Highland Floating Rate Opps Fund (HFRO)

FINANCE: GENERAL FINANCE
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

300 CRESCENT COURT DALLAS, TX 75201

Highland Floating Rate Opportunities Fund seeks a high level of current income, consistent with preservation of capital by investing in floating rate loans and other securities deemed to be floating rate investments.

View SEC Filings from HFRO instead.

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Funds Holding HFRO (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding HFRO BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

NORRIS DUSTIN DAVID EXECUTIVE VICE PRESIDENT

  • Officer
  • Director
11,078 2019-05-31 0

POST ROBERT JASON CHIEF COMPLIANCE OFFICER

  • Officer
1,965 2019-05-22 0

WARD BRYAN A

  • Director
36 2019-05-22 0

STOOPS CLIFFORD SEE REMARKS

  • Officer
0 2019-04-11 0

WATERHOUSE FRANK GEORGE SEE REMARKS

  • Officer
0 2019-04-11 0

POWELL ETHAN

  • Director
0 2019-02-14 0

HUI TIMOTHY K

  • Director
0 2018-05-29 0

HONIS JOHN

  • Director
0 2018-05-29 0

FROEHLICH ROBERT J

  • Director
0 2018-05-29 0

ROSS JAMES BRADLEY

  • SEE REMARKS
No longer subject to file 2018-02-26 0

PARKER LEE BLACKWELL III EXECUTIVE VICE PRESIDENT

  • Officer
7,718 2017-11-03 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5
No current insider transactions

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