PFSI 13F Hedge Fund and Asset Management Owners

Data as of 2021-04-11 07:30:25 -0400
Market Cap	4.063 Billion	Shares Outstanding	69.244 Million	Avg 30-day Volume	1.044 Million
P/E Ratio		Dividend Yield	1.052	EPS
Price/Sales		Debt to Equity		EBITDA
Price to Book Value	0.0	Forward PE		Enterprise Value
Total Cash		Current Debt		Gross Profit
BETA	0.93898	52-week High/Low	70.99 / 23.15	Next Earnings Date	2021-05-06	Price to Cash FLow (P/CF)	10.7268
				Data provided by IEX Cloud

Q4 2020	All 13F Filers	Prior	Change	Hedge Funds ¹	Prior	Change
In top 10:	8	9	-11.11%	7 (0.42%)	7 (0.44%)	0.0%
Funds Holding:	241	223	8.07%	79 (4.75%)	82 (5.11%)	-3.66%
13F shares:	36.783 Million	37.519 Million	-1.96%	13.414 Million	14.151 Million	-5.21%
% Ownership	50.7748	51.7901	-1.96%	18.5158	19.5341	-5.21%
New Positions:	59	60	-1.67%	19	19	0.0%
Increased Positions	81	57	42.11%	24	24	0.0%
Closed Positions	38	22	72.73%	21	13	61.54%
Reduced Positions	82	91	-9.89%	33	33	0.0%
Total Calls	2.435 Million	2.653 Million	-8.25%	644.7 Thousand	846.2 Thousand	-23.81%
Total Puts	981.229 Thousand	494.369 Thousand	98.48%	305.6 Thousand	86.5 Thousand	253.29%
PUT/CALL Ratio	0.4	0.19	110.53%	0.47	0.1	370.0%
¹ hedge funds and active managers as identified by whalewisdom.com through public filings.

Funds Holding PFSI (via 13F filings)

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Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PFSI BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

3.5 Million total shares from 44 transactions

Open Market Sells (S)

332.7 Thousand total shares from 48 transactions

Exercise Derivative Conversion (M)

195.9 Thousand total shares from 9 transactions

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
KURLAND FAMILY INVESTMENTS, LLC	10% Owner	7,471,784	2021-04-06	5
STARK DEREK CHIEF LEGAL OFFICER	Officer	55,914	2021-04-01	1
NANJI FARHAD	Director	1,678,842	2021-03-29	13
MFN PARTNERS, LP MFN PARTNERS GP, LLC MFN PARTNERS MANAGEMENT, LP MFN PARTNERS MANAGEMENT, LLC DEMICHELE MICHAEL	Director	1,508,743	2021-03-29	9
SPECTOR DAVID CHAIRMAN & CEO	Officer Director	2,208,452	2021-03-26	13
WALKER DAVID M CHIEF RISK OFFICER	Officer	251,207	2021-03-24	23
JONES DOUG PRESIDENT & CHIEF MTG BKG OFCR	Officer	675,178	2021-03-24	9
GROGIN JEFFREY CHIEF ENTERPRISE OPS OFFICER	Officer	570,594	2021-03-17	18
FARTAJ VANDAD CHIEF INVESTMENT OFFICER	Officer	1,193,322	2021-03-15	4
CHANG ANDREW S CHIEF OPERATING OFFICER	Officer	1,265,897	2021-03-15	4
PEROTTI DANIEL STANLEY CHIEF FINANCIAL OFFICER	Officer	443,017	2021-03-15	3
HENDRY GREGORY L MD, CHIEF ACCOUNTING OFFICER	Officer	59,788	2021-03-15	2
MCCALLION ANNE	Director	283,584	2021-03-09	10
HUNT JAMES K	Director	81,863	2021-02-25	1
MAZZELLA JOSEPH F	Director	517,674	2021-02-25	12
YOUSSOUF EMILY ANN	Director	38,327	2021-02-25	1
KINSELLA PATRICK	Director	34,170	2021-02-25	2
TOZER THEODORE W	Director	16,708	2021-02-25	1
PERLOWITZ JEFFREY A.	Director	9,680	2021-02-25	1
SHALETT LISA M	Director	2,815	2021-02-25	2
JACOBSON JONATHON S	Director	221,903	2021-02-25	2
KURLAND STANFORD L	Director 10% Owner	7,687,813	2021-01-20	20
BOTEIN MATTHEW	Director	311,802	2020-07-20	2
BLACKROCK INC. BLACKROCK FINANCIAL MANAGEMENT INC/DE BLACKROCK HOLDCO 2, INC. BLACKROCK MORTGAGE VENTURES, LLC	10% Owner	0	2020-02-11	0
HC PARTNERS LLC	10% Owner	15,741,237	2019-12-27	0
WIEDMAN MARK	Director	75,563	2019-02-20	0
BLACKROCK INC. BLACKROCK HOLDCO 2, INC. BLACKROCK INC. BLACKROCK FINANCIAL MANAGEMENT INC/DE BLACKROCK HOLDCO 2, INC. BLACKROCK MORTGAGE VENTURES, LLC BLACKROCK FINANCIAL MANAGEMENT INC/DE BLACKROCK MORTGAGE VENTURES, LLC		31,121,294	2018-11-01	0
BAILEY STEVEN RICHARD CHIEF MTGE OPS OFCR	Officer	9,002	2017-04-05	0
COOPERMAN LEON G		2,196,185	2016-11-16	0
TAYLOR JOHN	Director	9,954	2014-06-04	0
FIDELITY INVESTMENTS CHARITABLE GIFT FUND	10% Owner	No longer subject to file	2014-04-01	0
