Nuveen Floating Rate Income Fund (JFR)

FINANCE: GENERAL FINANCE
SIC:

333 WEST WACKER DRIVE CHICAGO, IL 60606

Nuveen Floating Rate Income Fund is a newly organized, diversified, closed-end management investment company. The Funds objective is to provide a high level of income by investing primarily in senior loans whose interest rates float or adjust periodically based on a benchmark interest rate index. As of July 31 2012, the Fund's total assets amounted to $840,404,843 and investment portfolio totaled $825,147,713.

Data as of 2021-04-11 06:34:34 -0400
Market Cap553.817 Million Shares Outstanding56.918 Million Avg 30-day Volume397.912 Thousand
P/E Ratio Dividend Yield5.963 EPS
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE Enterprise Value
Total Cash Current Debt Gross Profit
BETA0.35326 52-week High/Low9.82 / 6.86 Next Earnings Date Price to Cash FLow (P/CF) -9999999.0
Data provided by IEX Cloud
View SEC Filings from JFR instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 4 3 33.33% 3 (0.18%) 2 (0.12%) 50.0%
Funds Holding: 97 88 10.23% 26 (1.56%) 19 (1.18%) 36.84%
13F shares: 25.12 Million 24.272 Million 3.49% 11.657 Million 11.108 Million 4.94%
% Ownership 44.1329 42.6432 3.49% 20.4795 19.5149 4.94%
New Positions: 19 12 58.33% 11 4 175.0%
Increased Positions 27 22 22.73% 3 2 50.0%
Closed Positions 9 12 -25.0% 4 4 0.0%
Reduced Positions 29 30 -3.33% 6 6 0.0%
Total Calls
Total Puts
PUT/CALL Ratio
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding JFR (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding JFR BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

14 Thousand total shares from 2 transactions

Open Market Sells (S)

357 Thousand total shares from 2 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

SABA CAPITAL MANAGEMENT, L.P.

WEINSTEIN BOAZ

  • 10% Owner
6,328,418 2021-04-08 7

CARAHER SCOTT C.

  • PORTFOLIO MANAGER
22,000 2021-03-08 1

THORNTON MATTHEW III

  • TRUSTEE
0 2020-11-16 1

KNIGHTS OF COLUMBUS

  • 10% Owner
13,909,000 2020-11-09 1

MOSCHNER ALBIN F

  • TRUSTEE
28,200 2020-06-11 1

MORGAN DEANN VICE PRESIDENT

  • Officer
0 2020-02-27 0

MEISSNER JON SCOTT VICE PRESIDENT

  • Officer
0 2019-10-07 0

LOCKHART BRIAN J VICE PRESIDENT

  • Officer
0 2019-08-08 0

LONGERSTAEY JACQUES M VICE PRESIDENT

  • Officer
0 2019-08-08 0

RHEE JENNY Y

  • PORTFOLIO MANAGER
0 2019-05-23 0

WICKERHAM E. SCOTT VICE PRESIDENT

  • Officer
0 2019-04-12 0

SCHNEIDER WILLIAM J

  • OTHER
0 2018-11-27 0

MEYERS WILLIAM T. VICE PRESIDENT

  • Officer
0 2018-02-28 0

WINGET DEMARK L VICE PRESIDENT

  • Officer
0 2018-02-28 0

PERRY MICHAEL A VICE PRESIDENT

  • Officer
0 2017-08-02 0

SIFFERMANN WILLIAM A VICE PRESIDENT

  • Officer
0 2017-08-02 0

ROBERT YOUNG L

  • TRUSTEE
0 2017-07-01 0

NUVEEN FUND ADVISORS, LLC

  • OTHER
0 2017-04-06 0

LAMB DAVID J VICE PRESIDENT

  • Officer
4,000 2017-03-21 0

JONES NATHANIEL T. VICE PRESIDENT AND TREASURER

  • Officer
750 2017-03-21 0

CITIGROUP INC

  • 10% Owner
No longer subject to file 2016-12-20 0

ROHRBACHER CHRISTOPHER M. VICE PRESIDENT

  • Officer
0 2016-10-01 0

WOLFF MARGARET L.

  • TRUSTEE
0 2016-02-15 0

EVANS JACK

  • OTHER
0 2015-12-17 0

HLAVACEK SHERRI A VICE PRESIDENT AND TREASURER

  • Officer
0 2015-08-06 0

SCHREIER THOMAS S JR

  • TRUSTEE
0 2013-09-01 0

NELSON JOHN KEVIN

  • TRUSTEE
0 2013-09-01 0

SLAGER JOEL T. VICE PRESIDENT

  • Officer
0 2013-07-17 0

STRINGER VIRGINIA

  • TRUSTEE
0 2011-01-03 0

PRUDHOMME KATHLEEN L VICE PRESIDENT

  • Officer
0 2011-01-03 0

MCCARTHY MICHELLE ANN VICE PRESIDENT

  • Officer
0 2010-07-27 0

GRACE SCOTT S VICE PRESIDENT & TREASURER

  • Officer
0 2009-11-18 0

ARRIAGA NIZIDA VICE PRESIDENT

  • Officer
0 2009-03-27 0

COOK MARGO L. VICE PRESIDENT

  • Officer
0 2009-03-27 0

MINO GREGORY T. VICE PRESIDENT

  • Officer
0 2009-03-27 0

RUANE JAMES VICE PRESIDENT

  • Officer
0 2009-03-27 0

TOTH TERENCE J

  • Director
0 2008-07-01 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2021-04-12 12:04:49 -0400 2021-04-09 S 194,990 $9.74 d 6,328,418 indirect

SABA CAPITAL MANAGEMENT, L.P. - > 10% Owner -

WEINSTEIN BOAZ - > 10% Owner -

2021-04-12 12:04:49 -0400 2021-04-08 S 162,037 $9.77 d 6,523,408 indirect

CARAHER SCOTT C. PORTFOLIO MANAGER

2021-03-09 08:06:19 -0500 2021-03-08 P 7,000 $9.42 a 22,000 direct 0.9365 0.5038 0.9365 2 -1.0666 4

CARAHER SCOTT C. PORTFOLIO MANAGER

2021-03-01 16:26:46 -0500 2021-03-01 P 7,000 $9.42 a 15,000 direct 0.211 1.3713 1.3713 6 -1.1603 3

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 22:15:03 UTC -4.9548 5.0148 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 21:45:03 UTC -4.9548 5.0148 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 21:15:02 UTC -4.9548 5.0148 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 20:45:03 UTC -4.9548 5.0148 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 20:15:03 UTC -4.9548 5.0148 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 19:45:03 UTC -4.9548 5.0148 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 19:15:03 UTC -4.9548 5.0148 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 18:45:03 UTC -4.8393 4.8993 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 18:15:03 UTC -4.8393 4.8993 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 17:45:03 UTC -4.8393 4.8993 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 17:15:03 UTC -4.8393 4.8993 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 16:45:03 UTC -4.6587 4.7187 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 16:15:03 UTC -4.6587 4.7187 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 15:45:03 UTC -4.6587 4.7187 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 15:15:02 UTC -4.6587 4.7187 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 14:45:03 UTC -3.6368 3.6968 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 14:15:03 UTC -3.6368 3.6968 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 13:45:03 UTC -3.6368 3.6968 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 13:15:03 UTC -3.6368 3.6968 150000
NUVEEN FLOAT RATE INC FD JFR 2021-04-12 12:45:03 UTC -3.6368 3.6968 150000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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