OYST 13F Hedge Fund and Asset Management Owners

Data as of 2021-02-27 11:27:06 -0500
Market Cap	513.271 Million	Shares Outstanding	25.91 Million	Avg 30-day Volume	103.017 Thousand
P/E Ratio		Dividend Yield		EPS
Price/Sales		Debt to Equity		EBITDA
Price to Book Value	0.0	Forward PE	-5.69	Enterprise Value
Total Cash		Current Debt		Gross Profit
BETA	0.91575	52-week High/Low	39.21 / 17.24	Price to Cash FLow (P/CF)	-9999999.0
				Data provided by IEX Cloud

Q4 2020	All 13F Filers	Prior	Change	Hedge Funds ¹	Prior	Change
In top 10:	3	4	-25.0%	1 (0.06%)	1 (0.06%)	0.0%
Funds Holding:	57	66	-13.64%	23 (1.39%)	28 (1.74%)	-17.86%
13F shares:	17.566 Million	18.142 Million	-3.17%	8.824 Million	8.811 Million	0.14%
% Ownership	67.9074	70.1339	-3.17%	34.1105	34.0612	0.14%
New Positions:	3	7	-57.14%	2	4	-50.0%
Increased Positions	28	21	33.33%	12	8	50.0%
Closed Positions	10	13	-23.08%	7	2	250.0%
Reduced Positions	12	20	-40.0%	4	9	-55.56%
Total Calls
Total Puts
PUT/CALL Ratio
¹ hedge funds and active managers as identified by whalewisdom.com through public filings.

Funds Holding OYST (via 13F filings)

Quarter to view: Refresh Download CSV Download Excel (.xlsx) Download TSV

Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding OYST BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

