Principal Financial Group (PFG)

FINANCE: INSURANCE
SIC: ACCIDENT & HEALTH INSURANCE

711 HIGH STREET DES MOINES, IA 50392

Principal Financial Group is a holding company. Through its subsidiaries, Co. provides retirement savings, investment and insurance products and services. Co.'s U.S. and international operations concentrate on asset accumulation and asset management. Co. also provides a range of individual and group life insurance, individual and group disability insurance and group dental and vision insurance. Co. focuses on small and medium-sized businesses. At Dec 31 2010, Co. operated through these segments: Retirement and Investor Services; Principal Global Investors; Principal International and U.S. Insurance Solutions. Also, at Dec 31 2010, Co. had total assets under management of $318.80 billion.

Data as of 2020-08-09
Market Cap12.167 Billion Shares Outstanding274.519 Million Avg 30-day Volume1.638 Million
P/E Ratio9.8 Dividend Yield5.054 EPS4.54
Price/Sales0.752 Price cash flow ratio2.5 Price free cash flow ratio4.2
Book Value55.53 Price to Tangible Book1.02 Alpha-0.01
Short Interest Ratio % Short Interest to Float R-squared0.625057
BETA1.61303 52-week High/Low58.28 / 23.31 Stddev0.085794
View SEC Filings from PFG instead.
Q1 2020 All Institutions Hedge Funds 1
Filers who had this stock in their top 10: 2 1 (0.07%)
13F Filers holding this stock: 536 98 (6.42%)
Aggregate 13F shares on 03/31/2020: 189.629 Million 63.972 Million
Aggregate 13F shares on 12/31/2019: 201.02 Million 61.595 Million
Percent change: -5.67% 3.86%
Funds creating new positions: 68 21
Funds Adding to an existing position: 183 37
Funds closing out their position: 109 29
Funds reducing their position: 186 28
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding PFG (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PFG BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

28.1 Thousand total shares from 2 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

LILLIS TERRANCE

  • Director
12,460 2020-08-12 0

COSTLEY GARY E

  • Director
50,200 2020-08-04 0

TALLETT ELIZABETH E

  • Director
0 2020-07-01 6

CARTER MILLER JOYCELYN

  • Director
116,706 2020-07-01 5

VAUGHAN THERESE M

  • Director
0 2020-07-01 0

BERNARD BETSY J

  • Director
0 2020-06-30 3

LAWLER JULIA M EVP & CHIEF RISK OFFICER

  • Officer
54,882 2020-06-26 10

HOUSTON DANIEL JOSEPH CHAIRMAN, PRESIDENT & CEO

  • Officer
  • Director
0 2020-06-26 5

GELATT DANIEL

  • Director
193,824 2020-06-26 7

DAN MICHAEL T

  • Director
46,159 2020-06-26 8

HELTON SANDRA L

  • Director
58,387 2020-06-26 5

SHAFF KAREN E EVP, GEN'L COUNSEL, SECRETARY

  • Officer
  • 10% Owner
106,081 2020-06-26 5

DUNBAR TIMOTHY MARK PRESIDENT - GLOBAL ASSET MGMT

  • Officer
0 2020-06-26 5

STRABLE-SOETHOUT DEANNA D EVP & CHIEF FINANCIAL OFFICER

  • Officer
124,030 2020-06-26 8

HOCHSCHILD ROGER C

  • Director
20,285 2020-06-26 7

PICKERELL BLAIR

  • Director
18,962 2020-06-26 7

MILLS SCOTT

  • Director
16,007 2020-06-26 7

FRIEDRICH AMY CHRISTINE PRESIDENT - USIS

  • Officer
34,528 2020-06-26 6

NORDIN DIANE C

  • Director
12,172 2020-06-26 5

HALTER PATRICK GREGORY CHIEF EXECUTIVE OFFICER, PGI

  • Officer
80,463 2020-06-26 6

SCHAAF RENEE V. PRESIDENT - RIS

  • Officer
24,206 2020-06-26 6

AUERBACH JONATHAN

  • Director
5,102 2020-06-26 6

KAY KATHLEEN B CHIEF INFORMATION OFFICER

  • Officer
208 2020-06-26 2

RICHER CLARE STACK

  • Director
4,194 2020-06-26 3

KEYSER RICHARD L

  • Director
84,088 2020-06-08 0

GRISWELL J BARRY

  • Director
0 2020-05-21 0

MAESTRI LUCA SENIOR VICE PRESIDENT, CFO

  • Officer
27,568 2020-04-07 0

SCHOLTEN GARY P EVP & CH INFO OFFICER

  • Officer
0 2020-03-27 4

VALDES LUIS E. PRES - INT'L ASSET MGMT&ACCUM

  • Officer
59,873 2020-03-27 4

LITTLEFIELD CHRISTOPHER J EVP, GENERAL COUNSEL

  • Officer
11 2020-02-24 2

SORENSEN NORMAN R

  • Director
27,554 2019-06-27 0

KERR WILLIAM T

  • Director
154,415 2019-04-30 0

EVERETT NORA MARY PRESIDENT - RIS

  • Officer
49,240 2019-03-29 0

MCCAUGHAN JAMES P PRESIDENT - GLOBAL ASSET MGMT.

