NKTX 13F Hedge Fund and Asset Management Owners

Data as of 2021-02-27 11:32:40 -0500
Market Cap	1.589 Billion	Shares Outstanding	32.595 Million	Avg 30-day Volume	249.056 Thousand
P/E Ratio		Dividend Yield		EPS
Price/Sales		Debt to Equity		EBITDA
Price to Book Value	0.0	Forward PE		Enterprise Value
Total Cash		Current Debt		Gross Profit
BETA	0.0	52-week High/Low	79.16 / 22.46	Price to Cash FLow (P/CF)	-9999999.0
				Data provided by IEX Cloud

Q4 2020	All 13F Filers	Prior	Change	Hedge Funds ¹	Prior	Change
In top 10:	6	5	20.0%	3 (0.18%)	3 (0.19%)	0.0%
Funds Holding:	86	56	53.57%	27 (1.63%)	15 (0.93%)	80.0%
13F shares:	25.306 Million	25.135 Million	0.68%	13.723 Million	14.503 Million	-5.38%
% Ownership	77.6375	77.1119	0.68%	42.1	44.4931	-5.38%
New Positions:	33	55	-40.0%	12	15	-20.0%
Increased Positions	22			5
Closed Positions	3
Reduced Positions	16			5
Total Calls
Total Puts
PUT/CALL Ratio
¹ hedge funds and active managers as identified by whalewisdom.com through public filings.

Funds Holding NKTX (via 13F filings)

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Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NKTX BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

11.9 Thousand total shares from 5 transactions

Exercise Derivative Conversion (M)

13.6 Thousand total shares from 4 transactions

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
TRAGER JAMES CHIEF SCIENTIFIC OFFICER	Officer	47,072	2021-02-01	2
MAHMOOD NADIR SEE REMARKS	Officer	31,488	2021-01-25	6
HAGER ALICIA J. CHIEF LEGAL OFFICER	Officer	0	2021-01-08	3
RAJANGAM KANYA CHIEF MEDICAL OFFICER	Officer	0	2021-01-08	1
HASTINGS PAUL J CHIEF EXECUTIVE OFFICER	Officer Director	0	2021-01-08	1
FLYNN JAMES E DEERFIELD MGMT IV, L.P. DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) DEERFIELD PRIVATE DESIGN FUND IV, L.P. DEERFIELD MGMT L.P. DEERFIELD PARTNERS, L.P.	10% Owner POSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUPPOSSIBLE MEMBER OF 10% GROUP	3,129,808	2020-07-14	1
GLAXOSMITHKLINE PLC	Director 10% Owner	3,150,732	2020-07-14	2
NOVO HOLDINGS A/S	10% Owner	2,793,865	2020-07-14	1
RA CAPITAL MANAGEMENT, L.P. KOLCHINSKY PETER SHAH RAJEEV M.	10% Owner	5,605,129	2020-07-14	1

