B. Riley Financial Inc (RILY)

FINANCE: CONSUMER FINANCE
SIC: SERVICES-BUSINESS SERVICES, NEC

21255 BURBANK BLVD. WOODLAND HILLS, CA 91367

B. Riley Financial, Inc. offers diversified financial services. The Company, through its subsidiaries, provides investment banking services which include corporate finance research, sales, and trading, as well as advisory and valuation services, and wealth management. B. Riley Financial's clients include public and private companies, as well as high net worth individuals.

Data based on most recent fiscal year report
Market Cap675.943 Million Shares Outstanding26.93 Million Avg Volume81.618 Thousand
1-Yr BETA vs S&P TR1.315 Current Ratio3.03 Quick Ratio3.03
View SEC Filings from RILY instead.

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Funds Holding RILY (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding RILY BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

48.4 Thousand total shares from 12 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

GROSS MICHAEL S SEE REMARKS

  • Officer
  • Director
2,663,881 2020-03-23 0

ANTIN ROBERT L

  • Director
409,478 2020-03-16 2

MOORE ANDREW CEO OF B. RILEY FBR, INC.

  • Officer
139,637 2020-03-16 3

YOUNG KENNETH M PRESIDENT

  • Officer
85,258 2020-03-13 3

WILLIAMS MIKEL H

  • Director
60,582 2020-03-13 2

SHELDON MICHAEL JOSEPH

  • Director
18,115 2020-03-13 2

RILEY BRYANT R CHAIRMAN AND CO-CEO

  • Officer
  • Director
  • 10% Owner
4,800,459 2020-03-11 5

AHN PHILLIP J. CFO & CHIEF OPERATING OFFICER

  • Officer
105,284 2020-03-11 3

NOKOMIS CAPITAL, L.L.C.

HENDRICKSON BRETT

  • 10% Owner
1,893,218 2020-03-11 0

FORMAN ALAN N EVP, GENERAL COUNSEL, SEC

  • Officer
64,587 2020-03-11 3

KELLEHER THOMAS J /ADV CO-CEO

  • Officer
  • Director
617,369 2020-03-09 4

KLEIN MARK D

  • Director
0 2020-02-19 0

ELLIOTT INTERNATIONAL, L.P.

  • 10% Owner
23,289,412 2019-12-09 0

ELLIOTT ASSOCIATES, L.P.

  • 10% Owner
0 2019-12-06 0

TODARO RICHARD L

  • Director
139,762 2019-08-21 0

D AGOSTINO ROBERT P

  • Director
135,053 2019-07-18 1

SIMS TODD D.

  • Director
14,261 2019-07-18 1

WALTERS MARIAN

  • Director
2,245 2019-07-18 2

GUMAER ANDREW CEO OF GREAT AMERICAN GRP, LLC

  • Officer
  • Director
0 2019-07-12 2

WEITZMAN HOWARD SVP, CHIEF ACCOUNTING OFFICER

  • Officer
0 2019-07-12 2

ASHER DANIEL

  • 10% Owner
1,266,153 2019-06-21 0

HART MATTHEW J

  • Director
41,575 2019-06-12 0

WUNDERLICH GARY KENT JR

  • Director
256,900 2018-07-03 0

MILLER LLOYD I III

  • 10% Owner
2,801,751 2017-12-28 0

HENDRIX RICHARD J

  • Director
236,862 2017-07-03 0

HILTON HUGH G

  • Director
18,974 2015-05-09 0

LIVERPOOL LIMITED PARTNERSHIP

  • 10% Owner
807,180 2014-07-15 0

MIDDLETON INTERNATIONAL LTD

  • 10% Owner
1,499,270 2014-07-15 0

CARPENTER SCOTT K EVP, RETAIL SERVICES

  • Officer
1,000,136 2014-05-19 0

DJ FUND INVESTMENTS, LLC - SERIES E

ASHER DANIEL

GOLDMAN FRED

LAROCQUE MICHAEL

  • 10% Owner
2,100,000 2014-05-19 0

LEVITT MICHAEL J

  • Director
0 2013-12-19 0

KRAEGEL FREDERICK G.

