PennyMac Financial Services Inc (PFSI)

FINANCE: BANKS
SIC: MORTGAGE BANKERS & LOAN CORRESPONDENTS

3043 TOWNSGATE ROAD WESTLAKE VILLAGE, CA 91361

PennyMac Financial Services, Inc., through its subsidiaries, engages in the origination, priming, and servicing of residential mortgage loans in the United States. The company operates in two segments, Mortgage Banking and Investment Management. The Mortgage Banking segment provides correspondent conventional and government lending products; and originates residential conventional and government-insured mortgage loans to allow customers to purchase or refinance their homes.

Data as of 2021-04-11 07:30:25 -0400
Market Cap4.063 Billion Shares Outstanding69.244 Million Avg 30-day Volume1.044 Million
P/E Ratio Dividend Yield1.052 EPS
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE Enterprise Value
Total Cash Current Debt Gross Profit
BETA0.93898 52-week High/Low70.99 / 23.15 Next Earnings Date2021-05-06 Price to Cash FLow (P/CF) 10.7268
Data provided by IEX Cloud

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View SEC Filings from PFSI instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 8 9 -11.11% 7 (0.42%) 7 (0.44%) 0.0%
Funds Holding: 241 223 8.07% 79 (4.75%) 82 (5.11%) -3.66%
13F shares: 36.783 Million 37.519 Million -1.96% 13.414 Million 14.151 Million -5.21%
% Ownership 50.7748 51.7901 -1.96% 18.5158 19.5341 -5.21%
New Positions: 59 60 -1.67% 19 19 0.0%
Increased Positions 81 57 42.11% 24 24 0.0%
Closed Positions 38 22 72.73% 21 13 61.54%
Reduced Positions 82 91 -9.89% 33 33 0.0%
Total Calls 2.435 Million 2.653 Million -8.25% 644.7 Thousand 846.2 Thousand -23.81%
Total Puts 981.229 Thousand 494.369 Thousand 98.48% 305.6 Thousand 86.5 Thousand 253.29%
PUT/CALL Ratio 0.4 0.19 110.53% 0.47 0.1 370.0%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding PFSI (via 13F filings)

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

3.5 Million total shares from 44 transactions

Open Market Sells (S)

332.7 Thousand total shares from 48 transactions

Exercise Derivative Conversion (M)

195.9 Thousand total shares from 9 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

KURLAND FAMILY INVESTMENTS, LLC

  • 10% Owner
7,471,784 2021-04-06 5

STARK DEREK CHIEF LEGAL OFFICER

  • Officer
55,914 2021-04-01 1

NANJI FARHAD

  • Director
1,678,842 2021-03-29 13

MFN PARTNERS, LP

MFN PARTNERS GP, LLC

MFN PARTNERS MANAGEMENT, LP

MFN PARTNERS MANAGEMENT, LLC

DEMICHELE MICHAEL

  • Director
1,508,743 2021-03-29 9

SPECTOR DAVID CHAIRMAN & CEO

  • Officer
  • Director
2,208,452 2021-03-26 13

WALKER DAVID M CHIEF RISK OFFICER

  • Officer
251,207 2021-03-24 23

JONES DOUG PRESIDENT & CHIEF MTG BKG OFCR

  • Officer
675,178 2021-03-24 9

GROGIN JEFFREY CHIEF ENTERPRISE OPS OFFICER

  • Officer
570,594 2021-03-17 18

FARTAJ VANDAD CHIEF INVESTMENT OFFICER

  • Officer
1,193,322 2021-03-15 4

CHANG ANDREW S CHIEF OPERATING OFFICER

  • Officer
1,265,897 2021-03-15 4

PEROTTI DANIEL STANLEY CHIEF FINANCIAL OFFICER

  • Officer
443,017 2021-03-15 3

HENDRY GREGORY L MD, CHIEF ACCOUNTING OFFICER

  • Officer
59,788 2021-03-15 2

MCCALLION ANNE

  • Director
283,584 2021-03-09 10

HUNT JAMES K

  • Director
81,863 2021-02-25 1

MAZZELLA JOSEPH F

  • Director
517,674 2021-02-25 12

YOUSSOUF EMILY ANN

  • Director
38,327 2021-02-25 1

KINSELLA PATRICK

  • Director
34,170 2021-02-25 2

TOZER THEODORE W

  • Director
16,708 2021-02-25 1

PERLOWITZ JEFFREY A.

  • Director
9,680 2021-02-25 1

SHALETT LISA M

  • Director
2,815 2021-02-25 2

JACOBSON JONATHON S

  • Director
221,903 2021-02-25 2

KURLAND STANFORD L

  • Director
  • 10% Owner
7,687,813 2021-01-20 20

BOTEIN MATTHEW

  • Director
311,802 2020-07-20 2

BLACKROCK INC.

BLACKROCK FINANCIAL MANAGEMENT INC/DE

BLACKROCK HOLDCO 2, INC.

