020-02-28 0

HOPPE ROBERT R

  • Director
 280 2019-08-28 0

BRYAN JAMES S COMMERCIAL CREDIT EXECUTIVE

  • Officer
 0 2019-01-01 0

HEAVNER DANIEL L

  • Director
 640 2018-12-20 0

HOLDING ELLA ANN L.

  • 10% Owner
 1,038,724 2018-07-18 0

LUDWIG WEST CHIEF HUMAN RESOURCES OFFICER

  • Officer
 0 2018-06-26 0

HOLDING FRANK B

  • 10% Owner
 1,434,367 2018-05-23 0

BELL VICTOR E III

  • Director
 4,729 2018-01-02 0

GROOTERS JASON W CHIEF ACCOUNTING OFFICER

  • Officer
 0 2017-03-01 0

ALEXANDER JOHN M

  • Director
 1,295 2016-06-28 0

SIZER JULIE M CHIEF BANK OPERATIONS OFFICER

  • Officer
 0 2015-05-01 0

COULES BLAKE R CHIEF RISK OFFICER

  • Officer
 0 2014-10-28 0

GOODLETT TOBY W CHIEF BANK OPERATIONS OFFICER

  • Officer
 68 2014-10-28 0

RAMONEDA DOROTHY F EXECUTIVE VICE PRESIDENT

  • Officer
 0 2014-01-28 0

LEE DENTON F JR EXECUTIVE VICE PRESIDENT

  • Officer
 204 2014-01-28 0

RUPP LORIE K CHIEF ACCOUNTING OFFICER

  • Officer
 0 2013-03-04 0

IRREVOCABLE TRUST 1990 DATED JANUARY 17, 2011

  • 10% Owner
 No longer subject to file 2012-12-20 0

AMES CARMEN HOLDING

  • 10% Owner
 No longer subject to file 2012-12-20 0

MCCOY GLENN D EVP, FINANCE

  • Officer
 0 2012-12-04 0

HARRIS BARRY P IV EXECUTIVE VICE PRESIDENT

  • Officer
 20 2012-05-23 0

KLOTZBERGER KATHY A CORPORATE SECRETARY

  • Officer
 0 2012-04-23 0

WILLINGHAM EDWARD L IV PRESIDENT

  • Officer
 40 2011-09-22 0

PARKER JAMES M

  • Director
 200 2011-05-12 0

IRREVOCABLE TRUST UNDER AGREEMENT DATED MARCH 28 1990

  • 10% Owner
 0 2011-04-05 0

WARD DAVID L JR

  • Director
 20,622 2010-12-09 0

FETTERMAN LEWIS M

  • Director
 17,355 2010-08-27 0

PRESKENIS DONALD P EXECUTIVE VP & GENERAL AUDITOR

  • Officer
 0 2010-04-26 0

NUNNELEE LEWIS T II

  • Director
 750 2010-02-04 0

HOLDING LEWIS R

  • 10% Owner
 1,163,887 2009-05-28 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

MASON ROBERT E IV - Director

2021-02-11 12:11:13 -0500 2030-12-21 J 200 d 0 direct 1.4148 5.6577 18.1775 19.1442 22 0.0 1

WARD JEFFERY L - Officer CHIEF STRATEGY OFFICER

2021-03-22 14:06:15 -0400 2021-03-19 P 178 $837.99 a 378 direct -4.2029 4.2637 6.0698 5 -4.2029 2

HOLDING FRANK B JR - Director - Officer - > 10% Owner CHAIRMAN AND CEO as beneficiary of trust

2021-03-10 11:59:23 -0500 2021-03-09 P 200 $735.00 a 2,322 indirect 3.3772 4.4428 5.4008 4 0.0 1

HOLDING FRANK B JR - Director - Officer - > 10% Owner CHAIRMAN AND CEO as custodian for royall holding bailey

2021-03-10 11:59:23 -0500 2021-03-08 P 225 $735.00 a 2,185 indirect 3.3772 4.4428 5.4008 4 0.0 1

HOLDING OLIVIA BRITTON - > 10% Owner by yadkin valley company and subsidiary

2021-03-10 12:02:54 -0500 2021-03-08 P 330 $735.00 a 4,480 indirect 3.3772 4.4428 5.4008 4 0.0 1

HOLDING FRANK B JR - Director - Officer - > 10% Owner CHAIRMAN AND CEO as custodian for james freeman bailey, jr.

