Heartland Financial USA Inc (HTLF)

FINANCE: BANKS
SIC: STATE COMMERCIAL BANKS

1398 CENTRAL AVE DUBUQUE, IA 52001

About Heartland Financial USA, Inc. Heartland Financial USA, Inc. is a diversified financial services company with assets of $17.91 billion. The company provides banking, mortgage, private client, investment, insurance and consumer finance services to individuals and businesses. As of December 31, 2020, Heartland had 142 banking locations serving 102 communities in Iowa, Illinois, Wisconsin, New Mexico, Arizona, Montana, Colorado, Minnesota, Kansas, Missouri, Texas and California. Additional information about Heartland Financial USA, Inc. is available at www.htlf.com. Safe Harbor Statement This release, and future oral and written statements of Heartland and its management, may contain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Any statements about Heartland's expectations, beliefs, plans, objectives, assumptions or future events or performance are not historical facts and may be forward-looking. These forward-looking statements include information about possible or assumed future results of Heartland's operations or performance. These forward-looking statements are generally identified by the use of the words ''believe', 'expect'', ''intent', 'anticipate'', ''plan', 'estimate'', ''project', ''will', ''would', ''could', ''should'', 'may', 'view', 'opportunity', 'potential', or similar expressions that are used in this release, and future oral and written statements of Heartland and its management. Although Heartland has made these statements based on management's experience and best estimate of future events, the ability of Heartland to predict results or the actual effect of plans or strategies is inherently uncertain, and there may be events or factors that management has not anticipated. Therefore, the accuracy and achievement of such forward-looking statements and estimates are subject to a number of risks, many of which are beyond the ability of management to control or predict, that could cause actual results to differ materially from those in its forward-looking statements. These factors, which are detailed below and in the risk factors in Heartland's reports filed with the Securities and Exchange Commission ('SEC'), include, among others: The impact of the COVID-19 pandemic on Heartland and U.S. and global financial markets; Measures enacted by the U.S. federal and state governments and adopted by private businesses in response to the COVID-19 pandemic; The deterioration of the U.S. economy in general and in the local economies in which Heartland conducts its operations; Increasing credit losses due to deterioration in the financial condition of its borrowers, based on declining oil prices and asset and collateral values, which may continue to increase the provision for credit losses and net charge-offs of Heartland; Civil unrest in the communities that Heartland serves; Levels of unemployment in the geographic areas in which Heartland operates; Real estate market values in these geographic areas; Future natural disasters and increases to flood insurance premiums; The effects of past and any future terrorist threats and attacks, acts of war or threats thereof; The level of prepayments on loans and mortgage-backed securities; Legislative and regulatory changes affecting banking, tax, securities, insurance and monetary and financial matters; Monetary and fiscal policies of the U.S. Government including policies of the U.S. Department of Treasury and the Federal Reserve Board; The quality or composition of the loan and investment portfolios of Heartland; Demand for loan products and financial services, deposit flows and competition in Heartland's market areas; Changes in accounting principles and guidelines; The timely development and acceptance of products and services, including products and services offered through alternative delivery channels such as the Internet; The ability of Heartland to implement technological changes as planned and to develop and maintain secure and reliable electronic delivery systems; Heartland's ability to retain key executives and employees; and The ability of Heartland to successfully consummate acquisitions and integrate acquired operations. The COVID-19 pandemic is adversely affecting Heartland and its customers, counterparties, employees and third-party service providers. The COVID-19 pandemic's severity, its duration and the extent of its impact on Heartland's business, financial condition, results of operations, liquidity and prospects remain uncertain. The deterioration in general business and economic conditions and turbulence in domestic and global financial markets caused by the COVID-19 pandemic have negatively affected Heartland's net income, total equity and book value per common share, and continued economic deterioration could adversely affect the value of its assets and liabilities, reduce the availability of funding to Heartland, lead to a tightening of credit and increase stock price volatility. Some economists and investment banks believe that a recession or depression may result from the continued spread of COVID-19 and the economic consequences. These risks and uncertainties should be considered in evaluating forward-looking statements made by Heartland or on its behalf, and undue reliance should not be placed on these statements. There can be no assurance that other factors not currently anticipated by Heartland will not materially and adversely affect Heartland's business, financial condition and results of operations. In addition, many of these risks and uncertainties are currently amplified by and may continue to be amplified by the COVID-19 pandemic and the impact of varying governmental responses that affect Heartland's customers and the economies where they operate. Please take into account that forward-looking statements speak only as of the date they are made, and except as required by applicable law, Heartland does not undertake any obligation to publicly correct or update any forward-looking statement.

Data as of 2021-09-19 11:54:58 -0400
Market Cap1.966 Billion Shares Outstanding42.246 Million Avg 30-day Volume129.674 Thousand
P/E Ratio10.14981 Dividend Yield1.476 EPS4.83
Price/Sales2.83 Debt to Equity8.51 EBITDA271.868 Million
Price to Book Value0.9595 Forward PE0.66 Enterprise Value1.966 Billion
Total Cash Current Debt16.211 Billion Gross Profit683.464 Million
BETA1.18856 52-week High/Low53.51 / 27.82 Next Earnings Date2021-10-25 Price to Cash FLow (P/CF) 31.8912
Data provided by IEX Cloud
View SEC Filings from HTLF instead.

