Fremont General Financing I, 9.0% TOPrS Trust Orig Preferred Securities (FMNPQ.PK)

FINANCE: BANKS & THRIFTS
SIC: STATE COMMERCIAL BANKS
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2425 OLYMPIC BOULEVARD SANTA MONICA, CA 90404

Fremont General Financing I, 9% Trust Originated Preferred Securities (TOPrS), liquidation amount $25 per share, guaranteed by Fremont General Corp. (NYSE: FMT), redeemable at the issuer's option on or after 3/31/2001 at $25 per share plus accrued and unpaid dividends, maturing 3/31/2026 which may be extended to 3/31/2046, distributions of 9.0% per annum are paid quarterly on 3/31, 6/30, 9/30 & 12/31 to holders of record one business day prior to the payment date while the securities remain in book-entry form. The company has the right, at any time, to defer interest payments for up to 20 consecutive quarters (but not beyond the maturity date). The trust's assets consist of the 9% Junior Subordinated Deferrable Interest Debentures due 3/31/2026, which may be extended to 3/31/2045, which were purchased from the company using the funds generated from the sale of the trust preferred securities.

View SEC Filings from FMNPQ.PK instead.
Q3 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
No data found for this quarter.
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding FMNPQ.PK (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding FMNPQ.PK BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BROWN RANDOLPH E.

  • Director
100 2018-06-12 0

HOGAN TERRANCE J EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2018-05-22 0

HOBEY MICHAEL CHIEF FINANCIAL OFFICER

  • Officer
295 2018-05-22 0

WEBB C CLARK

210 CAPITAL, LLC

210/RELY INVESTMENT, LLC

210/RELY PARTNERS, LP

CCW/LAW HOLDINGS, LLC

COVENANT RHA PARTNERS, L.P.

RHA INVESTMENTS, INC.

ALPERT ROBERT H

  • Director
  • 10% Owner
184,439 2018-05-22 0

ROSS KYLE EXECUTIVE VICE PRESIDENT

  • Officer
0 2018-05-09 0

HOWARD KELLY G EXECUTIVE VICE PRESIDENT

  • Officer
0 2018-05-09 0

GOLDMAN SACHS ASSET MANAGEMENT, L.P.

GOLDMAN SACHS BDC, INC.

GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC

GOLDMAN SACHS MIDDLE MARKET LENDING CORP.

  • 10% Owner
181,036 2018-05-09 0

LAIBOW BRIAN K

  • Director
0 2018-05-09 0

TABOR DOUGLAS

  • Director
7,154 2018-05-09 0

MAHESHWARI RAJ

  • FORMER DIRECTOR
No longer subject to file 2017-12-31 0

DECONINCK PATRICK

  • Director
No longer subject to file 2017-11-22 0

MILLER JOHN A EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2017-11-15 0

LAMB PATRICK E

  • Director
108,955 2017-10-02 0

BYNOE PETER C B

  • Director
92,801 2017-10-02 0

HALL WILLIAM K

  • Director
51,477 2017-10-02 0

TINKLER PHILIP

  • Director
No longer subject to file 2017-05-18 0

MCINTOSH JOSEPH

  • Director
18,309 2017-05-18 0

REAL INDUSTRY, INC.

  • Director
82,059 2016-09-08 0

BOUCHARD CRAIG T

  • FORMER CEO AND DIRECTOR
No longer subject to file 2016-09-01 0

MANDERSON WILLIAM CHRISTOPHER EXECUTIVE VP & GENERAL COUNSEL

  • Officer
28,832 2015-02-27 0

COLVILLE G CHRISTOPHER CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
788,622 2013-05-03 0

KORAL JOHN

  • Director
1,461,125 2013-01-02 0

OLSON STEPHEN J. CHIEF ACCTG. OFFICER & SR. VP

  • Officer
293,744 2013-01-01 0

NOELL CRAIG FORREST CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
2,410,365 2012-12-17 0

DONATELLI THOMAS EXECUTIVE VICE PRESIDENT

  • Officer
3,001,155 2012-12-17 0

CRUSINBERRY JEFFREY SENIOR VP AND TREASURER

  • Officer
31,981 2012-12-17 0

SCHWAB ROBERT

  • Director
3,304,762 2012-05-18 0

BRODY DAVID N SR. VP; COUNSEL & SECRETARY

  • Officer
14,215 2012-05-14 0

GROSSMAN KENNETH S PRESIDENT

  • Officer
  • Director
415,625 2012-04-11 0

GIDUMAL STEVEN L

  • Director
1,860,366 2012-01-03 0

MIDANEK DEBORAH H

  • Director
353,618 2012-01-03 0

NICKOLL JOHN F

  • Director
425,698 2012-01-03 0

WILLENS ROBERT

  • SEE EXPLANATION OF RESPONSES
0 2011-07-14 0

SHAHON LAURIE M

  • SEE EXPLANATION OF RESPONSES
0 2011-07-14 0

KINGSTOWN CAPITAL PARTNERS, LLC

KINGSTOWN PARTNERS MASTER LTD.

KINGSTOWN CAPITAL MANAGEMENT L.P.

KINGSTOWN MANAGEMENT GP LLC

BLITZER MICHAEL

SHANON GUY

KINGSTOWN PARTNERS II, L.P.

KTOWN, LP

  • SEE EXPLANATION OF RESPONSESSEE EXPLANATION OF RESPONSESSEE EXPLANATION OF RESPONSESSEE EXPLANATION OF RESPONSESSEE EXPLANATION OF RESPONSESSEE EXPLANATION OF RESPONSESSEE EXPLANATION OF RESPONSESSEE EXPLANATION OF RESPONSES
5,478,953 2011-07-14 0

BROWN J. HUNTER

  • SEE EXPLANATION OF RESPONSES
0 2011-07-14 0

WHITE JOYCE

  • SEE EXPLANATION OF RESPONSES
0 2011-07-14 0

MATTHEWS NORMAN S

  • Director
147,920 2011-01-03 0

PEISER ROBERT A

  • Director
148,920 2011-01-03 0

BLITZER MICHAEL

  • Director
907,920 2011-01-03 0

RUBIN RICHARD A

  • Director
3,728,420 2011-01-03 0

MCINTYRE JAMES ALBERT

  • 10% Owner
11,173,894 2010-06-11 0

LORING JOHN C

  • Director
33,223 2008-01-08 0

SHACKLETON ROBERT J

  • Director
43,223 2008-01-08 0

SCHAFFER MARK

  • Director
33,223 2008-01-08 0

NORTHCOTE BARNEY R

  • Director
135,223 2008-01-08 0

MEYERS RAYMOND GEORGE SENIOR VICE PRESIDENT

  • Officer
No longer subject to file 2008-01-01 0

FAIGIN ALAN WILLIAM SR. VICE PRESIDENT

  • Officer
267,684 2008-01-01 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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