Principal Financial Group (PFG)

FINANCE: INSURANCE
SIC: ACCIDENT & HEALTH INSURANCE

711 HIGH STREET DES MOINES, IA 50392

Principal Financial Group is a holding company. Through its subsidiaries, Co. provides retirement savings, investment and insurance products and services. Co.'s U.S. and international operations concentrate on asset accumulation and asset management. Co. also provides a range of individual and group life insurance, individual and group disability insurance and group dental and vision insurance. Co. focuses on small and medium-sized businesses. At Dec 31 2010, Co. operated through these segments: Retirement and Investor Services; Principal Global Investors; Principal International and U.S. Insurance Solutions. Also, at Dec 31 2010, Co. had total assets under management of $318.80 billion.

Data based on most recent fiscal year report
Market Cap15.444 Billion Shares Outstanding277.67 Million Avg Volume1.722 Million
1-Yr BETA vs S&P TR1.447 Current Ratio0.1 Quick Ratio0.1
View SEC Filings from PFG instead.

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Funds Holding PFG (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PFG BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

1 Thousand total shares from 1 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

HOCHSCHILD ROGER C CEO AND PRESIDENT

  • Officer
  • Director
878,196 2020-01-27 7

LITTLEFIELD CHRISTOPHER J EVP, GENERAL COUNSEL

  • Officer
11 2020-01-10 1

AUERBACH JONATHAN EVP CHIEF STRATEGY GROW & DATA

  • Officer
0 2020-01-03 3

VAUGHAN THERESE M

  • Director
0 2020-01-02 0

BERNARD BETSY J

  • Director
0 2019-12-31 5

LAWLER JULIA M EVP & CHIEF RISK OFFICER

  • Officer
54,170 2019-12-27 14

TALLETT ELIZABETH E

  • Director
58,439 2019-12-27 7

HOUSTON DANIEL JOSEPH CHAIRMAN, PRESIDENT & CEO

  • Officer
  • Director
175,670 2019-12-27 5

CARTER MILLER JOYCELYN

  • Director
53,854 2019-12-27 5

GELATT DANIEL

  • Director
144,502 2019-12-27 6

DAN MICHAEL T

  • Director
32,292 2019-12-27 7

HELTON SANDRA L

  • Director
52,526 2019-12-27 5

SHAFF KAREN E EVP, GEN'L COUNSEL, SECRETARY

  • Officer
  • 10% Owner
97,538 2019-12-27 5

SCHOLTEN GARY P EVP & CH INFO OFFICER

  • Officer
0 2019-12-27 5

VALDES LUIS E. PRES - INT'L ASSET MGMT&ACCUM

  • Officer
59,380 2019-12-27 7

DUNBAR TIMOTHY MARK PRESIDENT - GLOBAL ASSET MGMT

  • Officer
0 2019-12-27 8

STRABLE-SOETHOUT DEANNA D EVP & CHIEF FINANCIAL OFFICER

  • Officer
122,635 2019-12-27 7

PICKERELL BLAIR

  • Director
13,784 2019-12-27 5

MILLS SCOTT

  • Director
10,919 2019-12-27 7

FRIEDRICH AMY CHRISTINE PRESIDENT - USIS

  • Officer
31,770 2019-12-27 5

NORDIN DIANE C

  • Director
7,202 2019-12-27 5

HALTER PATRICK GREGORY CHIEF EXECUTIVE OFFICER, PGI

  • Officer
78,453 2019-12-27 5

SCHAAF RENEE V. PRESIDENT - RIS

  • Officer
22,716 2019-12-27 5

KEYSER RICHARD L

  • Director
79,611 2019-12-09 0

LILLIS TERRANCE

  • Director
4,605 2019-11-13 0

MAESTRI LUCA SENIOR VICE PRESIDENT, CFO

  • Officer
27,448 2019-10-07 0

COSTLEY GARY E

  • Director
46,468 2019-07-30 0

SORENSEN NORMAN R

  • Director
27,554 2019-06-27 0

GRISWELL J BARRY

  • Director
0 2019-05-23 0

KERR WILLIAM T

  • Director
154,415 2019-04-30 0

EVERETT NORA MARY PRESIDENT - RIS

  • Officer
49,240 2019-03-29 2

MCCAUGHAN JAMES P PRESIDENT - GLOBAL ASSET MGMT.

  • Officer
149,329 2018-09-04 0

FERRO DENNIS H

  • Director
27,228 2018-03-29 0

ELMING GREGORY BERNARD SVP & CHIEF RISK OFFICER

  • Officer
20,843 2017-12-28 0

ZIMPLEMAN LARRY D

  • Director
263,514 2016-03-25 0

EUCHER RALPH CRAIG EVP

  • Officer
59,916 2015-02-23 0

OKEEFE MARY A SR. VP & CHIEF MKTG. OFF.