BLACKROCK MORTGAGE VENTURES, LLC

  • 10% Owner
0 2020-02-11 0

HC PARTNERS LLC

  • 10% Owner
15,741,237 2019-12-27 0

WIEDMAN MARK

  • Director
75,563 2019-02-20 0

BLACKROCK INC.

BLACKROCK HOLDCO 2, INC.

BLACKROCK INC.

BLACKROCK FINANCIAL MANAGEMENT INC/DE

BLACKROCK HOLDCO 2, INC.

BLACKROCK MORTGAGE VENTURES, LLC

BLACKROCK FINANCIAL MANAGEMENT INC/DE

BLACKROCK MORTGAGE VENTURES, LLC

31,121,294 2018-11-01 0

BAILEY STEVEN RICHARD CHIEF MTGE OPS OFCR

  • Officer
9,002 2017-04-05 0

COOPERMAN LEON G

2,196,185 2016-11-16 0

TAYLOR JOHN

  • Director
9,954 2014-06-04 0

FIDELITY INVESTMENTS CHARITABLE GIFT FUND

  • 10% Owner
No longer subject to file 2014-04-01 0

BRIDGER MANAGEMENT, LLC

MIGNONE ROBERTO

  • SEE REMARKSSEE REMARKS
No longer subject to file 2013-08-14 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-04-08 16:50:38 -0400 2021-04-06 S 14,549 $60.78 d 7,356,240 direct

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-04-08 16:50:38 -0400 2021-04-06 S 27,201 $59.91 d 7,370,789 direct

SPECTOR DAVID - Director - Officer CHAIRMAN & CEO

2021-03-30 16:42:18 -0400 2021-03-29 S 4,800 $65.44 d 1,072,335 direct -1.7945 -11.5149 0.0 1 -11.5149 6

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-30 19:30:38 -0400 2021-03-29 P 94,106 $64.40 a 1,508,743 direct -1.7945 -11.5149 0.0 1 -11.5149 6

SPECTOR DAVID - Director - Officer CHAIRMAN & CEO

2021-03-30 16:42:18 -0400 2021-03-29 S 4,202 $64.79 d 1,077,135 direct -1.7945 -11.5149 0.0 1 -11.5149 6

SPECTOR DAVID - Director - Officer CHAIRMAN & CEO

2021-03-30 16:42:18 -0400 2021-03-29 S 5,998 $66.99 d 1,066,337 direct -1.7945 -11.5149 0.0 1 -11.5149 6

NANJI FARHAD - Director see footnote

2021-03-30 19:33:40 -0400 2021-03-29 P 94,106 $64.40 a 1,508,743 indirect -1.7945 -11.5149 0.0 1 -11.5149 6

SPECTOR DAVID - Director - Officer CHAIRMAN & CEO

2021-03-30 16:42:18 -0400 2021-03-26 S 4,799 $65.24 d 1,081,437 direct -1.7945 -11.5149 0.0 1 -11.5149 6

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-29 16:48:33 -0400 2021-03-26 P 129,062 $64.75 a 1,414,637 direct -0.2685 -10.4549 0.0 1 -10.6637 5

SPECTOR DAVID - Director - Officer CHAIRMAN & CEO

2021-03-30 16:42:18 -0400 2021-03-26 S 10,101 $64.55 d 1,086,236 direct -1.7945 -11.5149 0.0 1 -11.5149 6

NANJI FARHAD - Director see footnote

2021-03-29 16:52:22 -0400 2021-03-26 P 129,062 $64.75 a 1,414,637 indirect -0.2685 -10.4549 0.0 1 -10.6637 5

SPECTOR DAVID - Director - Officer CHAIRMAN & CEO

2021-03-30 16:42:18 -0400 2021-03-26 S 100 $65.90 d 1,081,337 direct -1.7945 -11.5149 0.0 1 -11.5149 6

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-03-25 18:32:23 -0400 2021-03-25 S 8,763 $60.95 d 48,115 indirect 2.7637 -3.3164 2.948 3 -3.3164 6

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-29 16:48:33 -0400 2021-03-25 P 68,978 $62.39 a 1,285,575 direct -0.2685 -10.4549 0.0 1 -10.6637 5

NANJI FARHAD - Director see footnote

2021-03-29 16:52:22 -0400 2021-03-25 P 68,978 $62.39 a 1,285,575 indirect -0.2685 -10.4549 0.0 1 -10.6637 5

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-03-25 18:32:23 -0400 2021-03-25 S 1,237 $61.44 d 46,878 indirect 2.7637 -3.3164 2.948 3 -3.3164 6

JONES DOUG - Officer PRESIDENT & CHIEF MTG BKG OFCR

2021-03-25 18:29:36 -0400 2021-03-24 S 13,454 $62.37 d 55,995 direct 2.7637 -3.3164 2.948 3 -3.3164 6

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-03-25 18:32:23 -0400 2021-03-24 S 600 $63.32 d 56,878 indirect 2.7637 -3.3164 2.948 3 -3.3164 6

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-25 14:52:27 -0400 2021-03-24 P 80,461 $62.35 a 1,216,597 direct 1.0551 1.8929 4.0341 4 0.0 1