19.1 Thousand total shares from 2 transactions

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
LOCHNER DANIEL CHIEF FINANCIAL OFFICER	Officer	219,472	2021-02-24	5
NAU JEFFREY PRESIDENT AND CEO	Officer Director	546,672	2021-02-19	3
OZAWA CLARE	Director 10% Owner	5,262,254	2021-02-17	2
VERSANT VENTURE CAPITAL VI, L.P. VERSANT VENTURES VI GP, L.P. VERSANT VENTURES VI GP-GP, LLC VERSANT VANTAGE I, L.P. VERSANT VANTAGE I GP, L.P. VERSANT VANTAGE I GP-GP, LLC VERSANT VENTURES IV, LLC VERSANT VENTURE CAPITAL IV, L.P. VERSANT SIDE FUND IV, L.P.	10% Owner	5,255,282	2021-02-17	1
SNISARENKO JOHN CHIEF COMMERCIAL OFFICER	Officer	18,222	2021-01-29	2
LINK WILLIAM J PHD	Director	2,049,278	2020-12-10	2
ATIEH MICHAEL G	Director	19,695	2020-10-08	2
ACKERMANN MICHAEL	Director	292,729	2020-06-08	1
MURRAY MARK ANTHONY	Director	115,047	2020-06-08	1
TSAI BENJAMIN	Director	6,600	2020-06-08	1
WEISNER AIMEE S	Director	29,725	2020-06-08	1
BEHBAHANI ALI	Director	6,600	2020-06-08	1
INVOPPS GP IV, L.L.C. INVOPPS IV, L.P. INVOPPS IV US, L.P. LAINOVIC SACHA	Director 10% Owner	2,768,586	2020-05-19	1
OYSTER POINT PHARMA I, LLC	10% Owner	955,392	2019-11-04	0
KLEINER PERKINS CAUFIELD & BYERS XIV, LLC KPCB XIV ASSOCIATES, LLC KPCB XIV FOUNDERS FUND, LLC	10% Owner	367,987	2019-11-04	0
VIDA VENTURES, LLC	10% Owner	963,468	2019-11-04	0
KKR FUND HOLDINGS L.P. KRAVIS HENRY R ROBERTS GEORGE R KKR MANAGEMENT LLC KKR & CO. INC. KKR GROUP HOLDINGS CORP. KKR FUND HOLDINGS GP LTD		1,039,622	2019-11-04	0
FALCON VISION LLC KKR HEALTHCARE STRATEGIC GROWTH FUND L.P. KKR HCSG GP LLC KKR ASSOCIATES HCSG L.P.		1,039,622	2019-11-04	0
NEW ENTERPRISE ASSOCIATES 14, L.P. SONSINI PETER W. BARRIS PETER J NEA PARTNERS 14, L.P. NEA 14 GP, LTD BASKETT FOREST FLORENCE ANTHONY A. JR. MOTT DAVID M SANDELL SCOTT D	10% Owner	5,925,287	2019-11-04	0
NEW ENTERPRISE ASSOCIATES 14, L.P. SONSINI PETER W. NEA PARTNERS 14, L.P. NEA 14 GP, LTD BASKETT FOREST FLORENCE ANTHONY A. JR. MOTT DAVID M SANDELL SCOTT D	10% Owner	322,458	2019-10-30	0
BARRIS PETER J	10% Owner	322,458	2019-10-30	0
KERINS PATRICK J	10% Owner	5,925,287	2019-10-30	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	10b5
LOCHNER DANIEL - Officer CHIEF FINANCIAL OFFICER	2021-02-26 19:50:12 -0500	2021-02-24	M	9,109		d	184,841	direct
LOCHNER DANIEL - Officer CHIEF FINANCIAL OFFICER	2021-02-26 19:50:12 -0500	2021-02-24	M	9,109	$11.51	a	34,631	direct
NAU JEFFREY - Director - Officer PRESIDENT AND CEO	2021-02-23 20:13:49 -0500	2021-02-19	M	10,000	$1.02	a	40,898	direct
NAU JEFFREY - Director - Officer PRESIDENT AND CEO	2021-02-23 20:13:49 -0500	2021-02-19	M	10,000		d	504,774	direct
VERSANT VENTURE CAPITAL VI, L.P. - > 10% Owner see footnotes VERSANT VENTURES VI GP, L.P. - > 10% Owner see footnotes VERSANT VENTURES VI GP-GP, LLC - > 10% Owner see footnotes VERSANT VANTAGE I, L.P. - > 10% Owner see footnotes VERSANT VANTAGE I GP, L.P. - > 10% Owner see footnotes VERSANT VANTAGE I GP-GP, LLC - > 10% Owner see footnotes VERSANT VENTURES IV, LLC - > 10% Owner see footnotes VERSANT VENTURE CAPITAL IV, L.P. - > 10% Owner see footnotes VERSANT SIDE FUND IV, L.P. - > 10% Owner see footnotes	2021-02-19 17:16:45 -0500	2021-02-17	J	6,500		d	0	indirect
OZAWA CLARE - Director - > 10% Owner	2021-02-19 17:13:00 -0500	2021-02-17	J	372		a	6,972	direct
OZAWA CLARE - Director - > 10% Owner see footnotes	2021-02-19 17:13:00 -0500	2021-02-17	J	6,500		d	0	indirect
VERSANT VENTURE CAPITAL VI, L.P. - > 10% Owner see footnotes VERSANT VENTURES VI GP, L.P. - > 10% Owner see footnotes VERSANT VENTURES VI GP-GP, LLC - > 10% Owner see footnotes VERSANT VANTAGE I, L.P. - > 10% Owner see footnotes VERSANT VANTAGE I GP, L.P. - > 10% Owner see footnotes VERSANT VANTAGE I GP-GP, LLC - > 10% Owner see footnotes VERSANT VENTURES IV, LLC - > 10% Owner see footnotes VERSANT VENTURE CAPITAL IV, L.P. - > 10% Owner see footnotes VERSANT SIDE FUND IV, L.P. - > 10% Owner see footnotes	2021-02-19 17:16:45 -0500	2021-02-17	J	5,607		d	0	indirect
VERSANT VENTURE CAPITAL VI, L.P. - > 10% Owner see footnotes VERSANT VENTURES VI GP, L.P. - > 10% Owner see footnotes VERSANT VENTURES VI GP-GP, LLC - > 10% Owner see footnotes VERSANT VANTAGE I, L.P. - > 10% Owner see footnotes VERSANT VANTAGE I GP, L.P. - > 10% Owner see footnotes VERSANT VANTAGE I GP-GP, LLC - > 10% Owner see footnotes VERSANT VENTURES IV, LLC - > 10% Owner see footnotes VERSANT VENTURE CAPITAL IV, L.P. - > 10% Owner see footnotes VERSANT SIDE FUND IV, L.P. - > 10% Owner see footnotes	2021-02-19 17:16:45 -0500	2021-02-17	J	6,500		a	6,500	indirect
OZAWA CLARE - Director - > 10% Owner see footnotes	2021-02-19 17:13:00 -0500	2021-02-17	J	5,607		d	0	indirect
OZAWA CLARE - Director - > 10% Owner see footnotes	2021-02-19 17:13:00 -0500	2021-02-17	J	6,500		a	6,500	indirect
VERSANT VENTURE CAPITAL VI, L.P. - > 10% Owner see footnotes VERSANT VENTURES VI GP, L.P. - > 10% Owner see footnotes VERSANT VENTURES VI GP-GP, LLC - > 10% Owner see footnotes VERSANT VANTAGE I, L.P. - > 10% Owner see footnotes VERSANT VANTAGE I GP, L.P. - > 10% Owner see footnotes VERSANT VANTAGE I GP-GP, LLC - > 10% Owner see footnotes VERSANT VENTURES IV, LLC - > 10% Owner see footnotes VERSANT VENTURE CAPITAL IV, L.P. - > 10% Owner see footnotes VERSANT SIDE FUND IV, L.P. - > 10% Owner see footnotes	2021-02-19 17:16:45 -0500	2021-02-17	J	5,607		a	5,607	indirect
VERSANT VENTURE CAPITAL VI, L.P. - > 10% Owner VERSANT VENTURES VI GP, L.P. - > 10% Owner VERSANT VENTURES VI GP-GP, LLC - > 10% Owner VERSANT VANTAGE I, L.P. - > 10% Owner VERSANT VANTAGE I GP, L.P. - > 10% Owner VERSANT VANTAGE I GP-GP, LLC - > 10% Owner VERSANT VENTURES IV, LLC - > 10% Owner VERSANT VENTURE CAPITAL IV, L.P. - > 10% Owner VERSANT SIDE FUND IV, L.P. - > 10% Owner	2021-02-19 17:16:45 -0500	2021-02-17	J	325,000		d	2,236,888	direct	yes
OZAWA CLARE - Director - > 10% Owner see footnotes	2021-02-19 17:13:00 -0500	2021-02-17	J	5,607		a	5,607	indirect
OZAWA CLARE - Director - > 10% Owner see footnotes	2021-02-19 17:13:00 -0500	2021-02-17	J	325,000		d	2,236,888	indirect	yes
LOCHNER DANIEL - Officer CHIEF FINANCIAL OFFICER	2021-02-02 18:32:19 -0500	2021-01-29	A	11,222		a	25,522	direct
SNISARENKO JOHN - Officer CHIEF COMMERCIAL OFFICER	2021-02-02 18:35:20 -0500	2021-01-29	A	50,500		a	50,500	direct
NAU JEFFREY - Director - Officer PRESIDENT AND CEO	2021-02-02 18:33:37 -0500	2021-01-29	A	25,898		a	30,898	direct
SNISARENKO JOHN - Officer CHIEF COMMERCIAL OFFICER	2021-02-02 18:35:20 -0500	2021-01-29	A	11,222		a	18,222	direct
LOCHNER DANIEL - Officer CHIEF FINANCIAL OFFICER	2021-02-02 18:32:19 -0500	2021-01-29	A	50,500		d	50,500	direct
NAU JEFFREY - Director - Officer PRESIDENT AND CEO	2021-02-02 18:33:37 -0500	2021-01-29	A	116,539		a	116,539	direct