BRIDGER MANAGEMENT, LLC MIGNONE ROBERTO	SEE REMARKSSEE REMARKS	No longer subject to file	2013-08-14	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	Perf 1d*	Perf 5d*	Perf 1m*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-04-08 16:50:38 -0400	2021-04-06	S	14,549	$60.78	d	7,356,240	direct
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-04-08 16:50:38 -0400	2021-04-06	S	27,201	$59.91	d	7,370,789	direct
SPECTOR DAVID - Director - Officer CHAIRMAN & CEO	2021-03-30 16:42:18 -0400	2021-03-29	S	4,800	$65.44	d	1,072,335	direct	-1.7945	-11.5149		0.0	1	-11.5149	6
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-30 19:30:38 -0400	2021-03-29	P	94,106	$64.40	a	1,508,743	direct	-1.7945	-11.5149		0.0	1	-11.5149	6
SPECTOR DAVID - Director - Officer CHAIRMAN & CEO	2021-03-30 16:42:18 -0400	2021-03-29	S	4,202	$64.79	d	1,077,135	direct	-1.7945	-11.5149		0.0	1	-11.5149	6
SPECTOR DAVID - Director - Officer CHAIRMAN & CEO	2021-03-30 16:42:18 -0400	2021-03-29	S	5,998	$66.99	d	1,066,337	direct	-1.7945	-11.5149		0.0	1	-11.5149	6
NANJI FARHAD - Director see footnote	2021-03-30 19:33:40 -0400	2021-03-29	P	94,106	$64.40	a	1,508,743	indirect	-1.7945	-11.5149		0.0	1	-11.5149	6
SPECTOR DAVID - Director - Officer CHAIRMAN & CEO	2021-03-30 16:42:18 -0400	2021-03-26	S	4,799	$65.24	d	1,081,437	direct	-1.7945	-11.5149		0.0	1	-11.5149	6
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-29 16:48:33 -0400	2021-03-26	P	129,062	$64.75	a	1,414,637	direct	-0.2685	-10.4549		0.0	1	-10.6637	5
SPECTOR DAVID - Director - Officer CHAIRMAN & CEO	2021-03-30 16:42:18 -0400	2021-03-26	S	10,101	$64.55	d	1,086,236	direct	-1.7945	-11.5149		0.0	1	-11.5149	6
NANJI FARHAD - Director see footnote	2021-03-29 16:52:22 -0400	2021-03-26	P	129,062	$64.75	a	1,414,637	indirect	-0.2685	-10.4549		0.0	1	-10.6637	5
SPECTOR DAVID - Director - Officer CHAIRMAN & CEO	2021-03-30 16:42:18 -0400	2021-03-26	S	100	$65.90	d	1,081,337	direct	-1.7945	-11.5149		0.0	1	-11.5149	6
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-03-25 18:32:23 -0400	2021-03-25	S	8,763	$60.95	d	48,115	indirect	2.7637	-3.3164		2.948	3	-3.3164	6
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-29 16:48:33 -0400	2021-03-25	P	68,978	$62.39	a	1,285,575	direct	-0.2685	-10.4549		0.0	1	-10.6637	5
NANJI FARHAD - Director see footnote	2021-03-29 16:52:22 -0400	2021-03-25	P	68,978	$62.39	a	1,285,575	indirect	-0.2685	-10.4549		0.0	1	-10.6637	5
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-03-25 18:32:23 -0400	2021-03-25	S	1,237	$61.44	d	46,878	indirect	2.7637	-3.3164		2.948	3	-3.3164	6
JONES DOUG - Officer PRESIDENT & CHIEF MTG BKG OFCR	2021-03-25 18:29:36 -0400	2021-03-24	S	13,454	$62.37	d	55,995	direct	2.7637	-3.3164		2.948	3	-3.3164	6
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-03-25 18:32:23 -0400	2021-03-24	S	600	$63.32	d	56,878	indirect	2.7637	-3.3164		2.948	3	-3.3164	6
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-25 14:52:27 -0400	2021-03-24	P	80,461	$62.35	a	1,216,597	direct	1.0551	1.8929		4.0341	4	0.0	1
NANJI FARHAD - Director see footnote	2021-03-25 14:57:50 -0400	2021-03-24	P	80,461	$62.35	a	1,216,597	indirect	1.0551	1.8929		4.0341	4	0.0	1
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-03-25 18:32:23 -0400	2021-03-24	S	9,400	$62.79	d	57,478	indirect	2.7637	-3.3164		2.948	3	-3.3164	6
NANJI FARHAD - Director see footnote	2021-03-25 14:57:50 -0400	2021-03-23	P	127,725	$62.98	a	1,136,136	indirect	1.0551	1.8929		4.0341	4	0.0	1
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-25 14:52:27 -0400	2021-03-23	P	136,136	$61.94	a	1,008,411	direct	1.0551	1.8929		4.0341	4	0.0	1
NANJI FARHAD - Director see footnote	2021-03-25 14:57:50 -0400	2021-03-23	P	136,136	$61.94	a	1,008,411	indirect	1.0551	1.8929		4.0341	4	0.0	1
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-25 14:52:27 -0400	2021-03-23	P	127,725	$62.98	a	1,136,136	direct	1.0551	1.8929		4.0341	4	0.0	1
