Moderna Inc (MRNA)

HEALTH CARE: BIOTECHNOLOGY & LIFE SCIENCES
SIC: BIOLOGICAL PRODUCTS, (NO DISGNOSTIC SUBSTANCES)

200 TECHNOLOGY SQUARE CAMBRIDGE, MA 02139

Moderna, Inc is an American pharmaceutical and biotechnology company based in Cambridge, Massachusetts. It focuses on drug discovery, drug development, and vaccine technologies based on messenger RNA.

Data as of 2021-09-11 11:52:19 -0400
Market Cap181.391 Billion Shares Outstanding403.646 Million Avg 30-day Volume15.105 Million
P/E Ratio51.90182 Dividend Yield0.0 EPS8.46
Price/Sales23.96 Debt to Equity2.41 EBITDA3.918 Billion
Price to Book Value25.09 Forward PE0.03 Enterprise Value160.696 Billion
Total Cash7.99 Billion Current Debt8.84 Billion Gross Profit6.069 Billion
BETA0.74175 52-week High/Low497.49 / 60.12 Next Earnings Date2021-10-28 Price to Cash FLow (P/CF) -9999999.0
Data provided by IEX Cloud
View SEC Filings from MRNA instead.

View recent insider trading info

Funds Holding MRNA (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding MRNA BETA

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

447 Thousand total shares from 84 transactions

Exercise Derivative Conversion (M)

295 Thousand total shares from 46 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

HOGE STEPHEN PRESIDENT

  • Officer
2,093,077 2021-09-13 41

ANDRES JUAN SEE REMARKS

  • Officer
544,644 2021-09-10 66

BANCEL STEPHANE CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
13,354,748 2021-09-08 92

BERENSON STEPHEN

  • Director
20,098 2021-08-19 2

SAGAN PAUL

  • Director
464,060 2021-08-12 2

BURTON PAUL CHIEF MEDICAL OFFICER

  • Officer
24,659 2021-08-05 2

ZAKS TAL ZVI CHIEF MEDICAL OFFICER

  • Officer
121,120 2021-06-30 40

KLINGER SHANNON THYME CHIEF LEGAL OFFICER

  • Officer
69,494 2021-06-07 2

HENDERSON LORI M. GENERAL COUNSEL AND SECRETARY

  • Officer
329,253 2021-05-27 27

TALLETT ELIZABETH E

  • Director
4,784 2021-04-28 1

AFEYAN NOUBAR

  • Director
  • 10% Owner
4,784 2021-04-28 4

LANGER ROBERT

  • Director
4,784 2021-04-28 1

NADER FRANCOIS

  • Director
4,784 2021-04-28 1

NABEL ELIZABETH G

  • Director
4,784 2021-04-28 3

HORNING SANDRA

  • Director
4,784 2021-04-28 1

MELINE DAVID W CHIEF FINANCIAL OFFICER

  • Officer
0 2021-02-09 1

LE GOFF CORINNE CHIEF COMMERCIAL OFFICER

  • Officer
0 2021-02-01 2

FLAGSHIP VENTURES FUND IV GENERAL PARTNER LLC

FLAGSHIP VENTURES FUND IV, L.P.

FLAGSHIP VENTURES FUND IV-RX, L.P.

AFEYAN NOUBAR

  • Director
  • 10% Owner
32,973,227 2020-08-17 4

KIM LORENCE H. CHIEF FINANCIAL OFFICER

  • Officer
1,202,510 2020-06-02 0

SLAOUI MONCEF

  • Director
0 2020-04-29 0

LEE JENNIFER LING CHIEF ACCOUNTING OFFICER

  • Officer
4,419 2020-03-09 0

KANIA EDWIN M JR

  • 10% Owner
23,847 2020-01-10 0

FLAGSHIP VENTURES FUND IV GENERAL PARTNER LLC

FLAGSHIP VENTURES FUND IV, L.P.

FLAGSHIP VENTURES FUND IV-RX, L.P.

