B. Riley Financial Inc (RILY)

FINANCE: CONSUMER FINANCE
SIC: SERVICES-BUSINESS SERVICES, NEC

11100 SANTA MONICA BLVD LOS ANGELES, CA 90025

B. Riley Financial, Inc. offers diversified financial services. The Company, through its subsidiaries, provides investment banking services which include corporate finance research, sales, and trading, as well as advisory and valuation services, and wealth management. B. Riley Financial's clients include public and private companies, as well as high net worth individuals.

Data as of 2020-08-09
Market Cap697.406 Million Shares Outstanding25.453 Million Avg 30-day Volume102.712 Thousand
P/E Ratio26.6 Dividend Yield4.38 EPS1.03
Price/Sales1.14 Price cash flow ratio31.6 Price free cash flow ratio-8.1
Book Value12.18 Price to Tangible Book-5.96 Alpha0.02
Short Interest Ratio % Short Interest to Float R-squared0.135158
BETA0.9742 52-week High/Low30.17 / 12.94 Stddev0.11143
View SEC Filings from RILY instead.
Q1 2020 All Institutions Hedge Funds 1
Filers who had this stock in their top 10: 2 2 (0.13%)
13F Filers holding this stock: 86 34 (2.23%)
Aggregate 13F shares on 03/31/2020: 11.485 Million 7.237 Million
Aggregate 13F shares on 12/31/2019: 12.743 Million 8.225 Million
Percent change: -9.87% -12.01%
Funds creating new positions: 11 6
Funds Adding to an existing position: 31 15
Funds closing out their position: 14 7
Funds reducing their position: 33 10
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding RILY (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding RILY BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

51 Thousand total shares from 3 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

PAULSON RANDALL E

  • Director
38,343 2020-08-07 3

RILEY BRYANT R CHAIRMAN AND CO-CEO

  • Officer
  • Director
  • 10% Owner
4,928,776 2020-08-06 5

YOUNG KENNETH M PRESIDENT

  • Officer
100,919 2020-08-06 3

KLEIN MARK D

  • Director
0 2020-07-29 0

LEVITT MICHAEL J

  • Director
0 2020-07-01 0

NOKOMIS CAPITAL, L.L.C.

HENDRICKSON BRETT

  • 10% Owner
4,494,205 2020-07-01 0

ASHER DANIEL

  • 10% Owner
1,555,403 2020-06-30 0

TODARO RICHARD L

  • Director
332,071 2020-06-18 0

D AGOSTINO ROBERT P

  • Director
138,509 2020-06-18 1

WILLIAMS MIKEL H

  • Director
64,038 2020-06-18 2

SIMS TODD D.

  • Director
17,717 2020-06-18 1

ANTIN ROBERT L

  • Director
412,934 2020-06-18 2

SHELDON MICHAEL JOSEPH

  • Director
21,571 2020-06-18 2

WALTERS MARIAN

  • Director
5,701 2020-06-18 1

HART MATTHEW J

  • Director
50,388 2020-06-10 0

HENDRIX RICHARD J CHIEF EXECUTIVE OFFICER

  • Officer
  • 10% Owner
0 2020-05-22 0

WUNDERLICH GARY KENT JR PRESIDENT

  • Officer
  • 10% Owner
0 2020-05-22 0

AHN PHILLIP J. CFO & CHIEF OPERATING OFFICER

  • Officer
116,107 2020-05-21 2

WEITZMAN HOWARD SVP, CHIEF ACCOUNTING OFFICER

  • Officer
41,762 2020-05-21 1

KELLEHER THOMAS J /ADV CO-CEO

  • Officer
  • Director
650,720 2020-05-21 3

FORMAN ALAN N EVP, GENERAL COUNSEL, SEC

  • Officer
72,757 2020-05-21 2

MOORE ANDREW CEO OF B. RILEY FBR, INC.

  • Officer
152,930 2020-05-21 2

GROSS MICHAEL S SEE REMARKS

  • Officer
  • Director
2,663,881 2020-03-23 0

ELLIOTT INTERNATIONAL, L.P.

  • 10% Owner
23,289,412 2019-12-09 0

ELLIOTT ASSOCIATES, L.P.