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-03-23 17:18:58 -0400	2021-03-22	S	20,534	$63.64	d	7,398,704	direct	3.9348	7.8374		8.1277	5	0.0	1
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-03-23 17:18:58 -0400	2021-03-22	S	13,802	$62.36	d	7,419,238	direct	3.9348	7.8374		8.1277	5	0.0	1
NANJI FARHAD - Director see footnote	2021-03-23 15:31:36 -0400	2021-03-22	P	65,879	$61.91	a	832,275	indirect	3.9348	7.8374		8.1277	5	0.0	1
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-03-23 17:18:58 -0400	2021-03-22	S	6,700	$61.55	d	7,433,040	direct	3.9348	7.8374		8.1277	5	0.0	1
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-23 15:24:49 -0400	2021-03-22	P	40,000	$63.71	a	872,275	direct	0.2587	8.4074		8.4074	6	0.0	1
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-03-23 17:18:58 -0400	2021-03-22	S	714	$64.06	d	7,397,990	direct	3.9348	7.8374		8.1277	5	0.0	1
NANJI FARHAD - Director see footnote	2021-03-23 15:31:36 -0400	2021-03-22	P	40,000	$63.71	a	872,275	indirect	3.9348	7.8374		8.1277	5	0.0	1
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-23 15:24:49 -0400	2021-03-22	P	65,879	$61.91	a	832,275	direct	0.2587	8.4074		8.4074	6	0.0	1
NANJI FARHAD - Director see footnote	2021-03-23 15:31:36 -0400	2021-03-19	P	296,292	$61.73	a	636,204	indirect	3.9348	7.8374		8.1277	5	0.0	1
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-23 15:24:49 -0400	2021-03-19	P	60,088	$63.13	a	766,396	direct	0.2587	8.4074		8.4074	6	0.0	1
NANJI FARHAD - Director see footnote	2021-03-23 15:31:36 -0400	2021-03-19	P	60,088	$63.13	a	766,396	indirect	3.9348	7.8374		8.1277	5	0.0	1
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-23 15:24:49 -0400	2021-03-19	P	70,104	$62.14	a	706,308	direct	0.2587	8.4074		8.4074	6	0.0	1
NANJI FARHAD - Director see footnote	2021-03-23 15:31:36 -0400	2021-03-19	P	70,104	$62.14	a	706,308	indirect	3.9348	7.8374		8.1277	5	0.0	1
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-23 15:24:49 -0400	2021-03-19	P	296,292	$61.73	a	636,204	direct	0.2587	8.4074		8.4074	6	0.0	1
NANJI FARHAD - Director see footnote	2021-03-19 14:41:14 -0400	2021-03-17	P	1,136	$64.75	a	339,912	indirect	2.1044	4.6265		4.6265	6	-0.6426	3
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-03-17 18:35:20 -0400	2021-03-17	S	9,500	$65.18	d	67,378	indirect	-4.5538	-1.1806		0.0	1	-5.1671	4
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-17 18:29:42 -0400	2021-03-17	S	1,246	$66.45	d	24,579	direct	-4.5538	-1.1806		0.0	1	-5.1671	4
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-19 14:37:53 -0400	2021-03-17	P	1,136	$64.75	a	339,912	direct	2.1044	4.6265		4.6265	6	-0.6426	3
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-03-17 18:35:20 -0400	2021-03-17	S	500	$65.97	d	66,878	indirect	-4.5538	-1.1806		0.0	1	-5.1671	4
NANJI FARHAD - Director see footnote	2021-03-16 21:40:15 -0400	2021-03-16	P	70,668	$65.21	a	508,875	indirect	-1.5993	-6.4424		0.0	1	-6.6838	5
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-03-17 18:35:20 -0400	2021-03-16	S	3,300	$65.82	d	76,878	indirect	-4.5538	-1.1806		0.0	1	-5.1671	4
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-16 21:53:54 -0400	2021-03-16	P	70,668	$65.21	a	338,776	direct	-1.5993	-6.4424		0.0	1	-6.6838	5
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-03-17 18:35:20 -0400	2021-03-16	S	6,700	$65.04	d	80,178	indirect	-4.5538	-1.1806		0.0	1	-5.1671	4
WALKER DAVID M - Officer CHIEF RISK OFFICER	2021-03-16 18:44:29 -0400	2021-03-15	F	896	$65.70	d	37,550	direct	-1.5993	-6.4424		0.0	1	-6.6838	5
JONES DOUG - Officer PRESIDENT & CHIEF MTG BKG OFCR	2021-03-16 18:37:52 -0400	2021-03-15	F	1,834	$65.70	d	69,449	direct	-1.5993	-6.4424		0.0	1	-6.6838	5
FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER	2021-03-16 18:30:38 -0400	2021-03-15	F	1,487	$65.70	d	86,506	direct	-1.5993	-6.4424		0.0	1	-6.6838	5