  • Director
38,563 2013-06-11 0

ERICKSON PAUL EVP AND CFO

  • Officer
191,653 2011-08-19 0

LAPPING PAUL CFO, TREASURER & SECRETARY

  • Officer
  • Director
No longer subject to file 2011-05-05 0

INTEGRATED CORE STRATEGIES (US) LLC

MILLENNIUM MANAGEMENT LLC

ENGLANDER ISRAEL A

  • 10% Owner
  • MAY BE DEEMED A GROUP MEMBER.MAY BE DEEMED A GROUP MEMBER.
No longer subject to file 2010-09-21 0

WEITZ MARK PRES. WHLSE. & INDUSTRIAL SVCS

  • Officer
104,715 2010-08-02 0

FRIEDMAN LESTER M MANAGING DIRECTOR, GAAV, LLC

  • Officer
89,021 2010-08-02 0

PABST THOMAS E CHIEF OPERATING OFFICER

  • Officer
109,195 2010-08-02 0

YELLEN HARVEY M VICE CHAIRMAN AND PRESIDENT

  • Officer
  • Director
  • 10% Owner
5,280,000 2010-06-16 0

NAUGHTON MARK P SENIOR VP & GEN. COUNSEL

  • Officer
0 2010-06-16 0

MILLENCO LLC

MILLENNIUM MANAGEMENT LLC

ENGLANDER ISRAEL A

  • 10% Owner
  • MAY BE DEEMED A GROUP MEMBER.MAY BE DEEMED A GROUP MEMBER.
No longer subject to file 2010-02-26 0

SHENFELD STEVEN ALAN

  • Director
No longer subject to file 2009-07-31 0

PECK BRADFORD

  • Director
No longer subject to file 2009-07-31 0

OHL LTD

  • 10% Owner
No longer subject to file 2009-07-31 0

STC INVESTMENT HOLDINGS LLC

  • 10% Owner
No longer subject to file 2009-07-31 0

SOLAR CAPITAL LLC

  • 10% Owner
No longer subject to file 2009-07-31 0

HAWKINS DAVID

  • Director
No longer subject to file 2009-07-31 0

ALTERNATIVE ASSET MANAGEMENT ACQUISITION CORP.

  • 10% Owner
100 2009-07-17 0

BERGER JONATHAN I.

  • Director
4,167,650 2008-06-20 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

ANTIN ROBERT L - Director

2020-03-20 P 2,000 $18.65 a 9,478 409,478.00 direct

MOORE ANDREW - Officer CEO OF B. RILEY FBR, INC.

2020-03-16 P 6,000 $18.08 a 139,637 139,637.00 direct

WILLIAMS MIKEL H - Director

2020-03-13 P 8,870 $19.61 a 60,582 60,582.00 direct

SHELDON MICHAEL JOSEPH - Director

2020-03-13 P 5,327 $18.91 a 18,115 18,115.00 direct

YOUNG KENNETH M - Officer PRESIDENT see note

2020-03-13 P 3,500 $20.24 a 13,500 85,258.00 indirect

RILEY BRYANT R - Director - Officer - > 10% Owner CHAIRMAN AND CO-CEO

2020-03-11 P 4,654 $20.20 a 4,507,342 4,800,459.00 direct

AHN PHILLIP J. - Officer CFO & CHIEF OPERATING OFFICER

2020-03-11 P 4,000 $20.21 a 105,284 105,284.00 direct

KELLEHER THOMAS J /ADV - Director - Officer CO-CEO see note

2020-03-11 P 2,500 $20.19 a 15,100 617,369.00 indirect

FORMAN ALAN N - Officer EVP, GENERAL COUNSEL, SEC

2020-03-11 P 4,000 $20.19 a 64,587 64,587.00 direct

KELLEHER THOMAS J /ADV - Director - Officer CO-CEO by wife

2020-03-11 P 2,500 $20.19 a 5,600 617,369.00 indirect

KELLEHER THOMAS J /ADV - Director - Officer CO-CEO see note

2020-03-09 P 2,500 $20.67 a 12,600 617,369.00 indirect

KELLEHER THOMAS J /ADV - Director - Officer CO-CEO by wife

2020-03-09 P 2,500 $20.67 a 3,100 617,369.00 indirect

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