NANJI FARHAD - Director see footnote

2021-03-25 14:57:50 -0400 2021-03-24 P 80,461 $62.35 a 1,216,597 indirect 1.0551 1.8929 4.0341 4 0.0 1

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-03-25 18:32:23 -0400 2021-03-24 S 9,400 $62.79 d 57,478 indirect 2.7637 -3.3164 2.948 3 -3.3164 6

NANJI FARHAD - Director see footnote

2021-03-25 14:57:50 -0400 2021-03-23 P 127,725 $62.98 a 1,136,136 indirect 1.0551 1.8929 4.0341 4 0.0 1

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-25 14:52:27 -0400 2021-03-23 P 136,136 $61.94 a 1,008,411 direct 1.0551 1.8929 4.0341 4 0.0 1

NANJI FARHAD - Director see footnote

2021-03-25 14:57:50 -0400 2021-03-23 P 136,136 $61.94 a 1,008,411 indirect 1.0551 1.8929 4.0341 4 0.0 1

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-25 14:52:27 -0400 2021-03-23 P 127,725 $62.98 a 1,136,136 direct 1.0551 1.8929 4.0341 4 0.0 1

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-03-23 17:18:58 -0400 2021-03-22 S 20,534 $63.64 d 7,398,704 direct 3.9348 7.8374 8.1277 5 0.0 1

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-03-23 17:18:58 -0400 2021-03-22 S 13,802 $62.36 d 7,419,238 direct 3.9348 7.8374 8.1277 5 0.0 1

NANJI FARHAD - Director see footnote

2021-03-23 15:31:36 -0400 2021-03-22 P 65,879 $61.91 a 832,275 indirect 3.9348 7.8374 8.1277 5 0.0 1

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-03-23 17:18:58 -0400 2021-03-22 S 6,700 $61.55 d 7,433,040 direct 3.9348 7.8374 8.1277 5 0.0 1

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-23 15:24:49 -0400 2021-03-22 P 40,000 $63.71 a 872,275 direct 0.2587 8.4074 8.4074 6 0.0 1

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-03-23 17:18:58 -0400 2021-03-22 S 714 $64.06 d 7,397,990 direct 3.9348 7.8374 8.1277 5 0.0 1

NANJI FARHAD - Director see footnote

2021-03-23 15:31:36 -0400 2021-03-22 P 40,000 $63.71 a 872,275 indirect 3.9348 7.8374 8.1277 5 0.0 1

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-23 15:24:49 -0400 2021-03-22 P 65,879 $61.91 a 832,275 direct 0.2587 8.4074 8.4074 6 0.0 1

NANJI FARHAD - Director see footnote

2021-03-23 15:31:36 -0400 2021-03-19 P 296,292 $61.73 a 636,204 indirect 3.9348 7.8374 8.1277 5 0.0 1

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-23 15:24:49 -0400 2021-03-19 P 60,088 $63.13 a 766,396 direct 0.2587 8.4074 8.4074 6 0.0 1

NANJI FARHAD - Director see footnote

2021-03-23 15:31:36 -0400 2021-03-19 P 60,088 $63.13 a 766,396 indirect 3.9348 7.8374 8.1277 5 0.0 1

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-23 15:24:49 -0400 2021-03-19 P 70,104 $62.14 a 706,308 direct 0.2587 8.4074 8.4074 6 0.0 1

NANJI FARHAD - Director see footnote

2021-03-23 15:31:36 -0400 2021-03-19 P 70,104 $62.14 a 706,308 indirect 3.9348 7.8374 8.1277 5 0.0 1

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-23 15:24:49 -0400 2021-03-19 P 296,292 $61.73 a 636,204 direct 0.2587 8.4074 8.4074 6 0.0 1

NANJI FARHAD - Director see footnote

2021-03-19 14:41:14 -0400 2021-03-17 P 1,136 $64.75 a 339,912 indirect 2.1044 4.6265 4.6265 6 -0.6426 3

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-03-17 18:35:20 -0400 2021-03-17 S 9,500 $65.18 d 67,378 indirect -4.5538 -1.1806 0.0 1 -5.1671 4

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-17 18:29:42 -0400 2021-03-17 S 1,246 $66.45 d 24,579 direct -4.5538 -1.1806 0.0 1 -5.1671 4

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-19 14:37:53 -0400 2021-03-17 P 1,136 $64.75 a 339,912 direct 2.1044 4.6265 4.6265 6 -0.6426 3

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-03-17 18:35:20 -0400 2021-03-17 S 500 $65.97 d 66,878 indirect -4.5538 -1.1806 0.0 1 -5.1671 4

NANJI FARHAD - Director see footnote

2021-03-16 21:40:15 -0400 2021-03-16 P 70,668 $65.21 a 508,875 indirect -1.5993 -6.4424 0.0 1 -6.6838 5

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-03-17 18:35:20 -0400 2021-03-16 S 3,300 $65.82 d 76,878 indirect -4.5538 -1.1806 0.0 1 -5.1671 4