SPECTOR DAVID - Director - Officer CHAIRMAN & CEO	2021-03-16 18:42:11 -0400	2021-03-15	F	3,668	$65.70	d	1,096,337	direct	-1.5993	-6.4424		0.0	1	-6.6838	5
HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER	2021-03-16 18:35:33 -0400	2021-03-15	F	151	$65.70	d	43,011	direct	-1.5993	-6.4424		0.0	1	-6.6838	5
CHANG ANDREW S - Officer CHIEF OPERATING OFFICER	2021-03-16 18:28:33 -0400	2021-03-15	F	1,473	$65.70	d	997,125	direct	-1.5993	-6.4424		0.0	1	-6.6838	5
PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER	2021-03-16 18:40:07 -0400	2021-03-15	F	1,197	$65.70	d	60,191	direct	-1.5993	-6.4424		0.0	1	-6.6838	5
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-16 18:33:09 -0400	2021-03-15	F	1,161	$65.70	d	25,825	direct	-1.5993	-6.4424		0.0	1	-6.6838	5
NANJI FARHAD - Director see footnote	2021-03-16 21:40:15 -0400	2021-03-12	P	26,431	$65.49	a	438,207	indirect	-1.5993	-6.4424		0.0	1	-6.6838	5
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-16 21:53:54 -0400	2021-03-12	P	26,431	$65.49	a	268,108	direct	-1.5993	-6.4424		0.0	1	-6.6838	5
WALKER DAVID M - Officer CHIEF RISK OFFICER	2021-03-11 17:07:16 -0500	2021-03-11	F	667	$61.68	d	62,239	direct	1.0502	-5.2511		1.0502	2	-5.2511	6
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-15 18:15:46 -0400	2021-03-11	S	1,210	$66.18	d	26,986	direct	1.8909	-4.9193		1.8909	2	-4.9193	6
MCCALLION ANNE - Director	2021-03-11 17:09:16 -0500	2021-03-09	F	903	$61.68	d	3,515	direct	1.0502	-5.2511		1.0502	2	-5.2511	6
PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER	2021-03-11 17:01:09 -0500	2021-03-09	F	1,138	$61.68	d	61,388	direct	1.0502	-5.2511		1.0502	2	-5.2511	6
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-11 16:50:02 -0500	2021-03-09	F	1,084	$61.68	d	28,196	direct	1.0502	-5.2511		1.0502	2	-5.2511	6
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-10 21:39:50 -0500	2021-03-09	P	8,294	$64.66	a	241,677	direct	-0.3942	-1.1219		0.6519	3	-1.3796	4
NANJI FARHAD - Director see footnote	2021-03-09 19:53:41 -0500	2021-03-09	P	8,294	$64.66	a	411,776	indirect	0.6869	1.1754		1.3433	4	-0.7022	5
JONES DOUG - Officer PRESIDENT & CHIEF MTG BKG OFCR	2021-03-11 16:56:54 -0500	2021-03-09	F	1,750	$61.68	d	71,283	direct	1.0502	-5.2511		1.0502	2	-5.2511	6
FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER	2021-03-11 16:47:53 -0500	2021-03-09	F	1,400	$61.68	d	87,993	direct	1.0502	-5.2511		1.0502	2	-5.2511	6
NANJI FARHAD - Director see footnote	2021-03-10 21:38:16 -0500	2021-03-09	P	8,294	$64.66	a	411,776	indirect	-0.3942	-1.1219		0.6519	3	-1.3796	4
SPECTOR DAVID - Director - Officer CHAIRMAN & CEO	2021-03-11 17:04:27 -0500	2021-03-09	F	3,500	$61.68	d	1,100,005	direct	1.0502	-5.2511		1.0502	2	-5.2511	6
HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER	2021-03-11 16:52:18 -0500	2021-03-09	F	132	$61.68	d	43,162	direct	1.0502	-5.2511		1.0502	2	-5.2511	6
CHANG ANDREW S - Officer CHIEF OPERATING OFFICER	2021-03-11 16:45:52 -0500	2021-03-09	F	1,400	$61.68	d	998,598	direct	1.0502	-5.2511		1.0502	2	-5.2511	6
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-09 20:43:18 -0500	2021-03-09	P	8,294	$64.66	a	241,677	direct	0.6869	1.1754		1.3433	4	-0.7022	5
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-03-09 18:39:28 -0500	2021-03-08	S	12,587	$63.19	d	7,456,728	direct	0.6869	1.1754		1.3433	4	-0.7022	5
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-09 20:43:18 -0500	2021-03-08	P	100,000	$63.47	a	233,383	direct	0.6869	1.1754		1.3433	4	-0.7022	5
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-03-09 18:39:28 -0500	2021-03-08	S	12,175	$61.85	d	7,469,315	direct	0.6869	1.1754		1.3433	4	-0.7022	5
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-10 21:39:50 -0500	2021-03-08	P	100,000	$63.47	a	233,383	direct	-0.3942	-1.1219		0.6519	3	-1.3796	4
