Charles Schwab Corp (SCHW)

FINANCE: CONSUMER FINANCE
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

211 MAIN STREET SAN FRANCISCO, CA 94105

The Charles Schwab Corporation (CSC) is a financial holding company. Through its subsidiaries, the Company engages in securities brokerage, banking and related financial services. As of December 31, 2009, CSC provided financial services to individuals and institutional clients through two segments: Investor Services and Institutional Services. As of December 31, 2009, the Company had $1.42 trillion in client assets, 7.7 million active brokerage accounts, 1.5 million corporate retirement plan participants and 722,000 banking accounts. The Investor Services segment includes the Company's retail brokerage and banking operations. The Institutional Services segment provides custodial, trading, and support services to independent investment advisors (IAs), as well as retirement plan, equity compensation plan, and other financial services to corporations and their employees. In November 2010, the Company aquired Windward Investment Management, Inc.

Data based on most recent fiscal year report
Market Cap68.571 Billion Shares Outstanding1.341 Billion Avg Volume11.114 Million
1-Yr BETA vs S&P TR Current Ratio0.31 Quick Ratio0.3
View SEC Filings from SCHW instead.
Q3 2019 All Institutions Hedge Funds 1
To trade SCHW now:
Filers who had this stock in their top 10: 36 11 (1.15%)
13F Filers holding this stock: 1011 98 (10.24%)
Aggregate 13F shares on 09/30/2019: 1.005 Billion 92.883 Million
Aggregate 13F shares on 06/30/2019: 1.034 Billion 91.51 Million
Percent change: -2.82% 1.50%
Funds creating new positions: 88 16
Funds Adding to an existing position: 382 41
Funds closing out their position: 115 25
Funds reducing their position: 407 38
Heat Map Ranking for 09/30/2019 77
Heat Map Ranking for 06/30/2019 123
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding SCHW (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

3.7 Thousand total shares from 1 transactions

Exercise Derivative Conversion (M)

16.4 Thousand total shares from 3 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

SCHWAB CHARLES R CHAIRMAN

  • Officer
  • Director
  • 10% Owner
124,739,957 2019-11-12 23

SNEED PAULA A

  • Director
37,078 2019-11-11 1

MORGAN PETER J. III EVP AND GENERAL COUNSEL

  • Officer
17,834 2019-11-04 3

SARIN ARUN

  • Director
32,573 2019-10-16 2

CRAIG JONATHAN M. SENIOR EVP

  • Officer
0 2019-10-15 6

CLENDENING JOHN S PRESIDENT AND CEO

  • Officer
  • Director
650,217 2019-10-07 0

MCLIN STEPHEN T

  • Director
0 2019-10-01 10

HERRINGER FRANK C

  • Director
0 2019-10-01 6

ELLIS STEPHEN A

  • Director
0 2019-10-01 5

RUFFEL CHARLES A.