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	10b5	Perf 1d*	Perf 5d*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
TRAGER JAMES - Officer CHIEF SCIENTIFIC OFFICER	2021-02-03 19:48:26 -0500	2021-02-02	M	2,800		d	79,600	direct	yes
TRAGER JAMES - Officer CHIEF SCIENTIFIC OFFICER	2021-02-03 19:48:26 -0500	2021-02-02	M	2,800	$18.00	a	49,872	direct	yes
TRAGER JAMES - Officer CHIEF SCIENTIFIC OFFICER	2021-02-03 19:48:26 -0500	2021-02-02	S	2,800	$40.00	d	47,072	direct	yes
TRAGER JAMES - Officer CHIEF SCIENTIFIC OFFICER	2021-02-03 19:48:26 -0500	2021-02-01	M	2,250	$3.89	a	50,672	direct	yes
TRAGER JAMES - Officer CHIEF SCIENTIFIC OFFICER	2021-02-03 19:48:26 -0500	2021-02-01	M	2,250		d	59,912	direct	yes
TRAGER JAMES - Officer CHIEF SCIENTIFIC OFFICER	2021-02-03 19:48:26 -0500	2021-02-01	S	1,566	$39.46	d	47,072	direct	yes
TRAGER JAMES - Officer CHIEF SCIENTIFIC OFFICER	2021-02-03 19:48:26 -0500	2021-02-01	S	2,034	$38.07	d	48,638	direct	yes
MAHMOOD NADIR - Officer SEE REMARKS	2021-01-26 16:10:33 -0500	2021-01-25	S	2,000	$48.86	d	34,988	direct	yes	-2.6039	3.0151	3.0151	6	-14.2074	4
MAHMOOD NADIR - Officer SEE REMARKS	2021-01-26 16:10:33 -0500	2021-01-25	M	5,500		d	77,743	direct
MAHMOOD NADIR - Officer SEE REMARKS	2021-01-26 16:10:33 -0500	2021-01-25	M	5,500	$3.89	a	36,988	direct	yes	-2.6039	3.0151	3.0151	6	-14.2074	4
MAHMOOD NADIR - Officer SEE REMARKS	2021-01-26 16:10:33 -0500	2021-01-25	S	3,500	$48.40	d	31,488	direct	yes	-2.6039	3.0151	3.0151	6	-14.2074	4
MAHMOOD NADIR - Officer SEE REMARKS	2021-01-19 10:06:49 -0500	2021-01-14	M	3,083	$3.89	a	31,488	direct		-3.6792	-15.7925	0.0	1	-15.7925	6
MAHMOOD NADIR - Officer SEE REMARKS	2021-01-19 10:06:49 -0500	2021-01-14	M	3,083		d	49,322	direct
TRAGER JAMES - Officer CHIEF SCIENTIFIC OFFICER	2021-01-12 13:22:53 -0500	2021-01-08	A	52,500		a	52,500	direct
HAGER ALICIA J. - Officer CHIEF LEGAL OFFICER	2021-01-12 13:23:52 -0500	2021-01-08	A	13,125		a	13,125	direct
HASTINGS PAUL J - Director - Officer CHIEF EXECUTIVE OFFICER	2021-01-12 13:26:11 -0500	2021-01-08	A	157,500		a	157,500	direct
MAHMOOD NADIR - Officer SEE REMARKS	2021-01-12 13:24:14 -0500	2021-01-08	A	52,500		a	52,500	direct
RAJANGAM KANYA - Officer CHIEF MEDICAL OFFICER	2021-01-12 13:26:41 -0500	2021-01-08	A	52,500		a	52,500	direct

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate	Shares Available
NKARTA INC NKTX	2021-03-03 20:45:03 UTC	-0.2305	0.3005	65000
NKARTA INC NKTX	2021-03-03 20:15:03 UTC	-0.2305	0.3005	65000
NKARTA INC NKTX	2021-03-03 19:45:03 UTC	-0.2305	0.3005	65000
NKARTA INC NKTX	2021-03-03 19:15:02 UTC	-0.2305	0.3005	65000
NKARTA INC NKTX	2021-03-03 18:45:03 UTC	-0.2612	0.3312	65000
NKARTA INC NKTX	2021-03-03 18:15:04 UTC	-0.2612	0.3312	65000
NKARTA INC NKTX	2021-03-03 17:45:02 UTC	-0.2612	0.3312	65000
NKARTA INC NKTX	2021-03-03 17:15:03 UTC	-0.2612	0.3312	65000
NKARTA INC NKTX	2021-03-03 16:45:03 UTC	-0.2612	0.3312	65000
NKARTA INC NKTX	2021-03-03 16:15:04 UTC	-0.2612	0.3312	65000
NKARTA INC NKTX	2021-03-03 15:45:03 UTC	-0.2612	0.3312	65000
NKARTA INC NKTX	2021-03-03 15:15:03 UTC	-0.2612	0.3312	65000
NKARTA INC NKTX	2021-03-03 14:45:03 UTC	-0.2684	0.3384	65000
NKARTA INC NKTX	2021-03-03 14:15:03 UTC	-0.2684	0.3384	65000
NKARTA INC NKTX	2021-03-03 13:45:03 UTC	-0.2684	0.3384	65000
NKARTA INC NKTX	2021-03-03 13:15:04 UTC	-0.2684	0.3384	65000
NKARTA INC NKTX	2021-03-03 12:45:03 UTC	-0.2684	0.3384	10000
NKARTA INC NKTX	2021-03-02 22:15:02 UTC	-0.2684	0.3384	60000
NKARTA INC NKTX	2021-03-02 21:45:03 UTC	-0.2684	0.3384	60000
NKARTA INC NKTX	2021-03-02 21:15:03 UTC	-0.2684	0.3384	60000

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin
Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund	NKTX	-600.0 shares, $-36882.0	2020-12-31	N-PORT

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SEC Web Site	SEC DEF 14A Filings

Nkarta, Inc. (NKTX)

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