NAV 13F Hedge Fund and Asset Management Owners

Data as of 2021-02-27 10:17:49 -0500
Market Cap	4.388 Billion	Shares Outstanding	99.597 Million	Avg 30-day Volume	655.842 Thousand
P/E Ratio	-12.64619	Dividend Yield		EPS	-3.48
Price/Sales	0.5849	Debt to Equity	-1.73	EBITDA	72 Million
Price to Book Value	-1.15	Forward PE	20.95	Enterprise Value	6.135 Billion
Total Cash	1.749 Billion	Current Debt	4.61 Billion	Gross Profit	1.282 Billion
BETA	0.88814	52-week High/Low	45.25 / 15.01	Price to Cash FLow (P/CF)	-129.0782
				Data provided by IEX Cloud

Q4 2020	All 13F Filers	Prior	Change	Hedge Funds ¹	Prior	Change
In top 10:	8	11	-27.27%	5 (0.3%)	7 (0.44%)	-28.57%
Funds Holding:	181	208	-12.98%	56 (3.38%)	71 (4.42%)	-21.13%
13F shares:	82.883 Million	77.56 Million	6.86%	34.211 Million	35.587 Million	-3.87%
% Ownership	83.2182	77.8906	6.84%	34.3496	35.7384	-3.89%
New Positions:	43	57	-24.56%	23	26	-11.54%
Increased Positions	47	47	0.0%	15	17	-11.76%
Closed Positions	67	27	148.15%	37	17	117.65%
Reduced Positions	56	69	-18.84%	11	22	-50.0%
Total Calls	320.187 Thousand	4.331 Million	-92.61%	44.2 Thousand	2.136 Million	-97.93%
Total Puts	208.946 Thousand	1.259 Million	-83.41%	99.5 Thousand	468.3 Thousand	-78.75%
PUT/CALL Ratio	0.65	0.29	124.14%	2.25	0.22	922.73%
¹ hedge funds and active managers as identified by whalewisdom.com through public filings.

Funds Holding NAV (via 13F filings)

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Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NAV BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

4.7 Thousand total shares from 2 transactions

Exercise Derivative Conversion (M)