AFEYAN NOUBAR

KANIA EDWIN M JR

  • Director
  • 10% Owner
170,629,740 2019-12-09 0

HUTT PETER BARTON

  • Director
3,924 2019-11-20 0

RUIZ ISRAEL

  • Director
0 2019-06-27 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

ANDRES JUAN - Officer SEE REMARKS

2021-09-14 16:20:21 -0400 2021-09-13 M 5,000 d 274,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-09-14 16:20:21 -0400 2021-09-13 M 10,000 $12.21 a 15,000 direct yes 1.4248 1.4248 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-09-14 16:15:41 -0400 2021-09-13 M 5,000 d 241,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-09-14 16:15:41 -0400 2021-09-13 M 5,000 $10.90 a 1,619,597 direct yes 1.4248 1.4248 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-09-14 16:20:21 -0400 2021-09-13 M 5,000 $12.21 a 5,000 direct yes 1.4248 1.4248 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-09-14 16:15:41 -0400 2021-09-13 M 10,000 d 327,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-09-14 16:15:41 -0400 2021-09-13 S 20,000 $447.41 d 1,609,597 direct yes 1.4248 1.4248 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-09-14 16:15:41 -0400 2021-09-13 M 5,000 $10.90 a 1,614,597 direct yes 1.4248 1.4248 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-09-14 16:20:21 -0400 2021-09-13 M 10,000 d 264,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-09-14 16:20:21 -0400 2021-09-13 S 15,000 $447.41 d 0 direct yes 1.4248 1.4248 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-09-14 16:15:41 -0400 2021-09-13 M 5,000 d 236,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-09-14 16:15:41 -0400 2021-09-13 M 10,000 $0.99 a 1,629,597 direct yes 1.4248 1.4248 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-09-14 16:20:21 -0400 2021-09-10 M 5,000 $12.21 a 5,000 direct yes 1.4248 1.4248 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-09-14 16:20:21 -0400 2021-09-10 M 5,000 d 279,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-09-14 16:20:21 -0400 2021-09-10 S 5,000 $461.85 d 0 direct yes 1.4248 1.4248 2 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-09-10 16:14:41 -0400 2021-09-09 S 10,000 $429.99 d 7,244,880 indirect yes 1.9037 1.9037 2 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-10 16:14:41 -0400 2021-09-08 G 4,000 d 6,109,868 direct yes 1.9037 1.9037 2 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-10 16:14:41 -0400 2021-09-08 S 9,000 $433.72 d 6,113,868 direct yes 1.9037 1.9037 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-09-09 16:23:29 -0400 2021-09-08 S 5,000 $433.72 d 0 direct yes -6.6002 0.0 1 -6.6002 2

ANDRES JUAN - Officer SEE REMARKS

2021-09-09 16:23:29 -0400 2021-09-08 M 5,000 d 284,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-09-09 16:23:29 -0400 2021-09-08 M 5,000 $12.21 a 5,000 direct yes -6.6002 0.0 1 -6.6002 2

ANDRES JUAN - Officer SEE REMARKS

2021-09-09 16:23:29 -0400 2021-09-07 M 5,000 d 289,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-09-09 16:23:29 -0400 2021-09-07 S 5,000 $409.59 d 0 direct yes -6.6002 0.0 1 -6.6002 2

ANDRES JUAN - Officer SEE REMARKS

2021-09-09 16:23:29 -0400 2021-09-07 M 5,000 $12.21 a 5,000 direct yes -6.6002 0.0 1 -6.6002 2

ANDRES JUAN - Officer SEE REMARKS

2021-09-07 16:24:51 -0400 2021-09-03 S 5,000 $392.35 d 0 direct yes 7.808 2.7335 7.808 2 -0.752 4

HOGE STEPHEN - Officer PRESIDENT

2021-09-07 16:18:24 -0400 2021-09-03 S 10,000 $392.35 d 1,609,597 direct yes 7.808 2.7335 7.808 2 -0.752 4