NANJI FARHAD - Director see footnote	2021-03-09 19:53:41 -0500	2021-03-08	P	100,000	$63.47	a	403,482	indirect	0.6869	1.1754		1.3433	4	-0.7022	5
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-03-09 18:39:28 -0500	2021-03-08	S	16,988	$64.00	d	7,439,740	direct	0.6869	1.1754		1.3433	4	-0.7022	5
NANJI FARHAD - Director see footnote	2021-03-10 21:38:16 -0500	2021-03-08	P	100,000	$63.47	a	403,482	indirect	-0.3942	-1.1219		0.6519	3	-1.3796	4
NANJI FARHAD - Director see footnote	2021-03-09 19:53:41 -0500	2021-03-05	P	36,010	$57.28	a	303,482	indirect	0.6869	1.1754		1.3433	4	-0.7022	5
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-10 21:39:50 -0500	2021-03-05	P	97,373	$58.26	a	97,373	direct	-0.3942	-1.1219		0.6519	3	-1.3796	4
NANJI FARHAD - Director see footnote	2021-03-10 21:38:16 -0500	2021-03-05	P	36,010	$57.28	a	303,482	indirect	-0.3942	-1.1219		0.6519	3	-1.3796	4
NANJI FARHAD - Director see footnote	2021-03-09 19:53:41 -0500	2021-03-05	P	97,373	$58.26	a	267,472	indirect	0.6869	1.1754		1.3433	4	-0.7022	5
NANJI FARHAD - Director see footnote	2021-03-10 21:38:16 -0500	2021-03-05	P	97,373	$58.26	a	267,472	indirect	-0.3942	-1.1219		0.6519	3	-1.3796	4
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-09 20:43:18 -0500	2021-03-05	P	36,010	$57.82	a	133,383	direct	0.6869	1.1754		1.3433	4	-0.7022	5
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-10 21:39:50 -0500	2021-03-05	P	36,010	$57.82	a	133,383	direct	-0.3942	-1.1219		0.6519	3	-1.3796	4
MFN PARTNERS, LP - Director MFN PARTNERS GP, LLC - Director MFN PARTNERS MANAGEMENT, LP - Director MFN PARTNERS MANAGEMENT, LLC - Director DEMICHELE MICHAEL - Director	2021-03-09 20:43:18 -0500	2021-03-05	P	97,373	$58.26	a	97,373	direct	0.6869	1.1754		1.3433	4	-0.7022	5
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-04 17:24:04 -0500	2021-03-02	S	924	$61.71	d	29,280	direct	0.1136	6.6385		7.0605	5	0.0	1
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-04 17:24:04 -0500	2021-03-01	S	1,150	$60.99	d	30,204	direct	0.1136	6.6385		7.0605	5	0.0	1
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-04 17:24:04 -0500	2021-03-01	S	7,751	$60.24	d	31,354	direct	0.1136	6.6385		7.0605	5	0.0	1
CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:03:33 -0500	2021-02-26	F	756	$58.85	d	999,998	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
WALKER DAVID M - Officer CHIEF RISK OFFICER	2021-03-01 19:07:45 -0500	2021-02-26	F	418	$58.85	d	62,906	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER	2021-03-01 18:55:40 -0500	2021-02-26	F	112	$58.85	d	43,380	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER	2021-03-01 19:01:10 -0500	2021-02-26	F	759	$58.85	d	89,393	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-03-01 19:05:52 -0500	2021-02-26	F	1,853	$58.85	d	1,103,505	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
JONES DOUG - Officer CHIEF MTGE BNKG OFCR	2021-03-01 18:53:28 -0500	2021-02-26	F	942	$58.85	d	73,033	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:10:59 -0500	2021-02-26	F	759	$58.85	d	62,526	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-01 18:58:42 -0500	2021-02-26	F	681	$58.85	d	39,105	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER	2021-03-01 18:55:40 -0500	2021-02-26	F	86	$58.85	d	43,294	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
MCCALLION ANNE - Director	2021-03-01 18:42:50 -0500	2021-02-25	M	17,891		d	0	direct
CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:03:33 -0500	2021-02-25	A	4,927		a	987,630	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
MCCALLION ANNE - Director	2021-03-01 18:42:50 -0500	2021-02-25	M	17,891		a	25,220	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER	2021-03-01 19:01:10 -0500	2021-02-25	A	17,000		a	17,000	direct
TOZER THEODORE W - Director	2021-03-01 18:29:26 -0500	2021-02-25	A	2,124		a	16,708	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:10:59 -0500	2021-02-25	A	17,891		a	17,891	direct
FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER	2021-03-01 19:01:10 -0500	2021-02-25	M	22,020		a	99,065	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
NANJI FARHAD - Director	2021-03-01 18:22:11 -0500	2021-02-25	A	2,124		a	170,099	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-01 18:58:42 -0500	2021-02-25	A	17,891		a	17,891	direct
HUNT JAMES K - Director	2021-03-01 18:07:19 -0500	2021-02-25	A	2,124		a	45,042	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:10:59 -0500	2021-02-25	F	6,824	$62.33	d	63,285	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-01 18:58:42 -0500	2021-02-25	F	8,990	$62.33	d	39,786	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
WALKER DAVID M - Officer CHIEF RISK OFFICER	2021-03-01 19:07:45 -0500	2021-02-25	M	13,763		d	0	direct
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-02-25 18:10:14 -0500	2021-02-25	S	7,500	$62.25	d	65,585	indirect	3.8676	4.0534		4.9316	3	-2.7191	5
HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER	2021-03-01 18:55:40 -0500	2021-02-25	M	1,810		d	0	direct
WALKER DAVID M - Officer CHIEF RISK OFFICER	2021-03-01 19:07:45 -0500	2021-02-25	A	1,699		a	54,443	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-03-01 19:05:52 -0500	2021-02-25	A	53,589		a	53,589	direct
HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER	2021-03-01 18:55:40 -0500	2021-02-25	A	594		a	42,421	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-03-01 19:05:52 -0500	2021-02-25	M	55,052		a	1,131,249	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
JONES DOUG - Officer CHIEF MTGE BNKG OFCR	2021-03-01 18:53:28 -0500	2021-02-25	A	29,566		a	29,566	direct
CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:03:33 -0500	2021-02-25	A	22,020		a	22,020	direct
JONES DOUG - Officer CHIEF MTGE BNKG OFCR	2021-03-01 18:53:28 -0500	2021-02-25	M	27,526		a	85,685	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:03:33 -0500	2021-02-25	F	8,896	$62.33	d	1,000,754	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
MCCALLION ANNE - Director	2021-03-01 18:42:50 -0500	2021-02-25	A	17,891		a	17,891	direct
FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER	2021-03-01 19:01:10 -0500	2021-02-25	M	22,020		d	0	direct
MCCALLION ANNE - Director	2021-03-01 18:42:50 -0500	2021-02-25	A	2,124		a	7,329	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
SHALETT LISA M - Director	2021-03-01 18:27:23 -0500	2021-02-25	A	2,124		a	2,815	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER	2021-03-01 19:01:10 -0500	2021-02-25	A	3,908		a	77,045	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
MAZZELLA JOSEPH F - Director	2021-03-01 18:15:45 -0500	2021-02-25	A	2,124		a	365,643	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:10:59 -0500	2021-02-25	A	12,935		a	12,935	direct
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-01 18:58:42 -0500	2021-02-25	A	9,239		a	9,239	direct
JACOBSON JONATHON S - Director	2021-03-01 18:01:40 -0500	2021-02-25	A	2,143		a	2,143	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:10:59 -0500	2021-02-25	M	17,891		a	70,109	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
WALKER DAVID M - Officer CHIEF RISK OFFICER	2021-03-01 19:07:45 -0500	2021-02-25	A	13,763		a	13,763	direct
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-01 18:58:42 -0500	2021-02-25	M	17,891		a	48,776	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
WALKER DAVID M - Officer CHIEF RISK OFFICER	2021-03-01 19:07:45 -0500	2021-02-25	F	4,882	$62.33	d	63,324	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER	2021-03-01 18:55:40 -0500	2021-02-25	A	1,810		a	1,810	direct
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-03-01 19:05:52 -0500	2021-02-25	M	55,052		d	0	direct
HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER	2021-03-01 18:55:40 -0500	2021-02-25	F	739	$62.33	d	43,492	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