217 Thousand total shares from 4 transactions

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
ALAPONT JOSE MARIA	Director	4,396	2021-02-25	1
KRAMER CURT A SVP & GENERAL COUNSEL	Officer	14,199	2021-02-13	1
BORST WALTER G EVP & CHIEF FINANCIAL OFFICER	Officer	129,911	2021-02-13	1
STRYCKER SAMARA A SVP & CORPORATE CONTROLLER	Officer	20,677	2021-02-13	1
LISBOA PERSIO V PRESIDENT AND CEO	Officer	84,597	2021-02-13	1
MCMENAMIN WILLIAM V PRESIDENT FIN SERV & TREASURER	Officer	39,504	2021-02-13	1
BOND RICHARD E CORPORATE SECRETARY	Officer	2,000	2021-02-13	1
CLARKE TROY A EXECUTIVE CHAIRMAN	Officer Director	276,042	2021-01-20	1
SUSKIND DENNIS	Director	8,895	2021-01-19	2
D'ARCY STEPHEN R.	Director	7,625	2021-01-04	1
RACHESKY MARK H MD	Director 10% Owner	16,273,482	2020-12-31	5
YEUNG JANET T	Director	121	2020-12-31	2
INTRIERI VINCENT J	Director	15,604	2020-11-12	1
MILLER RAYMOND T.	Director	14,319	2020-09-30	3
RENSCHLER ANDREAS	Director	5,369	2020-02-25	0
SHEEHAN KEVIN M	Director	4,898	2020-02-25	0
MILLER RAYMOND T. MILLER RAYMOND T.	Director	2,542	2019-02-28	3
SCHULZ CHRISTIAN	Director	0	2018-12-11	0
NINIVAGGI DANIEL A	Director	285	2018-09-30	0
SIRIGNANO MICHAEL	Director	0	2018-04-01	0
GRUENDLER MATTHIAS	Director	703	2018-04-01	0
MCCHRYSTAL STANLEY A	Director	1,508	2017-12-31	0
VOLKSWAGEN TRUCK & BUS GMBH VOLKSWAGEN AG	10% Owner	16,629,667	2017-08-21	0
DOKHO JEFFREY A	Director	0	2017-04-17	0
MERKSAMER SAMUEL J.	Director	592	2017-04-01	0
ICAHN CARL C HIGH RIVER LIMITED PARTNERSHIP ICAHN PARTNERS LP ICAHN PARTNERS MASTER FUND LP	10% Owner	16,729,960	2017-03-14	0
KOZEK WILLIAM R	PRES TRUCK & PARTS - OPR SUB	62,724	2017-02-14	0
COVEY STEVEN K SVP & GENERAL COUNSEL	Officer	68,802	2017-02-10	0
HAMMES MICHAEL N	Director	5,261	2017-01-26	0
KEYES JAMES H	Director	6,282	2016-12-13	0
RACHESKY MARK H MD MHR HOLDINGS LLC MHR FUND MANAGEMENT LLC MHR INSTITUTIONAL PARTNERS III LP MHR INSTITUTIONAL ADVISORS III LLC	Director 10% Owner	16,231,180	2015-07-22	0
CORRENTI JOHN D	Director	6,655	2015-06-30	0
MORAN JAMES M SVP AND TREASURER	Officer	12,167	2015-02-19	0
ELLIOTT GREG W	SVP HR & ADMIN. OPERATING SUB	21,290	2015-02-03	0
TECH ERIC M.	PR. GLOBAL/SPEC, SVP STRTG SUB	No longer subject to file	2014-11-05	0
TARAPCHAK RICHARD C SVP & CORPORATE CONTROLLER	Officer	12,102	2014-02-03	0
ALLEN JOHN J EVP & CHIEF OPERATING OFFICER	Officer	71,861	2014-02-03	0
ICAHN CARL C HIGH RIVER LIMITED PARTNERSHIP ICAHN PARTNERS MASTER FUND LP ICAHN PARTNERS MASTER FUND II L.P. ICAHN PARTNERS MASTER FUND III L.P. ICAHN PARTNERS LP	10% Owner	13,309,735	2013-07-18	0
POPE JOHN C	Director	6,370	2013-04-15	0
CEDEROTH ANDREW J EXECUTIVE VP AND CFO	Officer	31,838	2013-02-19	0
CLARIOND EUGENIO	Director	127,758	2012-09-30	0
HARRISON DAVID D	Director	3,333	2012-09-30	0
CAMPBELL LEWIS B EXEC CHAIRMAN AND INTERIM CEO	Officer Director	0	2012-08-26	0
COCHRAN PHYLLIS E	PRESIDENT, PARTS GROUP SUBSID	No longer subject to file	2012-06-18	0
RACHESKY MARK H MD MHR FUND MANAGEMENT LLC	10% Owner	2,862,502	2012-06-12	0
RACHESKY MARK H MD MHR FUND MANAGEMENT LLC MHR INSTITUTIONAL PARTNERS III LP MHR INSTITUTIONAL ADVISORS III LLC	10% Owner	3,022,502	2012-06-12	0
GULYAS DIANE H.	Director	2,706	2012-04-01	0
KLINGER STEVEN J	Director	6,831	2012-04-01	0
USTIAN DANIEL C CHAIRMAN, PRESIDENT AND CEO	Officer Director	159,997	2011-12-16	0
KAPUR DEEPAK TIGGHS	PRESIDENT, TRUCK GROUP SUBSID	69,535	2011-12-16	0
OSBORNE WILLIAM H	Director	554	2011-04-01	0
WALDRON JOHN P VP AND CORPORATE CONTROLLER	Officer	7,059	2010-01-21	0
BELTON Y MARC	Director	4,706	2009-04-01	0
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C. FALCONE PHILIP HARBERT RAYMOND J LUCE MICHAEL D	10% Owner * SEE REMARKS* SEE REMARKS* SEE REMARKS* SEE REMARKS* SEE REMARKS* SEE REMARKS	No longer subject to file	2009-01-20	0