ANDRES JUAN - Officer SEE REMARKS

2021-09-07 16:24:51 -0400 2021-09-03 M 5,000 $12.21 a 5,000 direct yes 7.808 2.7335 7.808 2 -0.752 4

HOGE STEPHEN - Officer PRESIDENT

2021-09-07 16:18:24 -0400 2021-09-03 M 10,000 $0.99 a 1,619,597 direct yes 7.808 2.7335 7.808 2 -0.752 4

ANDRES JUAN - Officer SEE REMARKS

2021-09-07 16:24:51 -0400 2021-09-03 M 5,000 d 294,822 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-09-07 16:18:24 -0400 2021-09-03 M 10,000 d 337,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-09-03 08:58:13 -0400 2021-09-02 M 10,000 d 347,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-09-03 08:58:13 -0400 2021-09-02 S 10,000 $393.13 d 1,609,597 direct yes 4.7252 0.7247 9.412 4 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-09-03 08:58:13 -0400 2021-09-02 M 10,000 $0.99 a 1,619,597 direct yes 4.7252 0.7247 9.412 4 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-09-03 09:04:05 -0400 2021-09-02 S 10,000 $393.13 d 7,254,880 indirect yes 4.7252 0.7247 9.412 4 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-09-03 08:56:05 -0400 2021-09-01 S 5,000 $381.82 d 0 direct yes 4.7252 0.7247 9.412 4 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-03 09:04:05 -0400 2021-09-01 G 4,000 d 6,122,868 direct yes 4.7252 0.7247 9.412 4 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-09-03 08:56:05 -0400 2021-09-01 M 5,000 $12.21 a 5,000 direct yes 4.7252 0.7247 9.412 4 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-09-03 09:04:05 -0400 2021-09-01 S 9,000 $381.82 d 6,126,868 direct yes 4.7252 0.7247 9.412 4 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-09-03 08:56:05 -0400 2021-09-01 M 5,000 d 299,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-31 16:49:54 -0400 2021-08-30 M 5,000 d 314,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-31 16:49:54 -0400 2021-08-30 M 10,000 $12.21 a 15,000 direct yes 1.9798 16.9206 16.9206 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-08-31 16:49:54 -0400 2021-08-30 M 5,000 $12.21 a 5,000 direct yes 1.9798 16.9206 16.9206 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-08-31 16:49:54 -0400 2021-08-30 M 10,000 d 304,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-31 16:49:54 -0400 2021-08-30 S 15,000 $368.93 d 0 direct yes 1.9798 16.9206 16.9206 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-08-31 16:49:54 -0400 2021-08-27 M 5,000 $12.21 a 5,000 direct yes 1.9798 16.9206 16.9206 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-08-31 16:49:54 -0400 2021-08-27 M 5,000 d 319,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-31 16:49:54 -0400 2021-08-27 S 5,000 $398.12 d 0 direct yes 1.9798 16.9206 16.9206 6 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-08-27 16:36:22 -0400 2021-08-26 S 10,000 $395.45 d 7,264,880 indirect yes 1.6186 17.7237 17.7237 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-08-27 16:40:29 -0400 2021-08-25 M 5,000 $12.21 a 5,000 direct yes 1.6186 17.7237 17.7237 6 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-08-27 16:36:22 -0400 2021-08-25 S 9,000 $391.59 d 6,139,868 direct yes 1.6186 17.7237 17.7237 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-08-27 16:40:29 -0400 2021-08-25 M 5,000 d 324,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-27 16:40:29 -0400 2021-08-25 S 5,000 $391.59 d 0 direct yes 1.6186 17.7237 17.7237 6 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-08-27 16:36:22 -0400 2021-08-25 G 4,000 d 6,135,868 direct yes 1.6186 17.7237 17.7237 6 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-24 M 5,000 $10.90 a 1,614,597 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-24 M 5,000 d 246,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-24 S 5,000 $403.98 d 1,609,597 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 1,100 $409.07 d 1,611,129 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 400 $405.08 d 1,613,129 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 713 $402.09 d 1,615,559 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 200 $396.89 d 1,617,797 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 200 $393.68 d 1,618,697 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 300 $389.39 d 1,624,297 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

