Piper Jaffray Companies (PIPR)

FINANCE: CORPORATE FINANCE
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

800 NICOLLET MALL, SUITE 1000 MINNEAPOLIS, MN 55402

Piper Jaffray is an investment bank and asset management firm, serving the corporations, private equity groups, public entities, non-profit entities and institutional investors. Co. provides a set of products and services, including equity and debt capital markets products; public finance services; financial advisory services; equity and fixed income institutional brokerage; equity and fixed income research; and asset management services. Co. operates through two reportable business segments: Capital Markets, which provides institutional sales, trading and research services and investment banking services; and Asset Management, which provides asset management services.

Data based on most recent fiscal year report
Market Cap1.217 Billion Shares Outstanding14.36 Million Avg Volume109.981 Thousand
1-Yr BETA vs S&P TR1.183 Current Ratio1.48 Quick Ratio0.46
View SEC Filings from PIPR instead.

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Funds Holding PIPR (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PIPR BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

HOLT VICTORIA M

  • Director
17,271 2020-01-15 5

DOYLE JONATHAN J HD OF FINANCIAL SERVICES GROUP

  • Officer
  • Director
286,441 2020-01-06 1

SIMS FRANK L

86,746 2020-01-02 0

POLSKY LISA

  • Director
0 2020-01-01 0

JOHNSON B KRISTINE

  • Director
1,291 2019-12-31 6

SORAN PHILIP

  • Director
14,528 2019-12-31 9

TAYLOR SCOTT C

  • Director
11,542 2019-12-31 9

PIPER ADDISON L

  • Director
30,660 2019-12-13 6

FITZGERALD WILLIAM R

  • Director
17,140 2019-12-13 5

SMITH SHERRY M

  • Director
7,324 2019-12-13 5

CHOSY JAMES L EVP AND GENERAL COUNSEL

  • Officer
91,716 2019-11-22 0

GAMBALE VIRGINIA

  • Director
14,314 2019-10-22 0

HARVEY STUART C. JR

0 2019-08-30 0

SALVESON JON W

  • Director
0 2019-05-23 0

LARUE R SCOTT CO-HEAD GLOBAL IB AND CAP MKTS

  • Officer
  • Director
64,720 2019-05-20 2

ABRAHAM CHAD R CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
66,183 2019-05-20 2

SCHONEMAN DEBBRA L. PRESIDENT

  • Officer
  • Director
54,225 2019-05-20 2

GEELAN JOHN W GENERAL COUNSEL

  • Officer
14,717 2019-05-20 2

SCHREIER THOMAS S JR

  • Director
2,563 2019-05-20 1

WOODHOUSE HOPE B

  • Director
43,645 2019-05-16 0

BAKER JAMES P GLOBAL CO-HEAD IB AND CAP MKTS

  • Officer
82,712 2019-05-16 2

FRANCIS MICHAEL

  • Director
109,000 2019-04-01 0

WINGES MARTIN BRADLEY HILLTOP SECURITIES CEO

0 2019-02-20 0

DUFF ANDREW S

  • Director
185,495 2019-02-16 1

CARTER TIMOTHY L CHIEF FINANCIAL OFFICER

  • Officer
5,580 2019-02-16 1

FRAZIER MICHAEL E

  • Director
57,082 2018-05-23 0

VOLPI MICHELE

  • Director
12,342 2018-05-17 0

FAIRMAN FRANCIS E IV HEAD, PUBLIC FINANCE SERVICES

  • Officer
47,469 2018-02-02 0

CRAWSHAW CHRISTOPHER D HEAD OF ASSET MANAGEMENT

  • Officer
26,583 2017-08-04 0

SMITH THOMAS GREGORY CHIEF STRATEGY OFFICER

  • Officer
15,279 2017-07-31 0

KLINEFELTER JEFFREY P GLOBAL HEAD OF EQUITIES

  • Officer
54,759 2017-05-22 0

ESCKILSEN CHRISTINE N CHIEF OF HUMAN CAPITAL

  • Officer
8,425 2017-05-22 0

PETERSON ROBERT W

  • Director
4,347 2013-09-30 0

O'BRIEN BRIEN M HEAD OF ASSET MANAGEMENT

  • Officer
135,734 2013-02-27 0

FIREBAUGH RONALD T CO-HEAD PUB FIN & FIXED INCOME

  • Officer
0 2012-05-15 0

TAYLOR JEAN M

  • Director
9,483 2012-05-09 0

SCHNETTLER THOMAS P PRESIDENT AND COO

  • Officer
168,253 2011-02-15 0

WILSON DAVID I CEO OF PIPER JAFFRAY LTD.

  • Officer
37,087 2010-05-15 0

KO ALEX PO-MING CEO PIPER JAFFRAY ASIA

  • Officer
85,935 2010-02-16 0

KAPLAN SAMUEL L

  • Director
14,643 2009-05-07 0

MAY BENJAMIN T HEAD OF FIXED INCOME SERVICES

  • Officer
38,103 2008-05-15 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

TAYLOR SCOTT C - Director

2019-12-31 A 300 $79.94 a 11,542 11,542.00 direct

HOLT VICTORIA M - Director

2019-12-31 A 230 $79.94 a 1,386 1,386.00 direct

SORAN PHILIP - Director

2019-12-31 A 376 $79.94 a 14,528 14,528.00 direct

HOLT VICTORIA M - Director

2019-12-13 A 6 $81.62 a 1,156 1,156.00 direct

FITZGERALD WILLIAM R - Director

2019-12-13 A 79 $81.62 a 17,140 17,140.00 direct

SORAN PHILIP - Director

2019-12-13 A 34 $81.62 a 14,152 14,152.00 direct

TAYLOR SCOTT C - Director

2019-12-13 A 13 $81.62 a 11,242 11,242.00 direct

SMITH SHERRY M - Director

2019-12-13 A 23 $81.62 a 7,324 7,324.00 direct

JOHNSON B KRISTINE - Director

2019-12-13 A 9 $81.62 a 11,794 15,572.00 direct

PIPER ADDISON L - Director

2019-12-13 A 18 $81.62 a 29,610 30,660.00 direct
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