GRIFFIN ABBIE J	Director	4,332	2008-12-16	0
TURBEVILLE PAMELA J	CEO OF FINANCE SUBSIDIARY	No longer subject to file	2008-12-16	0
ENDSLEY TERRY EVP AND CFO	Officer Director	34,860	2008-12-16	0
CATON WILLIAM A EVP AND CHIEF RISK OFFICER	Officer	78,861	2008-12-16	0
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. HMC INVESTORS, L.L.C. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP FALCONE PHILIP HARBERT RAYMOND J LUCE MICHAEL D	10% Owner * SEE REMARKS* SEE REMARKS* SEE REMARKS* SEE REMARKS* SEE REMARKS* SEE REMARKS* SEE REMARKS* SEE REMARKS* SEE REMARKS* SEE REMARKS	0	2008-12-15	0
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC HMC - NEW YORK, INC. HARBERT MANAGEMENT CORP FALCONE PHILIP HARBERT RAYMOND J LUCE MICHAEL D	10% Owner SEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKS*SEE REMARKS	0	2008-11-14	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	Perf 1d*	Perf 5d*	Perf 1m*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
ALAPONT JOSE MARIA - Director	2021-03-01 10:38:39 -0500	2021-02-25	F	1,238	$44.12	d	4,396	direct
STRYCKER SAMARA A - Officer SVP & CORPORATE CONTROLLER	2021-02-17 13:14:22 -0500	2021-02-13	F	1,202	$44.14	d	20,677	direct
KRAMER CURT A - Officer SVP & GENERAL COUNSEL	2021-02-17 12:53:02 -0500	2021-02-13	F	1,189	$44.14	d	14,035	direct
BOND RICHARD E - Officer CORPORATE SECRETARY	2021-02-17 12:32:46 -0500	2021-02-13	M	415		d	0	direct
BOND RICHARD E - Officer CORPORATE SECRETARY	2021-02-17 12:32:46 -0500	2021-02-13	D	415	$44.14	d	2,000	direct
MCMENAMIN WILLIAM V - Officer PRESIDENT FIN SERV & TREASURER	2021-02-17 13:09:06 -0500	2021-02-13	F	1,007	$44.14	d	37,823	direct
BORST WALTER G - Officer EVP & CHIEF FINANCIAL OFFICER	2021-02-17 12:44:28 -0500	2021-02-13	F	4,638	$44.14	d	119,545	direct
BOND RICHARD E - Officer CORPORATE SECRETARY	2021-02-17 12:32:46 -0500	2021-02-13	D	522	$44.14	d	2,000	direct
BOND RICHARD E - Officer CORPORATE SECRETARY	2021-02-17 12:32:46 -0500	2021-02-13	M	415		a	2,415	direct
LISBOA PERSIO V - Officer PRESIDENT AND CEO	2021-02-17 13:04:28 -0500	2021-02-13	F	3,220	$44.14	d	81,807	direct
BOND RICHARD E - Officer CORPORATE SECRETARY	2021-02-17 12:32:46 -0500	2021-02-13	M	522		d	522	direct
BOND RICHARD E - Officer CORPORATE SECRETARY	2021-02-17 12:32:46 -0500	2021-02-13	M	522		a	2,522	direct
CLARKE TROY A - Director - Officer EXECUTIVE CHAIRMAN	2021-01-22 14:10:52 -0500	2021-01-20	M	135,012		d	0	direct
CLARKE TROY A - Director - Officer EXECUTIVE CHAIRMAN	2021-01-22 14:10:52 -0500	2021-01-20	F	116,575	$43.97	d	269,817	direct	-0.1586	-0.297		0.0	1	-0.297	6
CLARKE TROY A - Director - Officer EXECUTIVE CHAIRMAN	2021-01-22 14:10:52 -0500	2021-01-20	F	80,895	$43.97	d	269,929	direct	-0.1586	-0.297		0.0	1	-0.297	6
CLARKE TROY A - Director - Officer EXECUTIVE CHAIRMAN	2021-01-22 14:10:52 -0500	2021-01-20	M	135,012	$35.09	a	386,392	direct	-0.1586	-0.297		0.0	1	-0.297	6
CLARKE TROY A - Director - Officer EXECUTIVE CHAIRMAN	2021-01-22 14:10:52 -0500	2021-01-20	M	81,007		d	0	direct
CLARKE TROY A - Director - Officer EXECUTIVE CHAIRMAN	2021-01-22 14:10:52 -0500	2021-01-20	M	81,007	$43.86	a	350,824	direct	-0.1586	-0.297		0.0	1	-0.297	6
SUSKIND DENNIS - Director	2021-01-20 11:00:53 -0500	2021-01-19	S	2,500	$43.96	d	8,895	direct	0.1592	0.1796		0.3615	3	-0.0024	1
D'ARCY STEPHEN R. - Director	2021-01-05 09:58:02 -0500	2021-01-04	S	2,156	$44.10	d	7,625	direct	0.3641	0.0455	0.2934	0.4982	21	-0.0706	9
RACHESKY MARK H MD - Director - > 10% Owner	2021-01-05 16:15:27 -0500	2020-12-31	A	768		a	48,482	direct	-0.272	-0.3174	-0.025	0.1336	20	-0.4331	8
YEUNG JANET T - Director	2021-01-05 16:15:59 -0500	2020-12-31	A	121		a	121	direct	-0.272	-0.3174	-0.025	0.1336	20	-0.4331	8