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-16 21:53:54 -0400 2021-03-16 P 70,668 $65.21 a 338,776 direct -1.5993 -6.4424 0.0 1 -6.6838 5

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-03-17 18:35:20 -0400 2021-03-16 S 6,700 $65.04 d 80,178 indirect -4.5538 -1.1806 0.0 1 -5.1671 4

WALKER DAVID M - Officer CHIEF RISK OFFICER

2021-03-16 18:44:29 -0400 2021-03-15 F 896 $65.70 d 37,550 direct -1.5993 -6.4424 0.0 1 -6.6838 5

JONES DOUG - Officer PRESIDENT & CHIEF MTG BKG OFCR

2021-03-16 18:37:52 -0400 2021-03-15 F 1,834 $65.70 d 69,449 direct -1.5993 -6.4424 0.0 1 -6.6838 5

FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER

2021-03-16 18:30:38 -0400 2021-03-15 F 1,487 $65.70 d 86,506 direct -1.5993 -6.4424 0.0 1 -6.6838 5

SPECTOR DAVID - Director - Officer CHAIRMAN & CEO

2021-03-16 18:42:11 -0400 2021-03-15 F 3,668 $65.70 d 1,096,337 direct -1.5993 -6.4424 0.0 1 -6.6838 5

HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER

2021-03-16 18:35:33 -0400 2021-03-15 F 151 $65.70 d 43,011 direct -1.5993 -6.4424 0.0 1 -6.6838 5

CHANG ANDREW S - Officer CHIEF OPERATING OFFICER

2021-03-16 18:28:33 -0400 2021-03-15 F 1,473 $65.70 d 997,125 direct -1.5993 -6.4424 0.0 1 -6.6838 5

PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER

2021-03-16 18:40:07 -0400 2021-03-15 F 1,197 $65.70 d 60,191 direct -1.5993 -6.4424 0.0 1 -6.6838 5

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-16 18:33:09 -0400 2021-03-15 F 1,161 $65.70 d 25,825 direct -1.5993 -6.4424 0.0 1 -6.6838 5

NANJI FARHAD - Director see footnote

2021-03-16 21:40:15 -0400 2021-03-12 P 26,431 $65.49 a 438,207 indirect -1.5993 -6.4424 0.0 1 -6.6838 5

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-16 21:53:54 -0400 2021-03-12 P 26,431 $65.49 a 268,108 direct -1.5993 -6.4424 0.0 1 -6.6838 5

WALKER DAVID M - Officer CHIEF RISK OFFICER

2021-03-11 17:07:16 -0500 2021-03-11 F 667 $61.68 d 62,239 direct 1.0502 -5.2511 1.0502 2 -5.2511 6

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-15 18:15:46 -0400 2021-03-11 S 1,210 $66.18 d 26,986 direct 1.8909 -4.9193 1.8909 2 -4.9193 6

MCCALLION ANNE - Director

2021-03-11 17:09:16 -0500 2021-03-09 F 903 $61.68 d 3,515 direct 1.0502 -5.2511 1.0502 2 -5.2511 6

PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER

2021-03-11 17:01:09 -0500 2021-03-09 F 1,138 $61.68 d 61,388 direct 1.0502 -5.2511 1.0502 2 -5.2511 6

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-11 16:50:02 -0500 2021-03-09 F 1,084 $61.68 d 28,196 direct 1.0502 -5.2511 1.0502 2 -5.2511 6

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-10 21:39:50 -0500 2021-03-09 P 8,294 $64.66 a 241,677 direct -0.3942 -1.1219 0.6519 3 -1.3796 4

NANJI FARHAD - Director see footnote

2021-03-09 19:53:41 -0500 2021-03-09 P 8,294 $64.66 a 411,776 indirect 0.6869 1.1754 1.3433 4 -0.7022 5

JONES DOUG - Officer PRESIDENT & CHIEF MTG BKG OFCR

2021-03-11 16:56:54 -0500 2021-03-09 F 1,750 $61.68 d 71,283 direct 1.0502 -5.2511 1.0502 2 -5.2511 6

FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER

2021-03-11 16:47:53 -0500 2021-03-09 F 1,400 $61.68 d 87,993 direct 1.0502 -5.2511 1.0502 2 -5.2511 6

NANJI FARHAD - Director see footnote

2021-03-10 21:38:16 -0500 2021-03-09 P 8,294 $64.66 a 411,776 indirect -0.3942 -1.1219 0.6519 3 -1.3796 4

SPECTOR DAVID - Director - Officer CHAIRMAN & CEO

2021-03-11 17:04:27 -0500 2021-03-09 F 3,500 $61.68 d 1,100,005 direct 1.0502 -5.2511 1.0502 2 -5.2511 6

HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER

2021-03-11 16:52:18 -0500 2021-03-09 F 132 $61.68 d 43,162 direct 1.0502 -5.2511 1.0502 2 -5.2511 6

CHANG ANDREW S - Officer CHIEF OPERATING OFFICER

2021-03-11 16:45:52 -0500 2021-03-09 F 1,400 $61.68 d 998,598 direct 1.0502 -5.2511 1.0502 2 -5.2511 6