ANDRES JUAN - Officer SEE REMARKS

2021-08-24 16:29:05 -0400 2021-08-23 M 5,000 d 329,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-24 16:29:05 -0400 2021-08-23 M 5,000 $12.21 a 5,000 direct yes 0.6108 -1.9931 0.6108 2 -6.8314 4

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 M 5,000 d 251,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 558 $411.07 d 1,609,597 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 800 $407.98 d 1,612,229 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 445 $403.86 d 1,613,529 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 725 $400.84 d 1,616,272 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 400 $396.28 d 1,617,997 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 400 $392.68 d 1,618,897 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 M 10,000 $0.99 a 1,624,597 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 974 $410.22 d 1,610,155 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 100 $406.30 d 1,613,029 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 1,585 $403.07 d 1,613,974 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 800 $399.16 d 1,616,997 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 300 $395.11 d 1,618,397 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 S 5,000 $390.11 d 1,619,297 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 M 5,000 $10.90 a 1,614,597 direct yes -4.5166 -0.6595 0.0 1 -7.397 3

ANDRES JUAN - Officer SEE REMARKS

2021-08-24 16:29:05 -0400 2021-08-23 S 5,000 $390.11 d 0 direct yes 0.6108 -1.9931 0.6108 2 -6.8314 4

HOGE STEPHEN - Officer PRESIDENT

2021-08-25 16:20:09 -0400 2021-08-23 M 10,000 d 357,431 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-24 16:29:05 -0400 2021-08-20 M 5,000 d 334,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-24 16:29:05 -0400 2021-08-20 S 5,000 $374.88 d 0 direct yes 0.6108 -1.9931 0.6108 2 -6.8314 4

ANDRES JUAN - Officer SEE REMARKS

2021-08-24 16:29:05 -0400 2021-08-20 M 5,000 $12.21 a 5,000 direct yes 0.6108 -1.9931 0.6108 2 -6.8314 4

BERENSON STEPHEN - Director

2021-08-20 16:17:12 -0400 2021-08-19 G 2,700 d 20,098 direct -4.1152 -10.0027 0.0 1 -10.0027 6

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-08-20 09:12:48 -0400 2021-08-19 S 10,000 $385.00 d 7,274,880 indirect yes 7.5487 -0.1984 7.5487 2 -0.1984 6

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-08-20 09:12:48 -0400 2021-08-18 G 4,000 d 6,148,868 direct yes 7.5487 -0.1984 7.5487 2 -0.1984 6

ANDRES JUAN - Officer SEE REMARKS

2021-08-20 09:17:21 -0400 2021-08-18 M 5,000 $12.21 a 5,000 direct yes 7.5487 -0.1984 7.5487 2 -0.1984 6

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-08-20 09:12:48 -0400 2021-08-18 S 9,000 $407.00 d 6,152,868 direct yes 7.5487 -0.1984 7.5487 2 -0.1984 6

ANDRES JUAN - Officer SEE REMARKS

2021-08-20 09:17:21 -0400 2021-08-18 M 5,000 d 339,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-20 09:17:21 -0400 2021-08-18 S 5,000 $407.00 d 0 direct yes 7.5487 -0.1984 7.5487 2 -0.1984 6

ANDRES JUAN - Officer SEE REMARKS

2021-08-18 16:48:08 -0400 2021-08-16 M 5,000 d 354,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-18 16:48:08 -0400 2021-08-16 M 5,000 $12.21 a 5,000 direct yes 1.9839 6.596 9.6823 3 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-08-18 16:48:08 -0400 2021-08-16 S 15,000 $379.27 d 0 direct yes 1.9839 6.596 9.6823 3 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-08-18 16:48:08 -0400 2021-08-16 M 10,000 d 344,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-18 16:48:08 -0400 2021-08-16 M 10,000 $12.21 a 15,000 direct yes 1.9839 6.596 9.6823 3 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-08-16 17:03:06 -0400 2021-08-13 M 5,000 $10.90 a 1,614,597 direct yes -0.7615 -1.722 2.4959 5 -6.552 3