JONES DOUG - Officer CHIEF MTGE BNKG OFCR	2021-03-01 18:53:28 -0500	2021-02-25	M	27,526		d	0	direct
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-03-01 19:05:52 -0500	2021-02-25	A	12,319		a	1,076,197	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:03:33 -0500	2021-02-25	A	21,435		a	21,435	direct
JONES DOUG - Officer CHIEF MTGE BNKG OFCR	2021-03-01 18:53:28 -0500	2021-02-25	A	6,796		a	58,159	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:03:33 -0500	2021-02-25	M	22,020		a	1,009,650	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
MCCALLION ANNE - Director	2021-03-01 18:42:50 -0500	2021-02-25	F	4,747	$62.33	d	20,473	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER	2021-03-01 19:01:10 -0500	2021-02-25	A	22,020		a	22,020	direct
YOUSSOUF EMILY ANN - Director	2021-03-01 18:31:38 -0500	2021-02-25	A	2,124		a	38,327	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:10:59 -0500	2021-02-25	M	17,891		d	0	direct
FARTAJ VANDAD - Officer CHIEF INVESTMENT OFFICER	2021-03-01 19:01:10 -0500	2021-02-25	F	8,913	$62.33	d	90,152	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
PERLOWITZ JEFFREY A. - Director	2021-03-01 18:24:25 -0500	2021-02-25	A	2,124		a	9,680	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-01 18:58:42 -0500	2021-02-25	M	17,891		d	0	direct
KINSELLA PATRICK - Director	2021-03-01 18:10:54 -0500	2021-02-25	A	2,124		a	34,170	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
PEROTTI DANIEL STANLEY - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:10:59 -0500	2021-02-25	A	2,973		a	52,218	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-02-25 18:10:14 -0500	2021-02-25	S	2,500	$62.92	d	63,085	indirect	3.8676	4.0534		4.9316	3	-2.7191	5
WALKER DAVID M - Officer CHIEF RISK OFFICER	2021-03-01 19:07:45 -0500	2021-02-25	A	7,391		a	7,391	direct
GROGIN JEFFREY - Officer CHIEF ENTERPRISE OPS OFFICER	2021-03-01 18:58:42 -0500	2021-02-25	A	2,124		a	30,885	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
WALKER DAVID M - Officer CHIEF RISK OFFICER	2021-03-01 19:07:45 -0500	2021-02-25	M	13,763		a	68,206	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-03-01 19:05:52 -0500	2021-02-25	A	55,052		a	55,052	direct
HENDRY GREGORY L - Officer MD, CHIEF ACCOUNTING OFFICER	2021-03-01 18:55:40 -0500	2021-02-25	M	1,810		a	44,231	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-03-01 19:05:52 -0500	2021-02-25	F	25,891	$62.33	d	1,105,358	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
JONES DOUG - Officer CHIEF MTGE BNKG OFCR	2021-03-01 18:53:28 -0500	2021-02-25	A	27,526		a	27,526	direct
CHANG ANDREW S - Officer CHIEF FINANCIAL OFFICER	2021-03-01 19:03:33 -0500	2021-02-25	M	22,020		d	0	direct
JONES DOUG - Officer CHIEF MTGE BNKG OFCR	2021-03-01 18:53:28 -0500	2021-02-25	F	11,710	$62.33	d	73,975	direct	-3.2673	4.9413		4.9413	6	-7.2912	3
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-02-25 18:10:14 -0500	2021-02-24	S	3,187	$61.66	d	73,085	indirect	3.8676	4.0534		4.9316	3	-2.7191	5
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-02-25 18:10:14 -0500	2021-02-24	S	6,813	$60.99	d	76,272	indirect	3.8676	4.0534		4.9316	3	-2.7191	5
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-02-25 18:12:33 -0500	2021-02-23	S	17,512	$61.64	d	7,485,821	direct	3.8676	4.0534		4.9316	3	-2.7191	5
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-02-25 18:12:33 -0500	2021-02-23	S	19,907	$60.64	d	7,503,333	direct	3.8676	4.0534		4.9316	3	-2.7191	5
KURLAND FAMILY INVESTMENTS, LLC - > 10% Owner	2021-02-25 18:12:33 -0500	2021-02-23	S	4,331	$62.25	d	7,481,490	direct	3.8676	4.0534		4.9316	3	-2.7191	5
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-02-19 16:42:00 -0500	2021-02-18	S	1,000	$65.29	d	83,085	indirect	0.716	0.0814	-2.5224	9.1131	27	-6.2653	9
