Northern Trust Corp. (NTRS)

FINANCE: BANKS
SIC: STATE COMMERCIAL BANKS

50 S LASALLE ST CHICAGO, IL 60603

Northern Trust Corporation (Northern Trust) is a financial holding company, which provides asset servicing, fund administration, investment management, banking and fiduciary solutions for corporations, institutions and affluent individuals worldwide. The Company conducts business through various United States and non United States subsidiaries, including The Northern Trust Company (Bank). The Bank conducts its business through its United States operations and its various United States and non United States branches and subsidiaries. Northern Trust has organized its services globally around its two client-focused principal business units: Corporate and Institutional Services (C&IS), and Personal Financial Services (PFS). Two other business units provide services to the two principal business units: Northern Trust Global Investments (NTGI), which provides investment management, and Operations and Technology (O&T), which provides operating and systems support.

Data as of 2020-07-04
Market Cap16.159 Billion Shares Outstanding208.052 Million Avg 30-day Volume1.503 Million
P/E Ratio11.5 Dividend Yield3.605 EPS6.7
Price/Sales3.543 Price cash flow ratio6.3 Price free cash flow ratio-11.2
Book Value48.04 Price to Tangible Book1.72 Alpha-0.0
Short Interest Ratio % Short Interest to Float R-squared0.437695
BETA1.08753 52-week High/Low110.48 / 60.67 Stddev0.070002
View SEC Filings from NTRS instead.
Q1 2020 All Institutions Hedge Funds 1
Filers who had this stock in their top 10: 8 4 (0.26%)
13F Filers holding this stock: 564 96 (6.29%)
Aggregate 13F shares on 03/31/2020: 171.228 Million 62.683 Million
Aggregate 13F shares on 12/31/2019: 172.927 Million 63.099 Million
Percent change: -0.98% -0.66%
Funds creating new positions: 43 11
Funds Adding to an existing position: 190 33
Funds closing out their position: 125 41
Funds reducing their position: 221 40
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding NTRS (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding NTRS BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

10.1 Thousand total shares from 2 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

CROWN SUSAN

  • Director
389,749 2020-07-01 5

BYNOE LINDA

  • Director
25,464 2020-07-01 5

SLARK MARTIN P

  • Director
16,569 2020-07-01 5

KLEVORN MARCY S

  • Director
3,129 2020-07-01 5

TRIBBETT CHARLES A

  • Director
27,957 2020-06-30 5

WADDELL FREDERICK H

0 2020-06-30 0

PRADO BECERRA JOSE LUIS

  • Director
16,998 2020-06-30 5

HARRISON DEAN M

  • Director
13,707 2020-06-30 4

THOMPSON DONALD

  • Director
12,592 2020-06-30 5

RICHARDS THOMAS E

  • Director
11,309 2020-06-30 5

ROWE JOHN W

  • Director
0 2020-06-24 0

THERIAULT TIMOTHY J

  • Director
7,081 2020-06-22 0

BARRAT SHERRY S

  • Director
0 2020-06-15 0

SMITH DAVID BYRON JR

  • Director
132,252 2020-06-09 1

BROWNE ROBERT P EVP & CHIEF INVESTMENT OFFICER

  • Officer
29,320 2020-06-03 11

MEHTA SIDDHARTH N

  • Director
0 2020-06-01 1

GOSSETT MARK C EXECUTIVE VICE PRESIDENT

  • Officer
11,113 2020-05-27 6

SCHREUDER JANA R

  • Director
21,311 2020-05-21 0

TYLER JASON J.