  • Director
0 2019-10-01 6

CHANDOHA MARIE A

  • Director
2,128 2019-09-19 2

GOLDFARB MARK A

  • Director
25,626 2019-08-05 2

CRAWFORD PETER B. EVP AND CFO

  • Officer
22,101 2019-08-05 3

GOLDMAN CHARLES G PRESIDENT AND CEO

  • Officer
  • Director
2,794,735 2019-07-17 0

SAEGER REBECCA

  • Director
0 2019-06-13 0

MARTINETTO JOSEPH R SENIOR EVP AND COO

  • Officer
193,747 2019-06-03 2

MURTAGH NIGEL J EVP - CORPORATE RISK

  • Officer
39,639 2019-05-31 4

WALTHER ROGER O

  • Director
329,310 2019-05-17 2

DODDS CHRISTOPHER V

  • Director
471,380 2019-05-17 1

ADAMS JOHN K JR

  • Director
29,976 2019-05-17 1

HARAF WILLIAM S

  • Director
27,576 2019-05-17 1

DEA JOAN

  • Director
16,690 2019-05-17 1

MAGNER MARJORIE

  • Director
16,744 2019-05-15 0

KALLSEN TERRI R EVP - INVESTOR SERVICES

  • Officer
1,249 2019-03-06 3

BETTINGER WALTER W PRESIDENT AND CEO

  • Officer
  • Director
468,263 2019-03-01 2

CLARK BERNARD J. EVP - ADVISOR SERVICES

  • Officer
87,181 2019-03-01 1

GARFIELD DAVID R EVP AND GENERAL COUNSEL

  • Officer
29,044 2019-03-01 1

WILSON ROBERT N

  • Director
193,282 2018-12-13 1

BUTCHER C PRESTON

  • Director
945,688 2018-05-08 0

BECHTLE NANCY H

  • Director
194,100 2017-08-07 0

ALLEN JAY L EVP AND CHIEF ADMIN OFFICER

  • Officer
7,528 2015-06-11 0

MCCOOL JAMES D EVP - CLIENT SOLUTIONS

  • Officer
145,590 2015-06-05 0

GILL GEORGE A. EVP - INVESTOR SERVICES

  • Officer
63,009 2014-11-03 0

BROWN JEFFREY T SVP AND ACTING GENERAL COUNSEL

  • Officer
28,799 2014-04-23 0

DWYER CARRIE E EVP AND GENERAL COUNSEL

  • Officer
No longer subject to file 2014-04-17 0

BRIGEMAN BENJAMIN L EVP - INVESTOR SERVICES

  • Officer
96,077 2012-02-03 0

ALDINGER WILLIAM F III

  • Director
No longer subject to file 2010-04-30 0

FISHER DONALD G FOUNDER

  • Officer
  • Director
No longer subject to file 2010-01-31 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

SCHWAB CHARLES R - Director - Officer - > 10% Owner CHAIRMAN by trust

2019-11-12 G 2,537,820 d 74,805,746 124,739,957.33 indirect

MORGAN PETER J. III - Officer EVP AND GENERAL COUNSEL

2019-11-04 F 478 $42.71 d 16,680 17,834.00 direct

MORGAN PETER J. III - Officer EVP AND GENERAL COUNSEL

2019-11-01 A 7,211 a 18,333 18,312.00 direct

SCHWAB CHARLES R - Director - Officer - > 10% Owner CHAIRMAN by trust

2019-11-01 G 48,245 d 77,343,566 127,277,777.33 indirect

MORGAN PETER J. III - Officer EVP AND GENERAL COUNSEL

2019-11-01 F 1,175 $41.61 d 17,158 18,312.00 direct

SCHWAB CHARLES R - Director - Officer - > 10% Owner CHAIRMAN by trust

2019-10-23 G 24,200 d 76,496,811 127,326,022.33 indirect

SCHWAB CHARLES R - Director - Officer - > 10% Owner CHAIRMAN by trust

2019-10-17 G 25,350 d 76,521,011 127,350,222.33 indirect

SARIN ARUN - Director by trust

2019-10-16 M 1,574 $18.38 a 27,766 31,537.00 indirect

SARIN ARUN - Director

2019-10-16 M 1,574 d 0 31,537.00 direct

SARIN ARUN - Director by trust

2019-10-16 M 11,082 $17.38 a 26,192 31,537.00 indirect

SARIN ARUN - Director

2019-10-16 M 11,082 d 0 31,537.00 direct

CRAIG JONATHAN M. - Officer SENIOR EVP by trust

2019-10-15 S 3,740 $38.97 d 0 0.00 indirect yes

CRAIG JONATHAN M. - Officer SENIOR EVP by trust

2019-10-15 M 3,740 $15.43 a 3,740 0.00 indirect

CRAIG JONATHAN M. - Officer SENIOR EVP

2019-10-15 M 3,740 d 21,500 0.00 direct

HERRINGER FRANK C - Director

2019-10-01 A 894 a 122,707 0.00 direct

MCLIN STEPHEN T - Director

2019-10-01 A 3,464 a 3,464 0.00 direct

RUFFEL CHARLES A. - Director

2019-10-01 A 1,732 a 1,732 0.00 direct

ELLIS STEPHEN A - Director

2019-10-01 A 1,883 a 1,883 0.00 direct
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