Prospect Capital Corp (PSEC)

FINANCE: CORPORATE FINANCE
SIC:

10 EAST 40TH STREET 44TH FL NEW YORK, NY 10016

Lends to and invests in middle-market privately held or thinly traded public companies in the energy industry. This closed-end investment company has filed an election to be treated as a business development company under the Investment Company Act of 1940, as amended.

Data as of 2020-09-12
Market Cap1.889 Billion Shares Outstanding376.998 Million Avg 30-day Volume1.297 Million
P/E Ratio Dividend Yield14.371 EPS-0.04
Price/Sales11.472 Price cash flow ratio4.4 Price free cash flow ratio10.0
Book Value8.11 Price to Tangible Book0.62 Alpha-0.0
Short Interest Ratio % Short Interest to Float R-squared0.312411
BETA0.995943 52-week High/Low6.76 / 3.675 Stddev0.076134
View SEC Filings from PSEC instead.
Q2 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 1 3 -66.67% 1 (0.07%) 2 (0.13%) -50.0%
Funds Holding: 186 201 -7.46% 26 (1.7%) 32 (2.05%) -18.75%
13F shares: 40.017 Million 42.253 Million -5.29% 15.499 Million 15.159 Million 2.25%
% Ownership 10.6641 11.4874 -7.17% 4.1303 4.1212 0.22%
New Positions: 27 27 0.0% 7 2 250.0%
Increased Positions 61 60 1.67% 7 9 -22.22%
Closed Positions 39 40 -2.5% 13 15 -13.33%
Reduced Positions 54 75 -28.0% 8 17 -52.94%
Total Calls 717.877 Thousand 521.779 Thousand 37.58% 198.9 Thousand 61.2 Thousand 225.0%
Total Puts 1.455 Million 1.247 Million 16.67% 533.6 Thousand 613.6 Thousand -13.04%
PUT/CALL Ratio 2.03 2.39 -15.06% 2.68 10.03 -73.28%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding PSEC (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding PSEC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

2.5 Thousand total shares from 1 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

STARK EUGENE S

  • Director
46,000 2020-08-28 2

ELIASEK M GRIER CHIEF OPERATING OFFICER

  • Officer
  • Director
1,352,196 2020-03-24 1

BARRY JOHN F CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
  • 10% Owner
69,057,132 2020-03-24 14

VAN DASK KRISTIN LEA CFO, TREASURER, SECRETARY, CCO

  • Officer
41,250 2020-02-25 2

GREMP WILLIAM

  • Director
30,149 2020-02-21 3

OSWALD BRIAN H CFO, CCO, TREASURY & SECRETARY

  • Officer
575,000 2017-11-10 0

BARRY MATTHEW C.

  • FAMILY INSIDER
4,109 2011-09-07 0

ANDERSON GRAHAM

  • Director
45,000 2009-09-29 0

COOPER ANDREW C.

  • Director
0 2009-02-12 0

LIEBOLT LEE

  • Director
600 2008-09-19 0

PARKER WALTER VAN EPS

  • Director
216 2008-09-11 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

STARK EUGENE S - Director

2020-09-01 16:28:58 -0400 2020-08-28 P 2,500 $5.10 a 46,000 direct -0.7843 -1.7647 0.0 1 -1.7647 6

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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