Hercules Capital Inc (HTGC)

FINANCE: CORPORATE FINANCE
SIC:

400 HAMILTON AVE PALO ALTO, CA 94301

Provides debt and equity growth capital to technology-related companies at all stages of development. Operates as a non-diversified closed-end investment company that has elected to be treated as a business development company under the Investment Company Act of 1940.

Data based on most recent fiscal year report
Market Cap1.505 Billion Shares Outstanding104.63 Million Avg Volume778.38 Thousand
1-Yr BETA vs S&P TR Current Ratio2.42 Quick Ratio2.42
View SEC Filings from HTGC instead.

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Funds Holding HTGC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding HTGC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

HARVEY SCOTT H CCO & GENERAL COUNSEL

  • Officer
0 2020-03-16 0

LUND DAVID MICHAEL EXECUTIVE VP (1)

  • Officer
0 2020-03-16 0

MEYER SETH H CHIEF FINANCIAL OFFICER

  • Officer
111,321 2020-03-14 2

BLUESTEIN SCOTT CHIEF EXECUTIVE OFFICER

  • Officer
470,699 2020-03-09 13

FALLON THOMAS J

  • Director
45,138 2020-03-09 5

GRACE MELANIE GENERAL COUNSEL & CCO

  • Officer
55,462 2020-03-09 12

KOENIG BRADFORD C.

  • Director
14,927 2020-03-09 4

TITINGER JORGE

  • Director
8,394 2020-03-09 5

FOSTER CAROL L

  • Director
6,381 2020-03-09 6

CROWELL GAYLE A

  • Director
8,691 2020-03-09 5

HARRIS MARK R CHIEF FINANCIAL OFFICER

  • Officer
4,375 2020-03-08 0

BADAVAS ROBERT P

  • Director
126,953 2019-12-05 4

HOFFMAN JOSEPH F

  • Director
32,745 2019-09-26 2

HO DOREEN WOO

  • Director
17,043 2019-08-19 3

HENRIQUEZ MANUEL A

  • Director
1,310,898 2019-05-20 2

WALDT GERARD R JR. INTERIM CHIEF ACCOUNTING OFF

  • Officer
8,243 2018-08-20 0

WOODWARD ALLYN C

262,309 2018-05-21 0

OLSON ANDREW CHIEF FINANCIAL OFFICER

  • Officer
7,386 2017-10-25 0

LYONS SUSANNE D

11,575 2016-09-15 0

FERGUSON RODNEY A

  • Director
7,855 2015-12-31 0

BHAUMIK SAM EVP-SILICON VALLEY BANKING

  • Officer
No longer subject to file 2015-10-06 0

BARON JESSICA T CFO

  • Officer
98,269 2015-06-09 0

LAKE ROBERT C CHIEF CREDIT OFFICER

  • Officer
0 2015-05-29 0

SHAH PARAG SENIOR MANAGING DIRECTOR

  • Officer
249,562 2014-12-04 0

BUTLER MICHAEL L GENERAL COUNSEL & CCO

  • Officer
0 2014-10-07 0

FEUERSTEIN HARRY CHIEF OPERATING OFFICER

  • Officer
0 2014-07-08 0

JAQUEZ-FISSORI TODD MANAGING DIRECTOR

  • Officer
1,200 2014-05-13 0

PENNEY MICHAEL GENERAL COUNSEL

  • Officer
4,000 2014-04-10 0

GABLE SCOTT CHIEF OPERATING OFFICER

  • Officer
6,666 2014-02-04 0

CHOW JOSEPH W

  • Director
124,263 2013-08-07 0

DENOMME MARK

  • Director
No longer subject to file 2011-01-18 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

MEYER SETH H - Officer CHIEF FINANCIAL OFFICER

2020-03-14 F 4,652 $10.57 d 111,321 111,321.00 direct

FALLON THOMAS J - Director

2020-03-09 A 106 $14.08 a 45,138 45,138.00 direct

GRACE MELANIE - Officer GENERAL COUNSEL & CCO

2020-03-09 F 22 $12.54 d 55,629 55,629.00 direct

BLUESTEIN SCOTT - Officer CHIEF EXECUTIVE OFFICER

2020-03-09 A 14,621 $12.54 a 472,299 472,175.00 direct

TITINGER JORGE - Director

2020-03-09 A 231 $14.08 a 8,394 8,394.00 direct

GRACE MELANIE - Officer GENERAL COUNSEL & CCO

2020-03-09 A 1,536 $14.08 a 55,462 55,462.00 direct

GRACE MELANIE - Officer GENERAL COUNSEL & CCO

2020-03-09 A 1,725 $12.54 a 55,651 55,629.00 direct

KOENIG BRADFORD C. - Director

2020-03-09 A 214 $14.08 a 14,927 14,927.00 direct

CROWELL GAYLE A - Director

2020-03-09 A 188 $14.08 a 8,691 8,691.00 direct

BLUESTEIN SCOTT - Officer CHIEF EXECUTIVE OFFICER

2020-03-09 F 124 $12.54 d 472,175 472,175.00 direct

BLUESTEIN SCOTT - Officer CHIEF EXECUTIVE OFFICER

2020-03-09 A 13,021 $14.08 a 470,699 470,699.00 direct

FOSTER CAROL L - Director

2020-03-09 A 172 $14.08 a 6,381 6,381.00 direct

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