  • Officer
149,329 2018-09-04 0

FERRO DENNIS H

  • Director
27,228 2018-03-29 0

ELMING GREGORY BERNARD SVP & CHIEF RISK OFFICER

  • Officer
20,843 2017-12-28 0

ZIMPLEMAN LARRY D

  • Director
263,514 2016-03-25 0

EUCHER RALPH CRAIG EVP

  • Officer
59,916 2015-02-23 0

OKEEFE MARY A SR. VP & CHIEF MKTG. OFF.

  • Officer
No longer subject to file 2014-06-27 0

MATHRANI ARJUN K

  • Director
21,654 2012-03-30 0

LAMALE ELLEN Z SR. VP & CHIEF RISK OFFICER

  • Officer
0 2011-02-28 0

ASCHENBRENNER JOHN E PRESIDENT - INS. & FIN. SVCS.

  • Officer
92,197 2009-12-04 0

GERSIE MICHAEL H EXECUTIVE VICE PRESIDENT

  • Officer
0 2008-12-05 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

AUERBACH JONATHAN - Director

2020-06-26 A 95 a 5,102 5,102.00 direct

KAY KATHLEEN B - Officer CHIEF INFORMATION OFFICER

2020-06-26 A 208 a 208 208.00 direct

HOCHSCHILD ROGER C - Director

2020-06-26 A 178 $39.14 a 13,831 20,285.00 direct

MILLS SCOTT - Director

2020-06-26 A 226 a 16,007 16,007.00 direct

PICKERELL BLAIR - Director

2020-06-26 A 267 a 18,962 18,962.00 direct

RICHER CLARE STACK - Director

2020-06-26 A 59 a 4,194 4,194.00 direct

DAN MICHAEL T - Director

2020-06-26 A 149 $39.14 a 11,069 46,159.00 direct

GELATT DANIEL - Director

2020-06-26 P 22,065 $35.41 a 187,741 193,824.00 direct

HELTON SANDRA L - Director

2020-06-26 A 815 a 58,387 58,387.00 direct

TALLETT ELIZABETH E - Director

2020-06-26 A 887 a 64,968 64,968.00 direct

LAWLER JULIA M - Officer EVP & CHIEF RISK OFFICER

2020-06-26 A 79 $39.14 a 5,598 54,882.00 direct

HOCHSCHILD ROGER C - Director

2020-06-26 A 286 a 20,285 20,285.00 direct

PICKERELL BLAIR - Director

2020-06-26 A 267 a 18,962 18,962.00 direct

SHAFF KAREN E - Officer - > 10% Owner EVP, GEN'L COUNSEL, SECRETARY

2020-06-26 A 203 a 102,780 106,081.00 direct

STRABLE-SOETHOUT DEANNA D - Officer EVP & CHIEF FINANCIAL OFFICER by spouse

2020-06-26 A 162 a 48,239 124,030.00 indirect

DAN MICHAEL T - Director

2020-06-26 A 464 a 46,159 46,159.00 direct

HALTER PATRICK GREGORY - Officer CHIEF EXECUTIVE OFFICER, PGI

2020-06-26 A 92 a 80,002 80,463.00 direct

HOUSTON DANIEL JOSEPH - Director - Officer CHAIRMAN, PRESIDENT & CEO

2020-06-26 A 22 $39.14 a 1,585 0.00 direct

CARTER MILLER JOYCELYN - Director

2020-06-26 A 848 a 60,298 60,298.00 direct

LAWLER JULIA M - Officer EVP & CHIEF RISK OFFICER

2020-06-26 A 102 a 53,513 54,882.00 direct

MILLS SCOTT - Director

2020-06-26 A 97 $39.14 a 7,959 16,007.00 direct

NORDIN DIANE C - Director

2020-06-26 A 172 a 12,172 12,172.00 direct

SCHAAF RENEE V. - Officer PRESIDENT - RIS

2020-06-26 A 36 a 23,690 24,206.00 direct

DUNBAR TIMOTHY MARK - Officer PRESIDENT - GLOBAL ASSET MGMT

2020-06-26 A 119 $39.14 a 8,441 0.00 direct

GELATT DANIEL - Director

2020-06-26 P 6,083 $35.92 a 193,824 193,824.00 direct

FRIEDRICH AMY CHRISTINE - Officer PRESIDENT - USIS

2020-06-26 A 206 a 31,937 34,528.00 direct

TALLETT ELIZABETH E - Director

2020-06-26 A 110 $39.14 a 7,772 64,968.00 direct
Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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