ANDRES JUAN - Officer SEE REMARKS

2021-08-16 16:58:37 -0400 2021-08-13 M 5,000 d 359,822 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-08-16 17:03:06 -0400 2021-08-13 M 10,000 d 367,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-08-16 17:03:06 -0400 2021-08-13 S 15,000 $405.00 d 1,609,597 direct yes -0.7615 -1.722 2.4959 5 -6.552 3

ANDRES JUAN - Officer SEE REMARKS

2021-08-16 16:58:37 -0400 2021-08-13 S 5,000 $405.00 d 0 direct yes -0.7615 -1.722 2.4959 5 -6.552 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-16 17:03:06 -0400 2021-08-13 M 5,000 d 256,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-08-16 17:03:06 -0400 2021-08-13 M 10,000 $0.99 a 1,624,597 direct yes -0.7615 -1.722 2.4959 5 -6.552 3

ANDRES JUAN - Officer SEE REMARKS

2021-08-16 16:58:37 -0400 2021-08-13 M 5,000 $12.21 a 5,000 direct yes -0.7615 -1.722 2.4959 5 -6.552 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-16 17:03:06 -0400 2021-08-12 M 5,000 d 261,972 direct yes

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-08-13 16:07:39 -0400 2021-08-12 S 10,000 $400.00 d 7,284,880 indirect yes 7.4894 10.1723 10.1723 6 0.0 1

SAGAN PAUL - Director by: the paul sagan revocable trust

2021-08-13 16:08:39 -0400 2021-08-12 G 50,000 d 370,407 indirect 7.4894 10.1723 10.1723 6 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-08-16 17:03:06 -0400 2021-08-12 S 5,000 $400.00 d 1,609,597 direct yes -0.7615 -1.722 2.4959 5 -6.552 3

HOGE STEPHEN - Officer PRESIDENT

2021-08-16 17:03:06 -0400 2021-08-12 M 5,000 $10.90 a 1,614,597 direct yes -0.7615 -1.722 2.4959 5 -6.552 3

ANDRES JUAN - Officer SEE REMARKS

2021-08-13 16:10:55 -0400 2021-08-11 M 5,000 d 364,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-13 16:10:55 -0400 2021-08-11 S 5,000 $443.34 d 0 direct yes 7.4894 10.1723 10.1723 6 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-08-13 16:07:39 -0400 2021-08-11 G 4,000 d 6,161,868 direct yes 7.4894 10.1723 10.1723 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-08-13 16:10:55 -0400 2021-08-11 M 5,000 $12.21 a 5,000 direct yes 7.4894 10.1723 10.1723 6 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-08-13 16:07:39 -0400 2021-08-11 S 9,000 $443.34 d 6,165,868 direct yes 7.4894 10.1723 10.1723 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-08-10 16:18:00 -0400 2021-08-09 S 5,000 $411.50 d 0 direct yes 1.5805 3.4957 4.2898 5 -2.9767 4

ANDRES JUAN - Officer SEE REMARKS

2021-08-10 16:18:00 -0400 2021-08-09 M 5,000 d 369,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-10 16:18:00 -0400 2021-08-09 M 5,000 $12.21 a 5,000 direct yes 1.5805 3.4957 4.2898 5 -2.9767 4

ANDRES JUAN - Officer SEE REMARKS

2021-08-10 16:18:00 -0400 2021-08-06 M 5,000 $12.21 a 5,000 direct yes 1.5805 3.4957 4.2898 5 -2.9767 4

ANDRES JUAN - Officer SEE REMARKS

2021-08-10 16:18:00 -0400 2021-08-06 M 5,000 d 374,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-10 16:18:00 -0400 2021-08-06 S 5,000 $410.30 d 0 direct yes 1.5805 3.4957 4.2898 5 -2.9767 4

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-08-06 09:04:15 -0400 2021-08-05 S 10,000 $410.00 d 7,294,880 indirect yes 17.1009 -5.7865 17.1009 2 -6.8621 4