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate	Shares Available
OYSTER POINT PHARMA INC OYST	2021-02-26 22:15:02 UTC	-0.5693	0.6393	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 21:45:03 UTC	-0.5693	0.6393	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 21:15:02 UTC	-0.5693	0.6393	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 20:45:03 UTC	-0.5693	0.6393	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 20:15:03 UTC	-0.5693	0.6393	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 19:45:03 UTC	-0.5693	0.6393	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 19:15:03 UTC	-0.5693	0.6393	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 18:45:03 UTC	-0.5694	0.6394	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 18:15:02 UTC	-0.5694	0.6394	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 17:45:02 UTC	-0.5694	0.6394	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 17:15:03 UTC	-0.5694	0.6394	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 16:45:03 UTC	-0.5694	0.6394	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 16:15:02 UTC	-0.5694	0.6394	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 15:45:03 UTC	-0.5694	0.6394	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 15:15:03 UTC	-0.5694	0.6394	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 14:45:03 UTC	-0.5506	0.6206	60000
OYSTER POINT PHARMA INC OYST	2021-02-26 13:00:03 UTC	-0.5506	0.6206	60000

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin

Oyster Point Pharma, Inc. YCharts
Yahoo! Finance	finviz
SEC Web Site	SEC DEF 14A Filings

Oyster Point Pharma, Inc. (OYST)

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