SDC 13F Hedge Fund and Asset Management Owners

Data as of 2021-02-27 11:26:14 -0500
Market Cap	1.317 Billion	Shares Outstanding	113.547 Million	Avg 30-day Volume	6.6 Million
P/E Ratio	-11.50212	Dividend Yield		EPS	-0.3
Price/Sales	1.76	Debt to Equity	2.66	EBITDA	-462.937 Million
Price to Book Value	3.95	Forward PE	-44.98	Enterprise Value	1.207 Billion
Total Cash	318.458 Million	Current Debt	206.856 Million	Gross Profit	572.038 Million
BETA	1.2198	52-week High/Low	16.08 / 3.64	Price to Cash FLow (P/CF)	-9999999.0
				Data provided by IEX Cloud

Q4 2020	All 13F Filers	Prior	Change	Hedge Funds ¹	Prior	Change
In top 10:	1	3	-66.67%	1 (0.06%)	2 (0.12%)	-50.0%
Funds Holding:	173	151	14.57%	55 (3.32%)	48 (2.99%)	14.58%
13F shares:	74.629 Million	73.014 Million	2.21%	32.259 Million	41.754 Million	-22.74%
% Ownership	65.7257	65.9499	-0.34%	28.4103	37.7143	-24.67%
New Positions:	53	46	15.22%	22	19	15.79%
Increased Positions	57	41	39.02%	20	7	185.71%
Closed Positions	26	29	-10.34%	15	12	25.0%
Reduced Positions	41	40	2.5%	13	18	-27.78%
Total Calls	4.364 Million	5.179 Million	-15.74%	522.7 Thousand	537.9 Thousand	-2.83%
Total Puts	2.855 Million	3.653 Million	-21.85%	854.3 Thousand	865.4 Thousand	-1.28%
PUT/CALL Ratio	0.65	0.71	-8.45%	1.63	1.61	1.24%
¹ hedge funds and active managers as identified by whalewisdom.com through public filings.

Funds Holding SDC (via 13F filings)

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Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding SDC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

487 Thousand total shares from 3 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
RAMMELT SUSAN GREENSPON EVP, CLO, SECRETARY	Officer Director	278,473	2021-01-27	3
KATZMAN STEVEN B. CHIEF OPERATING OFFICER	Officer Director 10% Owner	524,438	2021-01-27	4
KATZMAN DAVID B CEO AND CHAIRMAN	Officer Director 10% Owner	528,761	2021-01-14	3
FENKELL ALEXANDER J.	Director 10% Owner	126,267	2021-01-14	2
KATZMAN JORDAN M.	Director 10% Owner	125,651	2021-01-14	3
OSWALD KAY PRESIDENT OF INTERNATIONAL	Officer	251,311	2021-01-14	3
WAILES KYLE CHIEF FINANCIAL OFFICER	Officer	738,202	2021-01-14	3
CRAWFORD TROY W. CHIEF ACCOUNTING OFFICER	Officer	102,014	2021-01-14	3
CD&R INVESTMENT ASSOCIATES X, LTD. CD&R SDC HOLDINGS, L.P.	10% Owner	11,903,167	2020-11-23	2
WALLMAN RICHARD F	Director	135,685	2020-09-02	4
HAMILTON CAROL	Director	47,685	2020-06-04	1
FRIST WILLIAM H.	Director	0	2019-09-16	0
SCHNALL RICHARD J	Director	0	2019-09-11	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	Perf 1d*	Perf 5d*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
KATZMAN STEVEN B. - Director - Officer - > 10% Owner CHIEF OPERATING OFFICER	2021-01-29 17:28:28 -0500	2021-01-28	S	12,000	$16.01	d	524,438	direct
KATZMAN STEVEN B. - Director - Officer - > 10% Owner CHIEF OPERATING OFFICER	2021-01-29 17:28:28 -0500	2021-01-28	C	12,000		d	5,881,028	direct
KATZMAN STEVEN B. - Director - Officer - > 10% Owner CHIEF OPERATING OFFICER	2021-01-29 17:28:28 -0500	2021-01-28	C	12,000		a	536,438	direct
RAMMELT SUSAN GREENSPON - Director - Officer EVP, CLO, SECRETARY	2021-01-29 17:27:11 -0500	2021-01-27	S	75,000	$15.00	d	278,473	direct
KATZMAN STEVEN B. - Director - Officer - > 10% Owner CHIEF OPERATING OFFICER	2021-01-29 17:28:28 -0500	2021-01-27	C	400,000		d	5,893,028	direct
KATZMAN STEVEN B. - Director - Officer - > 10% Owner CHIEF OPERATING OFFICER	2021-01-29 17:28:28 -0500	2021-01-27	S	400,000	$15.64	d	524,438	direct
RAMMELT SUSAN GREENSPON - Director - Officer EVP, CLO, SECRETARY	2021-01-29 17:27:11 -0500	2021-01-27	C	75,000		a	353,473	direct
KATZMAN STEVEN B. - Director - Officer - > 10% Owner CHIEF OPERATING OFFICER	2021-01-29 17:28:28 -0500	2021-01-27	C	400,000		a	924,438	direct
RAMMELT SUSAN GREENSPON - Director - Officer EVP, CLO, SECRETARY	2021-01-29 17:27:11 -0500	2021-01-27	C	75,000		d	203,443	direct
KATZMAN STEVEN B. - Director - Officer - > 10% Owner CHIEF OPERATING OFFICER	2021-01-20 16:49:23 -0500	2021-01-15	A	196,232		a	524,438	direct	2.36	26.3304	38.7321	5	0.0	1
RAMMELT SUSAN GREENSPON - Director - Officer EVP, CLO, SECRETARY	2021-01-19 17:02:20 -0500	2021-01-14	A	215,796		a	278,473	direct	-1.951	36.0254	36.0254	6	-1.951	2
FENKELL ALEXANDER J. - Director - > 10% Owner	2021-01-19 17:00:47 -0500	2021-01-14	A	86,318		a	126,267	direct	-1.951	36.0254	36.0254	6	-1.951	2
OSWALD KAY - Officer PRESIDENT OF INTERNATIONAL	2021-01-19 17:01:05 -0500	2021-01-14	A	86,318		a	251,311	direct	-1.951	36.0254	36.0254	6	-1.951	2
CRAWFORD TROY W. - Officer CHIEF ACCOUNTING OFFICER	2021-01-19 17:02:02 -0500	2021-01-14	A	34,007		a	102,014	direct	-1.951	36.0254	36.0254	6	-1.951	2
WAILES KYLE - Officer CHIEF FINANCIAL OFFICER	2021-01-19 17:02:37 -0500	2021-01-14	A	258,955		a	738,202	direct	-1.951	36.0254	36.0254	6	-1.951	2
KATZMAN DAVID B - Director - Officer - > 10% Owner CEO AND CHAIRMAN	2021-01-19 17:01:27 -0500	2021-01-14	A	431,592		a	528,761	direct	-1.951	36.0254	36.0254	6	-1.951	2
CRAWFORD TROY W. - Officer CHIEF ACCOUNTING OFFICER	2021-01-19 17:02:02 -0500	2021-01-14	F	4,605	$12.61	d	68,007	direct	-1.951	36.0254	36.0254	6	-1.951	2
KATZMAN STEVEN B. - Director - Officer - > 10% Owner CHIEF OPERATING OFFICER	2021-01-19 17:02:51 -0500	2021-01-14	A	258,955		a	328,206	direct	-1.951	36.0254	36.0254	6	-1.951	2
KATZMAN JORDAN M. - Director - > 10% Owner	2021-01-19 17:01:44 -0500	2021-01-14	A	86,318		a	125,651	direct	-1.951	36.0254	36.0254	6	-1.951	2