  • 10% Owner
0 2019-12-06 0

GUMAER ANDREW CEO OF GREAT AMERICAN GRP, LLC

  • Officer
  • Director
0 2019-07-12 0

MILLER LLOYD I III

  • 10% Owner
2,801,751 2017-12-28 0

HILTON HUGH G

  • Director
18,974 2015-05-09 0

LIVERPOOL LIMITED PARTNERSHIP

  • 10% Owner
807,180 2014-07-15 0

MIDDLETON INTERNATIONAL LTD

  • 10% Owner
1,499,270 2014-07-15 0

CARPENTER SCOTT K EVP, RETAIL SERVICES

  • Officer
1,000,136 2014-05-19 0

DJ FUND INVESTMENTS, LLC - SERIES E

ASHER DANIEL

GOLDMAN FRED

LAROCQUE MICHAEL

  • 10% Owner
2,100,000 2014-05-19 0

KRAEGEL FREDERICK G.

  • Director
38,563 2013-06-11 0

ERICKSON PAUL EVP AND CFO

  • Officer
191,653 2011-08-19 0

LAPPING PAUL CFO, TREASURER & SECRETARY

  • Officer
  • Director
No longer subject to file 2011-05-05 0

INTEGRATED CORE STRATEGIES (US) LLC

MILLENNIUM MANAGEMENT LLC

ENGLANDER ISRAEL A

  • 10% Owner
  • MAY BE DEEMED A GROUP MEMBER.MAY BE DEEMED A GROUP MEMBER.
No longer subject to file 2010-09-21 0

WEITZ MARK PRES. WHLSE. & INDUSTRIAL SVCS

  • Officer
104,715 2010-08-02 0

FRIEDMAN LESTER M MANAGING DIRECTOR, GAAV, LLC

  • Officer
89,021 2010-08-02 0

PABST THOMAS E CHIEF OPERATING OFFICER

  • Officer
109,195 2010-08-02 0

YELLEN HARVEY M VICE CHAIRMAN AND PRESIDENT

  • Officer
  • Director
  • 10% Owner
5,280,000 2010-06-16 0

NAUGHTON MARK P SENIOR VP & GEN. COUNSEL

  • Officer
0 2010-06-16 0

MILLENCO LLC

MILLENNIUM MANAGEMENT LLC

ENGLANDER ISRAEL A

  • 10% Owner
  • MAY BE DEEMED A GROUP MEMBER.MAY BE DEEMED A GROUP MEMBER.
No longer subject to file 2010-02-26 0

SHENFELD STEVEN ALAN

  • Director
No longer subject to file 2009-07-31 0

PECK BRADFORD

  • Director
No longer subject to file 2009-07-31 0

OHL LTD

  • 10% Owner
No longer subject to file 2009-07-31 0

STC INVESTMENT HOLDINGS LLC

  • 10% Owner
No longer subject to file 2009-07-31 0

SOLAR CAPITAL LLC

  • 10% Owner
No longer subject to file 2009-07-31 0

HAWKINS DAVID

  • Director
No longer subject to file 2009-07-31 0

ALTERNATIVE ASSET MANAGEMENT ACQUISITION CORP.

  • 10% Owner
100 2009-07-17 0

BERGER JONATHAN I.

  • Director
4,167,650 2008-06-20 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

PAULSON RANDALL E - Director

2020-08-07 P 25,000 $26.96 a 38,343 38,343.00 direct

YOUNG KENNETH M - Officer PRESIDENT see note

2020-08-06 P 1,000 $27.28 a 14,500 100,919.00 indirect

RILEY BRYANT R - Director - Officer - > 10% Owner CHAIRMAN AND CO-CEO

2020-08-06 P 25,000 $27.15 a 4,635,659 4,928,776.00 direct

YOUNG KENNETH M - Officer PRESIDENT

2020-06-30 A 992 $18.50 a 86,419 100,919.00 direct

SIMS TODD D. - Director

2020-06-18 A 3,456 a 17,717 17,717.00 direct

PAULSON RANDALL E - Director

2020-06-18 A 3,456 a 13,343 13,343.00 direct

D AGOSTINO ROBERT P - Director

2020-06-18 A 3,456 a 138,509 138,509.00 direct

SHELDON MICHAEL JOSEPH - Director

2020-06-18 A 3,456 a 21,571 21,571.00 direct

WILLIAMS MIKEL H - Director

2020-06-18 A 3,456 a 64,038 64,038.00 direct

WALTERS MARIAN - Director

2020-06-18 A 3,456 a 5,701 5,701.00 direct

ANTIN ROBERT L - Director

2020-06-18 A 3,456 a 12,934 412,934.00 direct
Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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