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-09 20:43:18 -0500 2021-03-09 P 8,294 $64.66 a 241,677 direct 0.6869 1.1754 1.3433 4 -0.7022 5

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-03-09 18:39:28 -0500 2021-03-08 S 12,587 $63.19 d 7,456,728 direct 0.6869 1.1754 1.3433 4 -0.7022 5

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-09 20:43:18 -0500 2021-03-08 P 100,000 $63.47 a 233,383 direct 0.6869 1.1754 1.3433 4 -0.7022 5

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-03-09 18:39:28 -0500 2021-03-08 S 12,175 $61.85 d 7,469,315 direct 0.6869 1.1754 1.3433 4 -0.7022 5

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-10 21:39:50 -0500 2021-03-08 P 100,000 $63.47 a 233,383 direct -0.3942 -1.1219 0.6519 3 -1.3796 4

NANJI FARHAD - Director see footnote

2021-03-09 19:53:41 -0500 2021-03-08 P 100,000 $63.47 a 403,482 indirect 0.6869 1.1754 1.3433 4 -0.7022 5

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-03-09 18:39:28 -0500 2021-03-08 S 16,988 $64.00 d 7,439,740 direct 0.6869 1.1754 1.3433 4 -0.7022 5

NANJI FARHAD - Director see footnote

2021-03-10 21:38:16 -0500 2021-03-08 P 100,000 $63.47 a 403,482 indirect -0.3942 -1.1219 0.6519 3 -1.3796 4

NANJI FARHAD - Director see footnote

2021-03-09 19:53:41 -0500 2021-03-05 P 36,010 $57.28 a 303,482 indirect 0.6869 1.1754 1.3433 4 -0.7022 5

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-10 21:39:50 -0500 2021-03-05 P 97,373 $58.26 a 97,373 direct -0.3942 -1.1219 0.6519 3 -1.3796 4

NANJI FARHAD - Director see footnote

2021-03-10 21:38:16 -0500 2021-03-05 P 36,010 $57.28 a 303,482 indirect -0.3942 -1.1219 0.6519 3 -1.3796 4

NANJI FARHAD - Director see footnote

2021-03-09 19:53:41 -0500 2021-03-05 P 97,373 $58.26 a 267,472 indirect 0.6869 1.1754 1.3433 4 -0.7022 5

NANJI FARHAD - Director see footnote

2021-03-10 21:38:16 -0500 2021-03-05 P 97,373 $58.26 a 267,472 indirect -0.3942 -1.1219 0.6519 3 -1.3796 4

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-09 20:43:18 -0500 2021-03-05 P 36,010 $57.82 a 133,383 direct 0.6869 1.1754 1.3433 4 -0.7022 5

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-10 21:39:50 -0500 2021-03-05 P 36,010 $57.82 a 133,383 direct -0.3942 -1.1219 0.6519 3 -1.3796 4

MFN PARTNERS, LP - Director

MFN PARTNERS GP, LLC - Director

MFN PARTNERS MANAGEMENT, LP - Director

MFN PARTNERS MANAGEMENT, LLC - Director

DEMICHELE MICHAEL - Director

2021-03-09 20:43:18 -0500 2021-03-05 P 97,373 $58.26 a 97,373 direct 0.6869 1.1754 1.3433 4 -0.7022 5

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-04 17:24:04 -0500 2021-03-02 S 924 $61.71 d 29,280 direct 0.1136 6.6385 7.0605 5 0.0 1

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-04 17:24:04 -0500 2021-03-01 S 1,150 $60.99 d 30,204 direct 0.1136 6.6385 7.0605 5 0.0 1

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-04 17:24:04 -0500 2021-03-01 S 7,751 $60.24 d 31,354 direct 0.1136 6.6385 7.0605 5 0.0 1

CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:03:33 -0500 2021-02-26 F 756 $58.85 d 999,998 direct -3.2673 4.9413 4.9413 6 -7.2912 3

WALKER DAVID M - Officer CHIEF RISK OFFICER

2021-03-01 19:07:45 -0500 2021-02-26 F 418 $58.85 d 62,906 direct -3.2673 4.9413 4.9413 6 -7.2912 3

HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER

2021-03-01 18:55:40 -0500 2021-02-26 F 112 $58.85 d 43,380 direct -3.2673 4.9413 4.9413 6 -7.2912 3

FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER

2021-03-01 19:01:10 -0500 2021-02-26 F 759 $58.85 d 89,393 direct -3.2673 4.9413 4.9413 6 -7.2912 3

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-03-01 19:05:52 -0500 2021-02-26 F 1,853 $58.85 d 1,103,505 direct -3.2673 4.9413 4.9413 6 -7.2912 3

JONES DOUG - Officer CHIEF MTGE BNKG OFCR

2021-03-01 18:53:28 -0500 2021-02-26 F 942 $58.85 d 73,033 direct -3.2673 4.9413 4.9413 6 -7.2912 3

PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:10:59 -0500 2021-02-26 F 759 $58.85 d 62,526 direct -3.2673 4.9413 4.9413 6 -7.2912 3

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-01 18:58:42 -0500 2021-02-26 F 681 $58.85 d 39,105 direct -3.2673 4.9413 4.9413 6 -7.2912 3

HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER

2021-03-01 18:55:40 -0500 2021-02-26 F 86 $58.85 d 43,294 direct -3.2673 4.9413 4.9413 6 -7.2912 3

MCCALLION ANNE - Director

2021-03-01 18:42:50 -0500 2021-02-25 M 17,891 d 0 direct

CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:03:33 -0500 2021-02-25 A 4,927 a 987,630 direct -3.2673 4.9413 4.9413 6 -7.2912 3

MCCALLION ANNE - Director

2021-03-01 18:42:50 -0500 2021-02-25 M 17,891 a 25,220 direct -3.2673 4.9413 4.9413 6 -7.2912 3

FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER

2021-03-01 19:01:10 -0500 2021-02-25 A 17,000 a 17,000 direct

TOZER THEODORE W - Director

2021-03-01 18:29:26 -0500 2021-02-25 A 2,124 a 16,708 direct -3.2673 4.9413 4.9413 6 -7.2912 3

PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:10:59 -0500 2021-02-25 A 17,891 a 17,891 direct

FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER

2021-03-01 19:01:10 -0500 2021-02-25 M 22,020 a 99,065 direct -3.2673 4.9413 4.9413 6 -7.2912 3

NANJI FARHAD - Director

2021-03-01 18:22:11 -0500 2021-02-25 A 2,124 a 170,099 direct -3.2673 4.9413 4.9413 6 -7.2912 3

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-01 18:58:42 -0500 2021-02-25 A 17,891 a 17,891 direct

HUNT JAMES K - Director

2021-03-01 18:07:19 -0500 2021-02-25 A 2,124 a 45,042 direct -3.2673 4.9413 4.9413 6 -7.2912 3

PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:10:59 -0500 2021-02-25 F 6,824 $62.33 d 63,285 direct -3.2673 4.9413 4.9413 6 -7.2912 3

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-01 18:58:42 -0500 2021-02-25 F 8,990 $62.33 d 39,786 direct -3.2673 4.9413 4.9413 6 -7.2912 3

WALKER DAVID M - Officer CHIEF RISK OFFICER

2021-03-01 19:07:45 -0500 2021-02-25 M 13,763 d 0 direct

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-02-25 18:10:14 -0500 2021-02-25 S 7,500 $62.25 d 65,585 indirect 3.8676 4.0534 4.9316 3 -2.7191 5

HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER

2021-03-01 18:55:40 -0500 2021-02-25 M 1,810 d 0 direct

WALKER DAVID M - Officer CHIEF RISK OFFICER

2021-03-01 19:07:45 -0500 2021-02-25 A 1,699 a 54,443 direct -3.2673 4.9413 4.9413 6 -7.2912 3

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-03-01 19:05:52 -0500 2021-02-25 A 53,589 a 53,589 direct

HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER

2021-03-01 18:55:40 -0500 2021-02-25 A 594 a 42,421 direct -3.2673 4.9413 4.9413 6 -7.2912 3

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-03-01 19:05:52 -0500 2021-02-25 M 55,052 a 1,131,249 direct -3.2673 4.9413 4.9413 6 -7.2912 3

JONES DOUG - Officer CHIEF MTGE BNKG OFCR

2021-03-01 18:53:28 -0500 2021-02-25 A 29,566 a 29,566 direct

CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:03:33 -0500 2021-02-25 A 22,020 a 22,020 direct

JONES DOUG - Officer CHIEF MTGE BNKG OFCR

2021-03-01 18:53:28 -0500 2021-02-25 M 27,526 a 85,685 direct -3.2673 4.9413 4.9413 6 -7.2912 3

CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:03:33 -0500 2021-02-25 F 8,896 $62.33 d 1,000,754 direct -3.2673 4.9413 4.9413 6 -7.2912 3

MCCALLION ANNE - Director

2021-03-01 18:42:50 -0500 2021-02-25 A 17,891 a 17,891 direct

FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER

2021-03-01 19:01:10 -0500 2021-02-25 M 22,020 d 0 direct

MCCALLION ANNE - Director

2021-03-01 18:42:50 -0500 2021-02-25 A 2,124 a 7,329 direct -3.2673 4.9413 4.9413 6 -7.2912 3

SHALETT LISA M - Director

2021-03-01 18:27:23 -0500 2021-02-25 A 2,124 a 2,815 direct -3.2673 4.9413 4.9413 6 -7.2912 3

FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER

2021-03-01 19:01:10 -0500 2021-02-25 A 3,908 a 77,045 direct -3.2673 4.9413 4.9413 6 -7.2912 3

MAZZELLA JOSEPH F - Director

2021-03-01 18:15:45 -0500 2021-02-25 A 2,124 a 365,643 direct -3.2673 4.9413 4.9413 6 -7.2912 3

PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:10:59 -0500 2021-02-25 A 12,935 a 12,935 direct

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-01 18:58:42 -0500 2021-02-25 A 9,239 a 9,239 direct

JACOBSON JONATHON S - Director

2021-03-01 18:01:40 -0500 2021-02-25 A 2,143 a 2,143 direct -3.2673 4.9413 4.9413 6 -7.2912 3

PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:10:59 -0500 2021-02-25 M 17,891 a 70,109 direct -3.2673 4.9413 4.9413 6 -7.2912 3

WALKER DAVID M - Officer CHIEF RISK OFFICER

2021-03-01 19:07:45 -0500 2021-02-25 A 13,763 a 13,763 direct

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-01 18:58:42 -0500 2021-02-25 M 17,891 a 48,776 direct -3.2673 4.9413 4.9413 6 -7.2912 3

WALKER DAVID M - Officer CHIEF RISK OFFICER

2021-03-01 19:07:45 -0500 2021-02-25 F 4,882 $62.33 d 63,324 direct -3.2673 4.9413 4.9413 6 -7.2912 3

HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER

2021-03-01 18:55:40 -0500 2021-02-25 A 1,810 a 1,810 direct

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-03-01 19:05:52 -0500 2021-02-25 M 55,052 d 0 direct

HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER

2021-03-01 18:55:40 -0500 2021-02-25 F 739 $62.33 d 43,492 direct -3.2673 4.9413 4.9413 6 -7.2912 3

JONES DOUG - Officer CHIEF MTGE BNKG OFCR

2021-03-01 18:53:28 -0500 2021-02-25 M 27,526 d 0 direct

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-03-01 19:05:52 -0500 2021-02-25 A 12,319 a 1,076,197 direct -3.2673 4.9413 4.9413 6 -7.2912 3

CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:03:33 -0500 2021-02-25 A 21,435 a 21,435 direct

JONES DOUG - Officer CHIEF MTGE BNKG OFCR

2021-03-01 18:53:28 -0500 2021-02-25 A 6,796 a 58,159 direct -3.2673 4.9413 4.9413 6 -7.2912 3

CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:03:33 -0500 2021-02-25 M 22,020 a 1,009,650 direct -3.2673 4.9413 4.9413 6 -7.2912 3

MCCALLION ANNE - Director

2021-03-01 18:42:50 -0500 2021-02-25 F 4,747 $62.33 d 20,473 direct -3.2673 4.9413 4.9413 6 -7.2912 3

FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER

2021-03-01 19:01:10 -0500 2021-02-25 A 22,020 a 22,020 direct

YOUSSOUF EMILY ANN - Director

2021-03-01 18:31:38 -0500 2021-02-25 A 2,124 a 38,327 direct -3.2673 4.9413 4.9413 6 -7.2912 3

PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:10:59 -0500 2021-02-25 M 17,891 d 0 direct

FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER

2021-03-01 19:01:10 -0500 2021-02-25 F 8,913 $62.33 d 90,152 direct -3.2673 4.9413 4.9413 6 -7.2912 3

PERLOWITZ JEFFREY A. - Director

2021-03-01 18:24:25 -0500 2021-02-25 A 2,124 a 9,680 direct -3.2673 4.9413 4.9413 6 -7.2912 3

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-01 18:58:42 -0500 2021-02-25 M 17,891 d 0 direct

KINSELLA PATRICK - Director

2021-03-01 18:10:54 -0500 2021-02-25 A 2,124 a 34,170 direct -3.2673 4.9413 4.9413 6 -7.2912 3

PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:10:59 -0500 2021-02-25 A 2,973 a 52,218 direct -3.2673 4.9413 4.9413 6 -7.2912 3

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-02-25 18:10:14 -0500 2021-02-25 S 2,500 $62.92 d 63,085 indirect 3.8676 4.0534 4.9316 3 -2.7191 5

WALKER DAVID M - Officer CHIEF RISK OFFICER

2021-03-01 19:07:45 -0500 2021-02-25 A 7,391 a 7,391 direct

GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER

2021-03-01 18:58:42 -0500 2021-02-25 A 2,124 a 30,885 direct -3.2673 4.9413 4.9413 6 -7.2912 3

WALKER DAVID M - Officer CHIEF RISK OFFICER

2021-03-01 19:07:45 -0500 2021-02-25 M 13,763 a 68,206 direct -3.2673 4.9413 4.9413 6 -7.2912 3

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-03-01 19:05:52 -0500 2021-02-25 A 55,052 a 55,052 direct

HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER

2021-03-01 18:55:40 -0500 2021-02-25 M 1,810 a 44,231 direct -3.2673 4.9413 4.9413 6 -7.2912 3

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-03-01 19:05:52 -0500 2021-02-25 F 25,891 $62.33 d 1,105,358 direct -3.2673 4.9413 4.9413 6 -7.2912 3