View recent insider trading info

Funds Holding HTLF (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding HTLF BETA

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

FULLER LYNN B EXECUTIVE OPERATING CHAIRMAN

  • Officer
  • Director
683,320 2021-08-06 7

DETERS DEBORAH K EVP, CHIEF HR OFFICER

  • Officer
6,104 2021-06-30 5

FLYNN THOMAS L

  • Director
127,567 2021-06-05 3

SCHMIDT JOHN K

  • Director
226,832 2021-06-05 5

WHITE DUANE E

  • Director
36,135 2021-06-05 3

HYLEN CHRISTOPHER

  • Director
5,916 2021-06-05 5

SCHMITZ MARTIN J

  • Director
349,849 2021-06-05 5

MURPHY SUSAN G

  • Director
17,862 2021-06-05 3

HOPKINS JENNIFER K

  • Director
12,480 2021-06-05 3

ENGEL ROBERT B

  • Director
27,835 2021-06-05 6

MCCOY R MICHAEL

  • Director
No longer subject to file 2021-06-04 1

UNGER KATHRYN G

  • Director
0 2021-05-21 3

ORR BARRY H

  • Director
458,499 2021-04-01 3

STEVENS DANIEL C EVP, OPERATIONS

  • Officer
0 2021-03-16 1

LEE BRUCE K HTLF PRESIDENT AND CEO

  • Officer
40,034 2021-03-16 3

MCKEAG BRYAN CHIEF FINANCIAL OFFICER

  • Officer
26,744 2021-03-16 4

FULLER LYNN HEITZ BANK PRESIDENT/CEO

  • Officer
310,559 2021-03-16 4

QUICK JANET M EVP, PRINCIPAL ACCTG OFFICER

  • Officer
30,836 2021-03-16 4

PRINCE DAVID

  • EVP, HEAD OF COMMERCIAL
6,692 2021-03-16 2

O'NEILL TAMINA EVP CHIEF RISK OFFICER

  • Officer
1,044 2021-03-16 2

JONES NATHAN R EVP, CHIEF CREDIT OFFICER

  • Officer
0 2021-03-16 1

KIM JAY EVP & GENERAL COUNSEL

  • Officer
86 2021-03-16 3

FOX BRIAN EVP, OPERATIONS

  • Officer
No longer subject to file 2021-01-04 1

COYLE MICHAEL J EVP SENIOR GENERAL COUNSEL

  • Officer
No longer subject to file 2021-01-04 1

FALB MARK C

  • Director
113,966 2020-06-05 0

SAYLOR KURT

  • Director
No longer subject to file 2020-06-05 0

TOWNSEND ANDREW E EVP, CHIEF CREDIT OFFICER

  • Officer
61,206 2020-03-19 0

SLOAN RODNEY EVP CHIEF RISK OFFICER

  • Officer
14,628 2019-03-11 0

COX JOHN W JR

  • Director
36,068 2018-06-06 0

JOHNSON KELLY J EVP,PRIVATE CLIENT SERVICES SR

  • Officer
10,050 2018-04-05 0

WALTER FRANK E EVP COMMERCIAL BANKING

  • Officer
18,265 2018-03-13 0

BRADEN STEVEN M EVP, HEAD OF RETAIL

  • Officer
308 2018-03-13 0

HORSTMANN DOUGLAS J EVP, LENDING

  • Officer
129,396 2017-12-08 0

CONLAN JAMES F

  • Director
373,532 2017-05-16 0

MURTHA MARK G EVP HR AND ORG DEVELOPMENT

  • Officer
5,833 2017-03-01 0

ERICKSON KENNETH J EVP, CHIEF CREDIT OFFICER

  • Officer
224,838 2015-11-06 0

HORSTMANN DAVID L EVP - FINANCE/CORP STATEGY

  • Officer
8,266 2015-07-21 0

BERG JOHN J EVP, MARKETING & SALES

  • Officer
23,523 2014-05-21 0

HILL JAMES R

  • Director
6,911 2012-05-17 0

MILLER MELVIN E CHIEF INVESTMENT OFFICER

  • Officer
43,577 2012-05-01 0

PECKOSH PAUL J EVP, TRUST

  • Officer
101,074 2011-02-09 0

EVERTS EDWARD H SVP, OPERATIONS/RETAIL BANKING

  • Officer
155,384 2009-12-01 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

FULLER LYNN B - Director - Officer EXECUTIVE OPERATING CHAIRMAN spouses trust

2021-09-14 16:37:44 -0400 2021-08-06 G 6,000 a 11,000 indirect -0.5122 -1.4298 0.0 1 -3.137 5

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 22:15:03 UTC -0.2678 0.3378 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 21:45:03 UTC -0.2678 0.3378 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 21:15:03 UTC -0.2678 0.3378 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 20:45:02 UTC -0.2678 0.3378 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 20:15:03 UTC -0.2678 0.3378 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 19:45:03 UTC -0.2678 0.3378 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 19:15:03 UTC -0.2678 0.3378 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 18:45:03 UTC -0.2678 0.3378 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 18:15:04 UTC -0.2678 0.3378 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 17:45:04 UTC -0.2678 0.3378 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 17:15:03 UTC -0.2678 0.3378 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 16:45:03 UTC -0.18 0.25 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 16:15:03 UTC -0.18 0.25 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 15:45:03 UTC -0.18 0.25 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 15:15:03 UTC -0.18 0.25 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 14:45:03 UTC -0.183 0.253 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 14:15:03 UTC -0.183 0.253 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 13:45:04 UTC -0.183 0.253 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 13:15:03 UTC -0.183 0.253 2000000
HEARTLAND FINANCIAL USA INC HTLF 2021-09-22 12:45:03 UTC -0.183 0.253 2000000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

Elevate your investments