ANDRES JUAN - Officer SEE REMARKS

2021-08-06 09:05:48 -0400 2021-08-04 S 5,000 $384.85 d 0 direct yes 17.1009 -5.7865 17.1009 2 -6.8621 4

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-08-06 09:04:15 -0400 2021-08-04 G 4,000 d 6,174,868 direct yes 17.1009 -5.7865 17.1009 2 -6.8621 4

ANDRES JUAN - Officer SEE REMARKS

2021-08-06 09:05:48 -0400 2021-08-04 M 5,000 $12.21 a 5,000 direct yes 17.1009 -5.7865 17.1009 2 -6.8621 4

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-08-06 09:04:15 -0400 2021-08-04 S 9,000 $384.85 d 6,178,868 direct yes 17.1009 -5.7865 17.1009 2 -6.8621 4

ANDRES JUAN - Officer SEE REMARKS

2021-08-06 09:05:48 -0400 2021-08-04 M 5,000 d 379,822 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-08-04 16:23:27 -0400 2021-08-03 S 10,000 $348.77 d 1,609,597 direct yes -0.6102 -5.9674 16.3864 3 -7.4305 5

HOGE STEPHEN - Officer PRESIDENT

2021-08-04 16:23:27 -0400 2021-08-03 M 10,000 d 377,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-08-04 16:23:27 -0400 2021-08-03 M 10,000 $0.99 a 1,619,597 direct yes -0.6102 -5.9674 16.3864 3 -7.4305 5

HOGE STEPHEN - Officer PRESIDENT

2021-08-04 16:23:27 -0400 2021-08-02 M 10,000 d 387,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-08-04 16:23:27 -0400 2021-08-02 S 10,000 $360.15 d 1,609,597 direct yes -0.6102 -5.9674 16.3864 3 -7.4305 5

ANDRES JUAN - Officer SEE REMARKS

2021-08-03 16:23:28 -0400 2021-08-02 M 5,000 d 394,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-03 16:23:28 -0400 2021-08-02 M 10,000 $12.21 a 15,000 direct yes -0.6658 -8.0468 5.1545 15.6115 4 -11.5404 19

HOGE STEPHEN - Officer PRESIDENT

2021-08-04 16:23:27 -0400 2021-08-02 M 10,000 $0.99 a 1,619,597 direct yes -0.6102 -5.9674 16.3864 3 -7.4305 5

ANDRES JUAN - Officer SEE REMARKS

2021-08-03 16:23:28 -0400 2021-08-02 M 5,000 $12.21 a 5,000 direct yes -0.6658 -8.0468 5.1545 15.6115 4 -11.5404 19

ANDRES JUAN - Officer SEE REMARKS

2021-08-03 16:23:28 -0400 2021-08-02 M 10,000 d 384,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-03 16:23:28 -0400 2021-08-02 S 15,000 $360.15 d 0 direct yes -0.6658 -8.0468 5.1545 15.6115 4 -11.5404 19

ANDRES JUAN - Officer SEE REMARKS

2021-08-03 16:23:28 -0400 2021-07-30 M 5,000 $12.21 a 5,000 direct yes -0.6658 -8.0468 5.1545 15.6115 4 -11.5404 19

ANDRES JUAN - Officer SEE REMARKS

2021-08-03 16:23:28 -0400 2021-07-30 M 5,000 d 399,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-08-03 16:23:28 -0400 2021-07-30 S 5,000 $346.90 d 0 direct yes -0.6658 -8.0468 5.1545 15.6115 4 -11.5404 19

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-07-30 16:31:05 -0400 2021-07-29 S 10,000 $351.00 d 7,304,880 indirect yes 11.5115 39.7738 23.3981 39.7738 6 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-07-30 16:31:05 -0400 2021-07-28 S 9,000 $332.92 d 6,191,868 direct yes 11.5115 39.7738 23.3981 39.7738 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-07-30 16:28:25 -0400 2021-07-28 M 5,000 $12.21 a 5,000 direct yes 11.5115 39.7738 23.3981 39.7738 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-07-30 16:28:25 -0400 2021-07-28 M 5,000 d 404,822 direct yes