JONES DOUG - Officer CHIEF MTGE BNKG OFCR

2021-03-01 18:53:28 -0500 2021-02-25 A 27,526 a 27,526 direct

CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER

2021-03-01 19:03:33 -0500 2021-02-25 M 22,020 d 0 direct

JONES DOUG - Officer CHIEF MTGE BNKG OFCR

2021-03-01 18:53:28 -0500 2021-02-25 F 11,710 $62.33 d 73,975 direct -3.2673 4.9413 4.9413 6 -7.2912 3

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-02-25 18:10:14 -0500 2021-02-24 S 3,187 $61.66 d 73,085 indirect 3.8676 4.0534 4.9316 3 -2.7191 5

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-02-25 18:10:14 -0500 2021-02-24 S 6,813 $60.99 d 76,272 indirect 3.8676 4.0534 4.9316 3 -2.7191 5

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-02-25 18:12:33 -0500 2021-02-23 S 17,512 $61.64 d 7,485,821 direct 3.8676 4.0534 4.9316 3 -2.7191 5

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-02-25 18:12:33 -0500 2021-02-23 S 19,907 $60.64 d 7,503,333 direct 3.8676 4.0534 4.9316 3 -2.7191 5

KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner

2021-02-25 18:12:33 -0500 2021-02-23 S 4,331 $62.25 d 7,481,490 direct 3.8676 4.0534 4.9316 3 -2.7191 5

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-02-19 16:42:00 -0500 2021-02-18 S 1,000 $65.29 d 83,085 indirect 0.716 0.0814 -2.5224 9.1131 27 -6.2653 9

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-02-19 16:42:00 -0500 2021-02-18 S 9,000 $64.64 d 84,085 indirect 0.716 0.0814 -2.5224 9.1131 27 -6.2653 9

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-02-19 16:42:00 -0500 2021-02-17 S 6,955 $66.08 d 93,830 indirect 0.716 0.0814 -2.5224 9.1131 27 -6.2653 9

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-02-17 19:35:06 -0500 2021-02-17 S 5,397 $66.13 d 1,064,978 direct 0.5521 -7.1767 3.5804 5.7571 29 -9.1483 11

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-02-19 16:42:00 -0500 2021-02-17 S 2,300 $65.03 d 100,785 indirect 0.716 0.0814 -2.5224 9.1131 27 -6.2653 9

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-02-17 19:35:06 -0500 2021-02-17 S 8,503 $65.34 d 1,070,375 direct 0.5521 -7.1767 3.5804 5.7571 29 -9.1483 11

WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended

2021-02-19 16:42:00 -0500 2021-02-17 S 745 $66.63 d 93,085 indirect 0.716 0.0814 -2.5224 9.1131 27 -6.2653 9

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-02-17 19:35:06 -0500 2021-02-17 S 1,100 $66.98 d 1,063,878 direct 0.5521 -7.1767 3.5804 5.7571 29 -9.1483 11

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-02-17 19:35:06 -0500 2021-02-16 S 4,391 $65.74 d 1,089,487 direct 0.5521 -7.1767 3.5804 5.7571 29 -9.1483 11

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-02-17 19:35:06 -0500 2021-02-16 S 5,211 $67.83 d 1,078,978 direct 0.5521 -7.1767 3.5804 5.7571 29 -9.1483 11

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-02-17 19:35:06 -0500 2021-02-16 S 5,298 $66.75 d 1,084,189 direct 0.5521 -7.1767 3.5804 5.7571 29 -9.1483 11

SPECTOR DAVID - Director - Officer PRESIDENT & CEO

2021-02-17 19:35:06 -0500 2021-02-16 S 100 $68.60 d 1,078,878 direct 0.5521 -7.1767 3.5804 5.7571 29 -9.1483 11

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 22:15:03 UTC -0.2301 0.2901 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 21:45:03 UTC -0.2329 0.2929 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 21:15:02 UTC -0.2329 0.2929 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 20:45:03 UTC -0.2301 0.2901 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 20:15:03 UTC -0.2301 0.2901 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 19:45:03 UTC -0.2301 0.2901 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 19:15:03 UTC -0.2301 0.2901 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 18:45:03 UTC -0.2332 0.2932 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 18:15:03 UTC -0.2332 0.2932 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 17:45:03 UTC -0.2332 0.2932 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 17:15:03 UTC -0.2332 0.2932 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 16:45:03 UTC -0.2272 0.2872 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 16:15:03 UTC -0.2272 0.2872 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 15:45:03 UTC -0.2272 0.2872 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 15:15:02 UTC -0.2272 0.2872 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 14:45:03 UTC -0.2269 0.2869 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 14:15:03 UTC -0.2269 0.2869 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 13:45:03 UTC -0.2269 0.2869 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 13:15:03 UTC -0.2269 0.2869 1100000
PENNYMAC FINANCIAL SERVICES PFSI 2021-04-12 12:45:03 UTC -0.2269 0.2869 950000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
AGF Investments Trust- AGFIQ Hedged Dividend Income Fund PFSI -126.0 shares, $-8268.12 2020-12-31 N-PORT
Series Portfolios Trust- Weiss Alternative Balanced Risk Fund PFSI -1222.0 shares, $-70876.0 2021-01-31 N-PORT

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