Morgan Stanley (MS)

FINANCE: CONSUMER FINANCE
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

1585 BROADWAY NEW YORK, NY 10036

Morgan Stanley's principal activities are out through four divisions: Institutional Securities: Underwrites and distributes securities, provides financial advisory services and full-service brokerage services, conducts trading activities in equity securities and invests in private equity activities and aircraft financing activities. Individual Investor Group: Provides comprehensive financial planning and investment advisory services designed to accommodate individual investment goals and risk profiles. Investment Management: Provides global asset management advice and services to investors through a variety of product lines and brand names. Credit Services: Offers Discover Card, Discover Platinum Card, the Morgan Stanley Dean Witter Card, Private Issue Card and other general purpose credit cards.

Data based on most recent fiscal year report
Market Cap95.068 Billion Shares Outstanding1.788 Billion Avg Volume14.708 Million
1-Yr BETA vs S&P TR1.264 Current Ratio0.77 Quick Ratio0.77
View SEC Filings from MS instead.
Q3 2019 All Institutions Hedge Funds 1
To trade MS now:
Filers who had this stock in their top 10: 15 8 (0.84%)
13F Filers holding this stock: 971 103 (10.76%)
Aggregate 13F shares on 09/30/2019: 1.351 Billion 93.644 Million
Aggregate 13F shares on 06/30/2019: 1.382 Billion 94.931 Million
Percent change: -2.26% -1.36%
Funds creating new positions: 85 19
Funds Adding to an existing position: 339 40
Funds closing out their position: 84 16
Funds reducing their position: 373 34
Heat Map Ranking for 06/30/2019 80
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding MS (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding MS BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

