FINANCE:
GENERAL FINANCE
SIC:
•
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Q4 2020 | All 13F Filers | Prior | Change | Hedge Funds 1 | Prior | Change |
---|---|---|---|---|---|---|
No data found for this quarter. | ||||||
1 hedge funds and active managers as identified by whalewisdom.com through public filings. |
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none
none
none
Insider Name | Type | Last Reported Shares Held | Last Reported Date | Filings in past year |
---|---|---|---|---|
SLAGER JOEL T. VICE PRESIDENT |
|
0 | 2013-07-17 | 0 |
KILEY QUINN THOMAS PORTFOLIO MANAGER |
|
1,000 | 2011-05-10 | 0 |
|
0 | 2011-01-03 | 0 | |
PRUDHOMME KATHLEEN L VICE PRESIDENT |
|
0 | 2011-01-03 | 0 |
|
No longer subject to file | 2010-11-15 | 0 | |
|
0 | 2010-10-07 | 0 | |
MARTIN LARRY W VICE PRESIDENT AND ASSISTANT S |
|
0 | 2010-10-06 | 0 |
AMBOIAN JOHN P CEO OF INVESTMENT ADVISOR |
|
0 | 2010-10-06 | 0 |
ADAMS WILLIAM IV VICE PRESIDENT |
|
0 | 2010-10-06 | 0 |
|
0 | 2010-10-06 | 0 | |
|
0 | 2010-10-06 | 0 | |
|
0 | 2010-10-06 | 0 | |
|
0 | 2010-10-06 | 0 | |
ATKINSON MICHAEL T VICE PRESIDENT AND ASSISTANT S |
|
0 | 2010-10-06 | 0 |
FERJUSON LORNA C VICE PRESIDENT |
|
0 | 2010-10-06 | 0 |
FOY STEPHEN D VICE PRESIDENT AND CONTROLLER |
|
0 | 2010-10-06 | 0 |
LAMB DAVID J VICE PRESIDENT |
|
0 | 2010-10-06 | 0 |
LAZAR TINA M VICE PRESIDENT |
|
0 | 2010-10-06 | 0 |
ZIMMERMAN GIFFORD R CHIEF ADMINISTRATIVE OFFICER |
|
0 | 2010-10-06 | 0 |
|
0 | 2010-10-06 | 0 | |
|
0 | 2010-10-06 | 0 | |
|
0 | 2010-10-06 | 0 | |
|
0 | 2010-10-06 | 0 | |
KELLY WALTER M VICE PRESIDENT |
|
0 | 2010-10-06 | 0 |
|
0 | 2010-10-06 | 0 | |
ANTOSIEWICZ CEDRIC H VICE PRESIDENT |
|
0 | 2010-10-06 | 0 |
ARRIAGA NIZIDA VICE PRESIDENT |
|
0 | 2010-10-06 | 0 |
COOK MARGO L. VICE PRESIDENT |
|
0 | 2010-10-06 | 0 |
GRACE SCOTT S VICE PRESIDENT AND TREASURER |
|
0 | 2010-10-06 | 0 |
MCCARTHY KEVIN J VICE PRESIDENT AND SECRETARY |
|
0 | 2010-10-06 | 0 |
MCCARTHY MICHELLE ANN VICE PRESIDENT |
|
0 | 2010-10-06 | 0 |
MINO GREGORY T. VICE PRESIDENT |
|
0 | 2010-10-06 | 0 |
ROHRBACHER CHRISTOPHER M. VICE PRESIDENT AND ASSISTANT S |
|
0 | 2010-10-06 | 0 |
RUANE JAMES VICE PRESIDENT AND ASSISTANT S |
|
0 | 2010-10-06 | 0 |
WINGET DEMARK L VICE PRESIDENT AND ASSISTANT S |
|
0 | 2010-10-06 | 0 |
RHEE MICHELLE H. CHIEF LEGAL OFFICER |
|
0 | 2009-06-12 | 0 |
ZAKEM ROBERT M CHIEF COMPLIANCE OFFICER |
|
0 | 2009-06-12 | 0 |
MCGOEY JEFF E VICE PRESIDENT |
|
0 | 2009-03-09 | 0 |
GRECO GLORIA CHIEF COMPLIANCE OFFICER |
|
0 | 2008-09-18 | 0 |
HIGUCHI MICHAEL M. VICE PRESIDENT |
|
0 | 2008-03-11 | 0 |
Reporting Owners | Filing Date | Trans Date | Trans Code | Shares | Share Price | Acquired Disposed |
Shares Owned after | D/I | 10b5 | Perf 1d* | Perf 5d* | Perf 1m* | Max Gain | Max Gain Days | Max Loss | Max Loss Days |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
No current insider transactions |
* -
Code | Definition |
---|---|
A | Grant, award or other acquisition pursuant to Rule 16b-3(d) |
C | Conversion of derivative security |
D | Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
E | Expiration of short derivative position |
F | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 |
G | Bona fide gift |
H | Expiration (or cancellation) of long derivative position with value received |
I | Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities |
J | Other acquisition or disposition |
L | Small acquisition under Rule 16a-6 |
M | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
O | Exercise of out-of-the-money derivative security |
P | Open market or private purchase of non-derivative or derivative security |
S | Open market or private sale of non-derivative or derivative security |
U | Disposition pursuant to a tender of shares in a change of control transaction |
W | Acquisition or disposition by will or the laws of descent and distribution |
X | Exercise of in-the-money or at-the-money derivative security |
Z | Deposit into or withdrawal from voting trust |
Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers
Security | Date/Time | Rebate Rate | Fee Rate | Shares Available |
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Holder | Issuer | Net Short Position | Position Date | Origin |
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