2021-03-10 11:59:23 -0500 2021-03-08 P 225 $735.00 a 4,280 indirect 3.3772 4.4428 5.4008 4 0.0 1

HOLDING OLIVIA BRITTON - > 10% Owner by: olivia b. holding revocable trust

2021-03-10 12:02:54 -0500 2021-02-23 G 1,600 d 386,502 indirect 3.3772 4.4428 5.4008 4 0.0 1

BRICE CARSON H - > 10% Owner trusts f/b/o children

2021-03-10 11:33:07 -0500 2021-02-23 G 1,600 a 86,330 indirect 3.3772 4.4428 5.4008 4 0.0 1

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 22:15:03 UTC -0.1991 0.2591 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 21:45:03 UTC -0.1991 0.2591 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 21:15:02 UTC -0.1991 0.2591 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 20:45:03 UTC -0.2007 0.2607 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 20:15:04 UTC -0.2007 0.2607 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 19:45:03 UTC -0.2007 0.2607 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 19:15:03 UTC -0.2007 0.2607 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 18:45:03 UTC -0.1952 0.2552 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 18:15:03 UTC -0.1952 0.2552 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 17:45:02 UTC -0.1952 0.2552 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 17:15:02 UTC -0.1952 0.2552 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 16:45:03 UTC -0.1955 0.2555 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 16:15:03 UTC -0.1955 0.2555 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 15:45:03 UTC -0.1955 0.2555 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 15:15:02 UTC -0.1955 0.2555 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 14:45:03 UTC -0.2067 0.2667 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 14:15:03 UTC -0.2067 0.2667 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 13:45:03 UTC -0.2067 0.2667 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 13:15:04 UTC -0.2067 0.2667 150000
FIRST CITIZENS BCSHS -CL A FCNCA 2021-04-20 12:45:03 UTC -0.2067 0.2667 150000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
ARBITRAGE FUNDS- THE ARBITRAGE FUND FCNCA -25605.0 shares, $-13534546.95 2020-11-30 N-PORT
ARBITRAGE FUNDS- Water Island Event-Driven Fund FCNCA -1924.0 shares, $-1017007.16 2020-11-30 N-PORT
Columbia Funds Series Trust I- Multi-Manager Alternative Strategies Fund FCNCA -2199.0 shares, $-1162369.41 2020-11-30 N-PORT
Advisors Series Trust- Kellner Merger Fund FCNCA -285.0 shares, $-163666.95 2020-12-31 N-PORT
AGF Investments Trust- AGFIQ Hedged Dividend Income Fund FCNCA -24.0 shares, $-13782.48 2020-12-31 N-PORT
SARATOGA ADVANTAGE TRUST- James Alpha Multi Strategy Alternative Income Portfolio FCNCA -6.0 shares, $-3171.54 2020-11-30 N-PORT
Highland Funds I- Nexpoint Merger Arbitrage Fund FCNCA -1213.0 shares, $-696589.51 2020-12-31 N-PORT
Morningstar Funds Trust- Morningstar Alternatives Fund FCNCA -1345.0 shares, $-801606.55 2021-01-29 N-PORT
Series Portfolios Trust- Weiss Alternative Balanced Risk Fund FCNCA -4.0 shares, $-2383.96 2021-01-31 N-PORT
Dunham Funds- Dunham Monthly Distribution Fund FCNCA -109.0 shares, $-64962.91 2021-01-31 N-PORT

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