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-02-19 16:42:00 -0500	2021-02-18	S	9,000	$64.64	d	84,085	indirect	0.716	0.0814	-2.5224	9.1131	27	-6.2653	9
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-02-19 16:42:00 -0500	2021-02-17	S	6,955	$66.08	d	93,830	indirect	0.716	0.0814	-2.5224	9.1131	27	-6.2653	9
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-02-17 19:35:06 -0500	2021-02-17	S	5,397	$66.13	d	1,064,978	direct	0.5521	-7.1767	3.5804	5.7571	29	-9.1483	11
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-02-19 16:42:00 -0500	2021-02-17	S	2,300	$65.03	d	100,785	indirect	0.716	0.0814	-2.5224	9.1131	27	-6.2653	9
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-02-17 19:35:06 -0500	2021-02-17	S	8,503	$65.34	d	1,070,375	direct	0.5521	-7.1767	3.5804	5.7571	29	-9.1483	11
WALKER DAVID M - Officer CHIEF RISK OFFICER the walker trust 2002 dated february 13, 2002, as amended	2021-02-19 16:42:00 -0500	2021-02-17	S	745	$66.63	d	93,085	indirect	0.716	0.0814	-2.5224	9.1131	27	-6.2653	9
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-02-17 19:35:06 -0500	2021-02-17	S	1,100	$66.98	d	1,063,878	direct	0.5521	-7.1767	3.5804	5.7571	29	-9.1483	11
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-02-17 19:35:06 -0500	2021-02-16	S	4,391	$65.74	d	1,089,487	direct	0.5521	-7.1767	3.5804	5.7571	29	-9.1483	11
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-02-17 19:35:06 -0500	2021-02-16	S	5,211	$67.83	d	1,078,978	direct	0.5521	-7.1767	3.5804	5.7571	29	-9.1483	11
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-02-17 19:35:06 -0500	2021-02-16	S	5,298	$66.75	d	1,084,189	direct	0.5521	-7.1767	3.5804	5.7571	29	-9.1483	11
SPECTOR DAVID - Director - Officer PRESIDENT & CEO	2021-02-17 19:35:06 -0500	2021-02-16	S	100	$68.60	d	1,078,878	direct	0.5521	-7.1767	3.5804	5.7571	29	-9.1483	11

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate	Shares Available
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 22:15:03 UTC	-0.2301	0.2901	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 21:45:03 UTC	-0.2329	0.2929	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 21:15:02 UTC	-0.2329	0.2929	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 20:45:03 UTC	-0.2301	0.2901	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 20:15:03 UTC	-0.2301	0.2901	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 19:45:03 UTC	-0.2301	0.2901	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 19:15:03 UTC	-0.2301	0.2901	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 18:45:03 UTC	-0.2332	0.2932	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 18:15:03 UTC	-0.2332	0.2932	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 17:45:03 UTC	-0.2332	0.2932	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 17:15:03 UTC	-0.2332	0.2932	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 16:45:03 UTC	-0.2272	0.2872	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 16:15:03 UTC	-0.2272	0.2872	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 15:45:03 UTC	-0.2272	0.2872	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 15:15:02 UTC	-0.2272	0.2872	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 14:45:03 UTC	-0.2269	0.2869	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 14:15:03 UTC	-0.2269	0.2869	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 13:45:03 UTC	-0.2269	0.2869	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 13:15:03 UTC	-0.2269	0.2869	1100000
PENNYMAC FINANCIAL SERVICES PFSI	2021-04-12 12:45:03 UTC	-0.2269	0.2869	950000

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin
AGF Investments Trust- AGFIQ Hedged Dividend Income Fund	PFSI	-126.0 shares, $-8268.12	2020-12-31	N-PORT
Series Portfolios Trust- Weiss Alternative Balanced Risk Fund	PFSI	-1222.0 shares, $-70876.0	2021-01-31	N-PORT

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