  • Officer
No longer subject to file 2014-06-27 0

MATHRANI ARJUN K

  • Director
21,654 2012-03-30 0

LAMALE ELLEN Z SR. VP & CHIEF RISK OFFICER

  • Officer
0 2011-02-28 0

ASCHENBRENNER JOHN E PRESIDENT - INS. & FIN. SVCS.

  • Officer
92,197 2009-12-04 0

GERSIE MICHAEL H EXECUTIVE VICE PRESIDENT

  • Officer
0 2008-12-05 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

TALLETT ELIZABETH E - Director

2019-12-27 A 73 $54.76 a 7,533 58,439.00 direct

MILLS SCOTT - Director

2019-12-27 A 109 a 10,919 10,919.00 direct

SCHOLTEN GARY P - Officer EVP & CH INFO OFFICER

2019-12-27 A 14 $54.76 a 1,408 0.00 direct

SHAFF KAREN E - Officer - > 10% Owner EVP, GEN'L COUNSEL, SECRETARY

2019-12-27 A 139 a 94,237 97,538.00 direct

VALDES LUIS E. - Officer PRES - INT'L ASSET MGMT&ACCUM

2019-12-27 A 503 a 59,380 59,380.00 direct

HOUSTON DANIEL JOSEPH - Director - Officer CHAIRMAN, PRESIDENT & CEO

2019-12-27 A 15 $54.76 a 1,537 175,670.00 direct

PICKERELL BLAIR - Director

2019-12-27 A 137 a 13,784 13,784.00 direct

DAN MICHAEL T - Director

2019-12-27 A 97 $54.76 a 10,251 32,292.00 direct

HELTON SANDRA L - Director

2019-12-27 A 511 a 52,526 52,526.00 direct

AUERBACH JONATHAN - Director

2019-12-27 A 19 a 519 519.00 direct

TALLETT ELIZABETH E - Director

2019-12-27 A 560 a 58,439 58,439.00 direct

LAWLER JULIA M - Officer EVP & CHIEF RISK OFFICER

2019-12-27 A 54 $54.76 a 5,425 54,170.00 direct

DUNBAR TIMOTHY MARK - Officer PRESIDENT - GLOBAL ASSET MGMT

2019-12-27 A 81 $54.76 a 8,182 0.00 direct

STRABLE-SOETHOUT DEANNA D - Officer EVP & CHIEF FINANCIAL OFFICER by spouse

2019-12-27 A 109 a 47,292 122,635.00 indirect

FRIEDRICH AMY CHRISTINE - Officer PRESIDENT - USIS

2019-12-27 A 170 a 29,437 31,770.00 direct

BERNARD BETSY J - Director

2019-12-27 A 511 a 53,067 53,067.00 direct

DAN MICHAEL T - Director

2019-12-27 A 271 a 32,292 32,292.00 direct

HOCHSCHILD ROGER C - Director

2019-12-27 A 109 $54.76 a 12,233 15,066.00 direct

MILLS SCOTT - Director

2019-12-27 A 56 $54.76 a 6,672 10,919.00 direct

LAWLER JULIA M - Officer EVP & CHIEF RISK OFFICER

2019-12-27 A 124 d 52,843 54,170.00 direct

SCHAAF RENEE V. - Officer PRESIDENT - RIS

2019-12-27 A 39 a 22,215 22,716.00 direct

HALTER PATRICK GREGORY - Officer CHIEF EXECUTIVE OFFICER, PGI

2019-12-27 A 235 a 78,006 78,453.00 direct

NORDIN DIANE C - Director

2019-12-27 A 72 a 7,202 7,202.00 direct

CARTER MILLER JOYCELYN - Director

2019-12-27 A 534 a 53,854 53,854.00 direct

GELATT DANIEL - Director

2019-12-27 A 566 a 144,502 144,502.00 direct

HOCHSCHILD ROGER C - Director

2019-12-27 A 150 a 15,066 15,066.00 direct

HOUSTON DANIEL JOSEPH - Director - Officer CHAIRMAN, PRESIDENT & CEO

2019-12-13 G 47,750 d 172,348 175,670.00 direct

STRABLE-SOETHOUT DEANNA D - Officer EVP & CHIEF FINANCIAL OFFICER by spouse

2019-12-12 G 620 d 47,183 122,635.00 indirect

MILLS SCOTT - Director

2019-12-05 A 1,064 $52.79 a 6,616 0.00 direct

TALLETT ELIZABETH E - Director

2019-12-05 A 24 $52.79 a 7,458 0.00 direct

DAN MICHAEL T - Director

2019-12-05 A 521 $52.79 a 10,154 0.00 direct

HOCHSCHILD ROGER C - Director

2019-12-05 A 1,279 $52.79 a 12,124 0.00 direct

LAWLER JULIA M - Officer EVP & CHIEF RISK OFFICER

2019-12-02 S 1,000 $54.63 d 52,714 54,028.00 direct yes
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