  • Director
0 2020-05-11 5

HENDERSON JAY L

  • Director
8,008 2020-05-08 1

SMITH HAROLD B

  • EMERITUS DIRECTOR
467,192 2020-05-08 0

OSBORN WILLIAM A

  • Director
58,297 2020-04-24 0

POWELL CHARLES D

  • ADVISORY DIRECTOR
0 2020-04-21 1

JAIN DIPAK C

  • Director
32,175 2020-03-04 0

O'GRADY MICHAEL CHAIRMAN, PRESIDENT AND CEO

  • Officer
  • Director
172,728 2020-03-02 4

FRADKIN STEVEN L PRESIDENT/WEALTH MANAGEMENT

  • Officer
216,040 2020-03-02 5

ST CLAIR JOYCE EXECUTIVE VICE PRESIDENT

  • Officer
83,175 2020-03-02 6

LEVY SUSAN COHEN EVP, GEN COUNSEL & CORP SEC

  • Officer
61,954 2020-03-02 5

CHERECWICH PETER PRESIDENT/C&IS

  • Officer
76,214 2020-03-02 6

THOMAS SHUNDRAWN A PRESIDENT / ASSET MANAGEMENT

  • Officer
41,623 2020-03-02 5

SOUTH THOMAS A EXECUTIVE VICE PRESIDENT

  • Officer
22,001 2020-03-02 4

ALLNUTT LAUREN E SVP & CONTROLLER

  • Officer
3,382 2020-03-02 3

POTTER STEPHEN N

  • Director
0 2020-02-21 0

PARKER TERESA EXECUTIVE VICE PRESIDENT

  • Officer
59,558 2020-02-18 5

SOSA ENRIQUE

  • Director
37,350 2020-02-13 0

LEECH WILSON EVP/CHIEF RISK OFFICER

  • Officer
49,695 2020-01-21 2

BOWMAN BIFF EVP & CHIEF FINANCIAL OFFICER

  • Officer
75,181 2019-12-12 4

MOONEY EDWARD J

  • Director
0 2019-05-08 0

BLAKE AILEEN B EVP & CONTROLLER

  • Officer
28,518 2019-03-01 0

MORRISON WILLIAM L VICE CHAIRMAN

  • Officer
53,946 2018-12-07 0

COHODES JEFFREY D. EXECUTIVE VICE PRESIDENT

  • Officer
24,294 2018-05-07 0

CHABRAJA NICHOLAS D

  • Director
636,328 2018-03-07 0

PEMBLETON SUSAN GILLIAN EVP/HUMAN RESOURCES

  • Officer
23,270 2018-02-26 0

LANE ROBERT W

  • Director
0 2017-10-02 0

KARPINSKI JANE EXECUTIVE VP & CONTROLLER

  • Officer
15,869 2017-02-21 0

SMITHBURG WILLIAM D

640,000 2016-06-06 0

BOND JOHN

  • ADVISORY DIRECTOR
No longer subject to file 2015-04-21 0

MCCORMACK ROBERT C

  • Director
6,272,401 2014-05-28 0

WELSH KELLY R EVP & GENERAL COUNSEL

  • Officer
No longer subject to file 2014-04-03 0

MOEN TIMOTHY P EXECUTIVE VICE PRESIDENT

  • Officer
  • & CHIEF ADMINISTRATIVE OFFICER
No longer subject to file 2013-09-01 0

KUKLA RICHARD D. CONTROLLER

  • Officer
No longer subject to file 2013-05-31 0

KELLY ARTHUR L

  • Director
46,718 2012-04-23 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

SLARK MARTIN P - Director

2020-07-01 A 21 $76.94 a 11,800 16,569.36 direct

TRIBBETT CHARLES A - Director

2020-07-01 A 49 $76.94 a 26,957 27,956.98 direct

CROWN SUSAN - Director

2020-07-01 A 44 $76.94 a 27,653 389,749.09 direct

KLEVORN MARCY S - Director

2020-07-01 A 13 $76.94 a 3,129 3,128.57 direct

RICHARDS THOMAS E - Director

2020-07-01 A 48 $76.94 a 11,309 11,308.82 direct

THOMPSON DONALD - Director

2020-07-01 A 54 $76.94 a 10,849 12,592.37 direct

HARRISON DEAN M - Director

2020-07-01 A 52 $76.94 a 12,660 13,706.86 direct

PRADO BECERRA JOSE LUIS - Director

2020-07-01 A 47 $76.94 a 15,052 16,998.16 direct

BYNOE LINDA - Director

2020-07-01 A 33 $76.94 a 25,464 25,463.68 direct

HARRISON DEAN M - Director

2020-06-30 A 473 $79.34 a 12,608 13,706.86 direct

PRADO BECERRA JOSE LUIS - Director

2020-06-30 A 347 $79.34 a 15,005 16,998.16 direct

TRIBBETT CHARLES A - Director

2020-06-30 A 360 $79.34 a 26,908 27,956.98 direct

RICHARDS THOMAS E - Director

2020-06-30 A 427 $79.34 a 11,261 11,308.82 direct

THOMPSON DONALD - Director

2020-06-30 A 473 $79.34 a 10,796 12,592.37 direct

BROWNE ROBERT P - Officer EVP & CHIEF INVESTMENT OFFICER

2020-06-03 S 5,000 $84.82 d 29,320 29,320.00 direct

GOSSETT MARK C - Officer EXECUTIVE VICE PRESIDENT

2020-05-27 S 5,115 $83.08 d 8,617 11,112.71 direct
Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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