102.1 Thousand total shares from 3 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

PHILLIPS JR CHARLES E

  • Director
0 2019-12-11 0

ROSENTHAL JAMES A

  • Director
16,111 2019-12-10 0

KELLEHER THOMAS COLM

  • Director
0 2019-12-10 3

NOSKI CHARLES H

  • Director
12,180 2019-12-03 0

LUCZO STEPHEN J

  • Director
725,666 2019-12-02 2

OLAYAN HUTHAM S

  • Director
179,680 2019-12-01 2

GLOCER THOMAS H

  • Director
77,162 2019-12-01 2

TRAQUINA PERRY M

  • Director
47,248 2019-12-01 2

CORLEY ELIZABETH

  • Director
16,260 2019-12-01 2

SCHAPIRO MARY L

  • Director
13,288 2019-12-01 2

WIRTH PAUL C DEPUTY CHIEF FINANCIAL OFFICER

  • Officer
146,816 2019-11-27 3

HOTSUKI KEISHI CHIEF RISK OFFICER

  • Officer
228,531 2019-11-27 3

ROONEY ROBERT P HEAD OF TECH/OPS/RESILIENCE

  • Officer
183,448 2019-11-21 2

SEXTON O GRIFFITH

  • Director
  • 10% Owner
1,143,655 2019-11-12 0

HANCE JAMES H JR

  • Director
12,492 2019-11-01 0

TYSON LAURA D

  • Director
0 2019-10-31 0

MITSUBISHI UFJ FINANCIAL GROUP INC

  • 10% Owner
774,537,942 2019-10-29 9

GORMAN JAMES P CHAIRMAN AND CEO

  • Officer
  • Director
1,403,068 2019-10-21 4

PORAT RUTH SVP, CFO

  • Officer
26,629 2019-09-25 0

MACK JOHN J

131,429 2019-08-14 0

KIDDER C ROBERT

  • Director
34,699 2019-07-23 0

HERZ ROBERT H

  • Director
76,643 2019-06-11 1

WILKINS RAYFORD JR

  • Director
50,163 2019-06-01 1

MISCIK JUDITH A

  • Director
39,484 2019-06-01 1

DARLING ALISTAIR

  • Director
24,492 2019-06-01 2

NALLY DENNIS M

  • Director
21,628 2019-06-01 1

OGASAWARA TAKESHI

  • Director
0 2019-05-23 1

BOWLES ERSKINE B

  • Director
29,898 2019-05-15 0

OWENS JAMES W

  • Director
14,538 2019-05-10 0

RIEFLER LINDA H

  • Director
18,041 2019-05-01 0

SIMKOWITZ DANIEL A HEAD OF INVESTMENT MANAGEMENT

  • Officer
194,555 2019-04-18 3

TAUBMAN PAUL J CHAIRMAN AND CEO

  • Officer
  • Director
460,000 2019-03-15 0

GROSSMAN ERIC F CHIEF LEGAL OFFICER

  • Officer
260,242 2019-02-26 2

PRUZAN JONATHAN CHIEF FINANCIAL OFFICER

  • Officer
171,805 2019-02-26 2

BRODSKY JEFFREY S CHIEF HUMAN RESOURCES OFFICER

  • Officer
137,190 2019-02-26 3

JOHNSTON CHARLES D

  • Director
0 2019-01-01 0

KLEINFELD KLAUS

  • Director
26,773 2017-04-21 0

NICOLAISEN DONALD T

  • Director
89,802 2016-08-02 0

BOSTOCK ROY J

  • Director
48,860 2016-04-20 0

HIRANO NOBUYUKI

  • Director
0 2015-11-01 0

FLEMING GREGORY J PRESIDENT-WEALTH & INVEST MGT

  • Officer
603,277 2015-07-23 0

DAVIES HOWARD J

  • Director
67,151 2015-05-19 0

LYNCH GARY G GBL GEN CNSL HD CMPL & REG REL

  • Officer
478,400 2015-02-14 0

TAMAKOSHI RYOSUKE

  • Director
0 2011-07-20 0

TANAKA MASAAKI

  • Director
0 2011-05-18 0

DEREGT KENNETH MICHAEL GLOBAL HEAD-FI SALES/TRADING

  • Officer
230,414 2011-01-21 0

BARRON FRANCIS P CHIEF LEGAL OFFICER

  • Officer
69,441 2011-01-21 0

CHINA INVESTMENT CORP

  • 10% Owner
59,285,179 2010-11-16 0

NIDES THOMAS R CHIEF OPERATING OFFICER

  • Officer
208,448 2010-10-07 0

CHAMMAH WALID A CHAIRMAN/CEO OF MS INT'L

  • Officer
643,681 2010-10-07 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

GLOCER THOMAS H - Director

2019-12-01 A 1,614 $49.57 a 77,162 77,161.56 direct

TRAQUINA PERRY M - Director

2019-12-01 A 1,362 $49.57 a 47,248 47,248.36 direct

OLAYAN HUTHAM S - Director

2019-12-01 A 1,059 $49.57 a 179,680 179,680.12 direct

SCHAPIRO MARY L - Director

2019-12-01 A 958 $49.57 a 13,288 13,288.17 direct

CORLEY ELIZABETH - Director

2019-12-01 A 958 $49.57 a 16,260 16,259.63 direct

WIRTH PAUL C - Officer DEPUTY CHIEF FINANCIAL OFFICER

2019-11-27 S 25,000 $49.62 d 146,816 146,815.92 direct

HOTSUKI KEISHI - Officer CHIEF RISK OFFICER

2019-11-27 S 26,000 $49.78 d 228,531 228,530.50 direct

HOTSUKI KEISHI - Officer CHIEF RISK OFFICER

2019-11-26 G 2,000 d 254,531 228,530.50 direct

ROONEY ROBERT P - Officer HEAD OF TECH/OPS/RESILIENCE

2019-11-21 S 51,105 $49.13 d 183,448 183,447.83 direct

LUCZO STEPHEN J - Director

2019-11-01 A 3,102 a 3,102 74,102.30 direct

MITSUBISHI UFJ FINANCIAL GROUP INC - > 10% Owner

2019-10-29 D 1,094,110 $45.61 d 387,287,971 774,537,942.00 direct

MITSUBISHI UFJ FINANCIAL GROUP INC - > 10% Owner through subsidiary

2019-10-29 D 38,000 $46.77 d 387,249,971 774,537,942.00 indirect

GORMAN JAMES P - Director - Officer CHAIRMAN AND CEO

2019-10-21 G 4,520 d 1,348,919 1,403,067.65 direct
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