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate	Shares Available
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 21:45:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 21:15:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 20:45:02 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 20:15:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 19:45:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 19:15:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 18:45:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 18:15:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 17:45:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 17:15:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 16:45:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 16:15:02 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 15:45:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 15:15:02 UTC	-0.18	0.25	850000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 14:45:03 UTC	-0.18	0.25	850000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 14:15:03 UTC	-0.18	0.25	850000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 13:45:03 UTC	-0.18	0.25	850000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 13:15:03 UTC	-0.18	0.25	850000
NAVISTAR INTERNATIONAL CORP NAV	2021-03-01 12:45:03 UTC	-0.18	0.25	800000
NAVISTAR INTERNATIONAL CORP NAV	2021-02-26 22:15:02 UTC	-0.18	0.25	2100000

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin
Advanced Series Trust- AST J.P. Morgan Global Thematic Portfolio	NAV	-14806.0 shares, $-650871.76	2020-12-31	N-PORT
ARBITRAGE FUNDS- WATER ISLAND CREDIT OPPORTUNITIES FUND	NAV	-5000.0 shares, $-221300.0	2020-11-30	N-PORT
JNL Series Trust- JNL/JPMorgan Global Allocation Fund	NAV	-6828.0 shares, $-300158.88	2020-12-31	N-PORT
JPMORGAN INSURANCE TRUST- JPMorgan Insurance Trust Global Allocation Portfolio	NAV	-485.0 shares, $-21320.6	2020-12-31	N-PORT
Series Portfolios Trust- Weiss Alternative Balanced Risk Fund	NAV	-4921.0 shares, $-212144.31	2020-10-31	N-PORT
FundVantage Trust- Gotham Enhanced Index Plus Fund	NAV	-228.0 shares, $-3759.72	2020-03-31	N-PORT
FundVantage Trust- Gotham Master Neutral Fund	NAV	-28.0 shares, $-1219.12	2020-09-30	N-PORT
FundVantage Trust- Gotham Index Plus All-Cap Fund	NAV	-202.0 shares, $-3330.98	2020-03-31	N-PORT

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