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-07-30 16:31:05 -0400 2021-07-28 G 4,000 d 6,187,868 direct yes 11.5115 39.7738 23.3981 39.7738 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-07-30 16:28:25 -0400 2021-07-28 S 5,000 $332.92 d 0 direct yes 11.5115 39.7738 23.3981 39.7738 6 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-07-27 17:29:33 -0400 2021-07-26 S 5,000 $351.99 d 0 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

ANDRES JUAN - Officer SEE REMARKS

2021-07-27 17:29:33 -0400 2021-07-26 M 5,000 d 409,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-07-27 17:29:33 -0400 2021-07-26 M 5,000 $12.21 a 5,000 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-26 M 5,000 d 266,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-26 S 5,000 $351.99 d 1,609,597 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-26 M 5,000 $10.90 a 1,614,597 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 400 $346.52 d 1,610,279 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 297 $341.98 d 1,611,480 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 1,333 $338.07 d 1,612,931 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 1,200 $334.14 d 1,615,664 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 400 $329.91 d 1,624,097 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 M 5,000 $10.90 a 1,614,597 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

ANDRES JUAN - Officer SEE REMARKS

2021-07-27 17:29:33 -0400 2021-07-23 M 5,000 $12.21 a 5,000 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 M 5,000 d 271,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 208 $348.41 d 1,609,597 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 401 $345.51 d 1,610,679 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 300 $340.65 d 1,611,777 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 600 $336.81 d 1,614,264 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 1,333 $332.15 d 1,616,864 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 100 $327.96 d 1,624,497 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 474 $347.83 d 1,609,805 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 400 $342.76 d 1,611,080 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 854 $338.90 d 1,612,077 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 800 $335.36 d 1,614,864 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 S 5,900 $330.96 d 1,618,197 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 M 10,000 $0.99 a 1,624,597 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

ANDRES JUAN - Officer SEE REMARKS

2021-07-27 17:29:33 -0400 2021-07-23 M 5,000 d 414,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-07-27 17:29:33 -0400 2021-07-23 S 5,000 $330.90 d 0 direct yes -1.0535 19.9616 30.5164 38.6895 9 -1.0535 2

HOGE STEPHEN - Officer PRESIDENT

2021-07-27 18:14:35 -0400 2021-07-23 M 10,000 d 397,431 direct yes

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-07-23 09:27:26 -0400 2021-07-22 S 10,000 $318.50 d 7,314,880 indirect yes -3.7153 1.3674 19.4565 38.8843 12 -5.8281 3

ANDRES JUAN - Officer SEE REMARKS

2021-07-23 09:28:43 -0400 2021-07-21 M 5,000 $12.21 a 5,000 direct yes -3.7153 1.3674 19.4565 38.8843 12 -5.8281 3

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-07-23 09:27:26 -0400 2021-07-21 S 9,000 $299.00 d 6,204,868 direct yes -3.7153 1.3674 19.4565 38.8843 12 -5.8281 3

ANDRES JUAN - Officer SEE REMARKS

2021-07-23 09:28:43 -0400 2021-07-21 M 5,000 d 419,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-07-23 09:28:43 -0400 2021-07-21 S 5,000 $299.00 d 0 direct yes -3.7153 1.3674 19.4565 38.8843 12 -5.8281 3

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-07-23 09:27:26 -0400 2021-07-21 G 4,000 d 6,200,868 direct yes -3.7153 1.3674 19.4565 38.8843 12 -5.8281 3