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate	Shares Available
SMILEDIRECTCLUB INC SDC	2021-03-02 14:15:03 UTC	-0.2819	0.3519	1700000
SMILEDIRECTCLUB INC SDC	2021-03-02 13:45:02 UTC	-0.2819	0.3519	1700000
SMILEDIRECTCLUB INC SDC	2021-03-02 13:15:02 UTC	-0.2819	0.3519	1700000
SMILEDIRECTCLUB INC SDC	2021-03-02 12:45:03 UTC	-0.2819	0.3519	1700000
SMILEDIRECTCLUB INC SDC	2021-03-01 22:15:04 UTC	-0.2819	0.3519	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 21:45:03 UTC	-0.2821	0.3521	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 21:15:03 UTC	-0.2821	0.3521	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 20:45:02 UTC	-0.2793	0.3493	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 20:15:03 UTC	-0.2793	0.3493	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 19:45:03 UTC	-0.2793	0.3493	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 19:15:03 UTC	-0.2793	0.3493	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 18:45:03 UTC	-0.2647	0.3347	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 18:15:03 UTC	-0.2647	0.3347	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 17:45:03 UTC	-0.2647	0.3347	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 17:15:03 UTC	-0.2647	0.3347	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 16:45:03 UTC	-0.2535	0.3235	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 16:15:02 UTC	-0.2535	0.3235	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 15:45:03 UTC	-0.2535	0.3235	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 15:15:02 UTC	-0.2535	0.3235	900000
SMILEDIRECTCLUB INC SDC	2021-03-01 14:45:03 UTC	-0.3052	0.3752	900000

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin
RBB Fund, Inc.- Boston Partners Long/Short Research Fund	SDC	-168214.0 shares, $-2069032.2	2020-11-30	N-PORT
FundVantage Trust- Gotham Hedged Plus Fund	SDC	-4073.0 shares, $-48631.62	2020-12-31	N-PORT
Columbia Funds Series Trust I- Multi-Manager Directional Alternative Strategies Fund	SDC	-16601.0 shares, $-147748.9	2020-10-31	N-PORT
FundVantage Trust- Gotham Master Neutral Fund	SDC	-349.0 shares, $-4076.32	2020-09-30	N-PORT

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