ANDRES JUAN - Officer SEE REMARKS

2021-07-20 16:15:51 -0400 2021-07-19 M 5,000 $12.21 a 5,000 direct yes 0.7381 8.7852 21.435 50.8735 14 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-07-20 16:15:51 -0400 2021-07-19 S 15,000 $284.40 d 0 direct yes 0.7381 8.7852 21.435 50.8735 14 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-07-20 16:15:51 -0400 2021-07-19 M 10,000 d 424,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-07-20 16:15:51 -0400 2021-07-19 M 10,000 $12.21 a 15,000 direct yes 0.7381 8.7852 21.435 50.8735 14 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-07-20 16:15:51 -0400 2021-07-19 M 5,000 d 434,822 direct yes

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
MODERNA INC MRNA 2021-09-17 19:15:03 UTC -0.18 0.25 7300000
MODERNA INC MRNA 2021-09-17 18:45:03 UTC -0.1847 0.2547 7300000
MODERNA INC MRNA 2021-09-17 18:15:03 UTC -0.1847 0.2547 7400000
MODERNA INC MRNA 2021-09-17 17:45:03 UTC -0.1847 0.2547 7400000
MODERNA INC MRNA 2021-09-17 17:15:03 UTC -0.1847 0.2547 7400000
MODERNA INC MRNA 2021-09-17 16:45:03 UTC -0.18 0.25 7400000
MODERNA INC MRNA 2021-09-17 16:15:02 UTC -0.18 0.25 7400000
MODERNA INC MRNA 2021-09-17 15:45:02 UTC -0.18 0.25 7400000
MODERNA INC MRNA 2021-09-17 15:15:03 UTC -0.18 0.25 7500000
MODERNA INC MRNA 2021-09-17 14:45:03 UTC -0.2604 0.3304 7500000
MODERNA INC MRNA 2021-09-17 14:15:03 UTC -0.2604 0.3304 7500000
MODERNA INC MRNA 2021-09-17 13:45:02 UTC -0.2604 0.3304 7500000
MODERNA INC MRNA 2021-09-17 13:15:03 UTC -0.2604 0.3304 7400000
MODERNA INC MRNA 2021-09-17 12:45:03 UTC -0.2604 0.3304 7400000
MODERNA INC MRNA 2021-09-16 22:15:03 UTC -0.2604 0.3304 7500000
MODERNA INC MRNA 2021-09-16 21:45:03 UTC -0.2604 0.3304 7500000
MODERNA INC MRNA 2021-09-16 21:15:03 UTC -0.2604 0.3304 7500000
MODERNA INC MRNA 2021-09-16 20:45:02 UTC -0.18 0.25 7500000
MODERNA INC MRNA 2021-09-16 20:15:03 UTC -0.18 0.25 7500000
MODERNA INC MRNA 2021-09-16 19:45:03 UTC -0.18 0.25 7500000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
AGF Investments Trust- AGFIQ U.S. Market Neutral Value Fund MRNA -43.0 shares, $-3042.25 2020-09-30 N-PORT
JNL Series Trust- JNL/Boston Partners Global Long Short Equity Fund MRNA -1224.0 shares, $-160282.8 2021-03-31 N-PORT
Series Portfolios Trust- Weiss Alternative Balanced Risk Fund MRNA -78.0 shares, $-13947.96 2021-04-30 N-PORT
Columbia Funds Series Trust I- Multi-Manager Directional Alternative Strategies Fund MRNA -388.0 shares, $-69382.16 2021-04-30 N-PORT
VANGUARD TRUSTEES' EQUITY FUND- VANGUARD ALTERNATIVE STRATEGIES FUND MRNA -923.0 shares, $-165050.86 2021-04-30 N-PORT
RBB Fund, Inc.- Boston Partners Global Long/Short Fund MRNA -2786.0 shares, $-515437.86 2021-05-31 N-PORT
RBB Fund, Inc.- Boston Partners Long/Short Research Fund MRNA -2877.0 shares, $-532273.77 2021-05-31 N-PORT
Weiss Strategic Interval Fund- Weiss Strategic Interval Fund MRNA -1799.0 shares, $-422729.02 2021-06-30 N-PORT
JPMorgan Trust I- JPMorgan U.S. Large Cap Core Plus Fund MRNA -4728.0 shares, $-1110985.44 2021-06-30 N-PORT

Elevate your investments